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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc., with trade date May 6, 2026, expected settlement May 8, 2026, final valuation date May 6, 2027, and maturity on or about May 10, 2027. The Notes pay contingent coupons only if observation-date closing levels meet a coupon barrier and will autocall early if an observation-date closing level is at or above the initial level. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; a final level below that threshold may cause a principal loss up to the full investment. Minimum investment is 100 Notes at $10 per Note; estimated initial value per Note is between $9.55 and $9.80.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advance Auto Parts, Inc. The Notes pay contingent coupons only if the underlying's closing level on an observation date meets or exceeds the coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal; if the final level is below the downside threshold you receive $10 x (1 + Underlying Return), which can result in a significant loss, including total loss. The Notes are unsecured obligations of UBS and repayment is subject to UBS creditworthiness. Trade date is May 6, 2026, expected settlement May 8, 2026, final valuation date May 4, 2029, and maturity May 8, 2029. The estimated initial value per Note was $9.65 as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called quarterly if the underlying equals or exceeds the initial level.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced in proportion to the underlying return. The example principal is $10 per Note; estimated initial value is $9.34–$9.59. Trade date is May 6, 2026, settlement May 8, 2026, final valuation date May 4, 2029, maturity May 8, 2029.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Alaska Air Group, Inc., due May 8, 2029. Each Note has a principal amount of $10 and a minimum purchase of 100 Notes. The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates; otherwise no coupon is paid. The Notes are autocallable if the underlying closes at or above the initial level on any observation date prior to the final valuation date, in which case holders receive principal plus any contingent coupon on the related call settlement date and the Notes terminate. If not called, repayment at maturity depends on the final level relative to a downside threshold (60.00% of the initial level in the examples); if the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose their entire investment. Any payments are subject to the creditworthiness of UBS. The estimated initial value was $9.70 as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc. The Notes pay periodic contingent coupons only if the underlying stock is at or above a coupon barrier on observation dates and may be automatically called early if the stock reaches the initial level. At maturity, if not called, principal repayment is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment decreases in proportion to the underlying return and investors could lose a significant portion or all of their investment. The Notes are unsecured obligations of UBS and any payments depend on UBS creditworthiness.

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UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Olin Corporation, with a trade date of May 6, 2026, expected settlement on May 8, 2026, a final valuation date of May 4, 2029, and maturity on May 8, 2029. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are autocallable if the underlying equals or exceeds the initial level on an observation date. At maturity, principal repayment is contingent: if the final level is below the disclosed downside threshold, investors suffer a loss equal to the underlying return and could lose their entire investment. Minimum purchase is 100 notes ($1,000); estimated initial value per $10 note is between $9.28 and $9.53.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing May 10, 2027. The Notes pay contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates and will be automatically called if the stock closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced in proportion to the underlying return and investors could lose a significant portion or all of their principal. Key commercial terms include a $10 principal per Note, minimum purchase of 100 Notes, trade date May 6, 2026, settlement May 8, 2026, final valuation date May 6, 2027, and estimated initial value of $9.74 per Note. All payments remain subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Constellation Energy common stock due May 10, 2027. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and will be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise principal repayment is reduced proportionally to the underlying return and you could lose all of your investment. The Notes are unsecured obligations of UBS and any payments depend on UBS’s creditworthiness. Trade date: May 6, 2026; Settlement date: May 8, 2026; Final valuation date: May 6, 2027; Maturity date: May 10, 2027.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Chevron Corporation with expected trade and settlement on May 6, 2026 and May 8, 2026, a final valuation date of May 6, 2027, and maturity on May 10, 2027. The Notes pay a contingent coupon only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called early if the underlying meets or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise investors suffer a loss equal to the underlying return and could lose their entire investment. Payments are subject to UBS credit risk. The Notes are offered in $10 denominations with an estimated initial value range of $9.46 to $9.71 per $10 Note.

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UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advance Auto Parts, Inc. The trade date is May 6, 2026, expected settlement May 8, 2026, final valuation date May 4, 2029, and maturity May 8, 2029. Each Note has a principal amount of $10 and the minimum investment is 100 Notes ($1,000). UBS will pay contingent coupons only when the underlying closes at or above the coupon barrier on observation dates; the Notes auto‑call if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, repayment at maturity depends on the final level versus the downside threshold, and holders may suffer losses up to the full principal. The estimated initial value range on the trade date is $9.29 to $9.54. This document is a preliminary pricing supplement and the final terms will be set on the trade date.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 6, 2026.