Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The Notes pay a contingent coupon only if the underlying closing level on an observation date is at or above the coupon barrier and will autocall early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold you will receive an amount equal to $10 x (1 + underlying return), which can result in a partial or total loss of principal. The Notes mature on May 8, 2029, have an estimated initial value of $9.65 per $10 Note, and are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc. The notes mature on May 10, 2027 with a final valuation date of May 6, 2027. Coupons are paid only if the underlying meets the coupon barrier on observation dates; the notes auto‑call early if the underlying equals or exceeds the initial level on an observation date. Principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment may be reduced, possibly to zero. The principal amount per note is $10; the estimated initial value at trade date was $9.88. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due on or about May 8, 2029. The notes pay a contingent coupon only when the underlying meets a coupon barrier on observation dates and may autocall quarterly beginning after six months if the underlying equals or exceeds the initial level. If not called, principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; if the final level is below that threshold the investor receives a cash amount that can be less than principal, potentially resulting in a loss up to the entire investment. Trade date is May 6, 2026 with settlement on May 8, 2026. The estimated initial value range is between $9.37 and $9.62 per $10 note and any payment is subject to the creditworthiness of UBS.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Marvell Technology, Inc. stock due May 8, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on scheduled observation dates; otherwise no coupon is paid. The Notes are autocallable quarterly (beginning after 6 months) if the underlying closing level equals or exceeds the initial level, in which case holders receive principal plus any contingent coupon then due. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, holders suffer a loss equal to the underlying return and could lose all principal. Payments depend on UBS's creditworthiness. Trade date is May 6, 2026, settlement May 8, 2026, final valuation date May 4, 2029, and maturity May 8, 2029. The Notes are offered in minimum investments of 100 Notes ($1,000) and have an estimated initial value of $9.65 per $10 Note.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to General Electric Company with expected trade date May 6, 2026, settlement May 8, 2026, final valuation May 6, 2027 and maturity May 10, 2027. Each Note has a $10 principal amount and contingent coupons paid only if the underlying meets coupon barriers on observation dates. Notes auto-call early if the underlying closes at or above the initial level on an observation date. If not called, principal at maturity is contingent: full principal paid if final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return, exposing investors to potential substantial or total loss. Estimated initial value range is $9.47–$9.72 per Note. Payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Olin Corporation stock due May 8, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and are automatically called if the underlying equals or exceeds the initial level on any observation date prior to maturity. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return and you could lose all of your investment. Payments are subject to UBS credit risk. The Notes have a $10 principal amount per Note and an estimated initial value of $9.64 as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on May 8, 2029. The notes pay contingent coupons only if the underlying meets a coupon barrier on quarterly observation dates and may be automatically called quarterly beginning about six months after trade date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level meets the downside threshold; otherwise repayment falls in proportion to the underlying return and could result in the loss of all principal. Trade date is May 6, 2026 with expected settlement on May 8, 2026. Minimum offering is 100 Notes at $10 per Note and the estimated initial value range is $9.36 to $9.61 per Note as of the trade date. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NIKE, Inc. with an expected term to maturity of approximately three years (Final Valuation Date May 4, 2029; Maturity Date May 8, 2029). The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier; they auto‑call early if the underlying meets or exceeds the initial level on any quarterly observation date beginning after six months. If not called, repayment at maturity depends on whether the final level is at or above a disclosed downside threshold; if it is below that threshold, principal is reduced in proportion to the underlying return and investors can lose a significant portion or all of their investment. Trade Date is May 6, 2026 with settlement on May 8, 2026. Notes are offered in $10 denominations with a minimum purchase of 100 Notes; the issuer’s credit risk applies to all payments.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. due on or about May 8, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and can be automatically called early if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if the final level is below the downside threshold, repayment is reduced in direct proportion to the underlying return, and you could lose a significant portion or all of your investment. The estimated initial value range is stated as $9.29 to $9.54 per $10 Note and the minimum investment is 100 Notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Chevron Corporation, maturing on May 10, 2027. The Notes pay contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date. If not called and the final level is below the downside threshold, repayment at maturity will reflect the underlying return and can result in the loss of a portion or all of principal. Payments are subject to the creditworthiness of UBS. The estimated initial value per $10 Note is $9.76.