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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to the common stock of Delta Air Lines, Inc. The Notes mature on May 8, 2029, pay contingent coupons only if observation-date closing levels meet a coupon barrier, and can be automatically called early if an observation-date closing level is at or above the initial level.

The Notes have a $10 principal amount per note, an estimated initial value range of $9.35–$9.60, and expose holders to downside market risk at maturity if the final level is below a 60.00% downside threshold; repayment of principal depends on UBS creditworthiness.

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Rhea-AI Summary

UBS AG is marketing Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes have a trade date of May 6, 2026, expected settlement on May 8, 2026, a final valuation date of May 4, 2028, and maturity on May 8, 2028. Each Note has a principal amount of $10. Investors may receive periodic contingent coupons only if the closing level of the underlying stock equals or exceeds the coupon barrier on observation dates; the Notes will autocall early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment will be reduced pro rata to the underlying return, potentially resulting in a substantial or total loss. The estimated initial value range is $9.41 to $9.66 per Note and minimum investment is 100 Notes ($1,000). All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, with an expected trade date of May 6, 2026, settlement on May 8, 2026 and maturity on or about May 8, 2028. The Notes pay periodic contingent coupons only if the underlying's closing level on an observation date is at or above a coupon barrier; otherwise no coupon is paid.

The Notes are automatically called early if the underlying's closing level on any pre-final observation date is at or above the initial level; in that case UBS pays principal plus any contingent coupon on the call settlement date and no further payments are due. If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold you receive principal; if below, you receive an amount equal to $10 × (1 + Underlying Return), which can result in a significant loss or total loss of principal. Any payment is subject to UBS's creditworthiness. The document is a preliminary pricing supplement and final terms will be set on the trade date.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The notes mature on May 8, 2031 and may be automatically called earlier if the underlying meets the initial level on an observation date. Payments include periodic contingent coupons only when the underlying closes at or above the coupon barrier on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced pro rata to the underlying return; in extreme cases you could lose all principal. The notes have a principal amount of $10 per Note, an estimated initial value of $9.72, and are offered with a minimum purchase of 100 Notes.

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UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to the common stock of Starbucks Corporation due on or about May 8, 2029. The notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are subject to an automatic call if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, repayment of principal at maturity is contingent on the final stock level relative to a downside threshold; if the final level is below that threshold, holders suffer a loss tied to the percentage decline in the underlying stock. The notes are unsecured obligations of UBS and payments depend on UBS creditworthiness. Trade date and expected settlement are May 6, 2026 and May 8, 2026, respectively; final valuation date is May 4, 2029. The offering minimum is 100 notes at $10 per note; the estimated initial value range is $9.35–$9.60 per note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to General Electric Company common stock. The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level being at or above a downside threshold; if below, you may suffer a loss equal to the underlying return and could lose your entire investment. Trade date is May 6, 2026, final valuation date is May 6, 2027, and maturity is May 10, 2027. The Notes are unsecured obligations of UBS and any payments depend on UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA common stock due May 8, 2029. The Notes pay a contingent coupon only when the underlying closing level on an observation date meets or exceeds a coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any quarterly observation date (beginning after six months). If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment at maturity is reduced in proportion to the underlying return and you could lose a significant portion or all of your investment.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc., maturing May 8, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and are automatically called if the underlying equals or exceeds the initial level on any quarterly observation (beginning after six months). If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment declines in proportion to the underlying return and investors can lose a significant portion or all principal. Payments depend on UBS creditworthiness. The minimum investment is 100 Notes at $10 per Note and the estimated initial value was $9.71 as of the trade date.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of NIKE, Inc., due May 8, 2029. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the underlying closing level on any quarterly observation date (beginning after six months) is equal to or greater than the initial level, in which case UBS pays principal plus any contingent coupon on the related call settlement date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive $10.00 per Note; if the final level is below the downside threshold you receive $10.00 x (1 + Underlying Return), which can result in a substantial loss or total loss of principal. Payments are subject to UBS credit risk. Trade date is May 6, 2026, settlement May 8, 2026, final valuation date May 4, 2029, and maturity May 8, 2029.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The notes have a principal amount of $10 per Note, a term of approximately five years, a trade date of May 6, 2026, settlement expected May 8, 2026, final valuation date May 6, 2031 and maturity May 8, 2031.

The notes may pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date. If not called, repayment at maturity is contingent: if the final level is below the downside threshold the cash payment may be less than principal, with losses equal to the underlying return.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 6, 2026.