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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, due on or about May 10, 2027. The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and are subject to automatic early redemption if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise payment equals $10 x (1 + Underlying Return), which can result in a substantial or total loss of principal. Trade date is May 6, 2026 and settlement is expected on May 8, 2026. The Notes are unsecured obligations of UBS and any payment is subject to UBS credit risk. The estimated initial value per Note on the trade date is between $9.47 and $9.72.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Delta Air Lines, Inc., maturing May 8, 2029. The Notes pay contingent coupons only if the underlying's closing level meets or exceeds a coupon barrier on observation dates and are automatically called if the underlying meets or exceeds the initial level on any prior observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, investors suffer a loss equal to the underlying return and could lose all principal. Payments depend on UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock. The offering totals $1,486,000 with a $10 principal per Note, trade date May 6, 2026, settlement May 8, 2026, final valuation May 4, 2028, and maturity May 8, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates, feature automatic early call if the underlying equals or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return. Estimated initial value per Note is $9.77. Payments are subject to UBS credit risk.

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UBS AG is offering Airbag Autocallable Yield Notes linked to ADRs of Taiwan Semiconductor Manufacturing Company Limited due on or about May 10, 2027. The notes pay a coupon on each coupon payment date unless automatically called. They will be automatically called early if the closing level of the underlying ADR on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case UBS will repay principal plus the coupon on the related coupon payment date. If not called and the final level is at or above the conversion level, UBS will repay principal plus coupon at maturity; if the final level is below the conversion level, UBS will deliver a share delivery amount (shares of the underlying) whose value may be less than principal, producing a loss of some or all of the initial investment. All payments are subject to the creditworthiness of UBS. The final terms, including the conversion level and exact coupon, will be set on the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. with an indicated offering amount of $280,000. The notes mature on May 8, 2028 and can be automatically called early if the underlying stock closes at or above the initial level on an observation date.

Contingent coupons are payable only when the underlying closes at or above a coupon barrier on an observation date; otherwise no coupon is paid. If not called and the final level is below the downside threshold, redemption at maturity may be less than principal and could result in total loss of invested principal. Payments are subject to UBS credit risk. Trade date is May 6, 2026 and settlement is expected May 8, 2026.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport‑McMoRan Inc. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS pays the principal amount; if the final level is below the downside threshold, the cash payment will be reduced proportionally to the underlying return, potentially resulting in substantial loss or total loss of the initial investment. Payments depend on UBS’s creditworthiness. Trade date and settlement are expected in May 2026 and maturity is on or about May 8, 2029.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc. The Notes pay periodic contingent coupons only if the underlying's closing level meets the coupon barrier on each observation date and are subject to an automatic call if the underlying closes at or above the initial level on any observation date prior to maturity. The offering requires a minimum investment of 100 Notes at $10 per Note (representing a $1,000 investment). Trade date is May 6, 2026 with settlement on May 8, 2026, final valuation on May 6, 2027, and maturity on May 10, 2027. The preliminary pricing supplement shows an estimated initial value range of $9.46 to $9.71 per Note and highlights material risks, including the potential loss of a significant portion or all of your principal if the Notes are not automatically called and the final level is below the downside threshold and the payment at maturity is reduced by the underlying return. All payments are subject to UBS's creditworthiness.

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UBS AG priced Trigger Autocallable Contingent Yield Notes linked to Intel Corporation common stock due May 8, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets the coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment at maturity is reduced in proportion to the underlying return and investors may lose a significant portion or all of their investment. All payments are subject to UBS credit risk. Trade date is May 6, 2026, settlement May 8, 2026, final valuation date May 4, 2028, and maturity May 8, 2028. The estimated initial value on the trade date is $9.77 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Newmont Corporation, maturing on May 10, 2027. The Notes pay contingent coupons only if the underlying meets coupon barriers on observation dates and can be automatically called early if the underlying reaches or exceeds the initial level.

The offering carries principal repayment at maturity that is contingent on the final level relative to a downside threshold; if the final level is below that threshold you may suffer a loss equal to the underlying return, including the potential loss of your entire principal. Trade date and settlement are May 6, 2026 and May 8, 2026. Minimum investment is 100 Notes at $10 per Note. The document emphasizes significant market and credit risk, and gives an estimated initial value range of $9.54 to $9.79 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Starbucks common stock due May 8, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates, and they are automatically called if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment at maturity will be reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. All payments are subject to UBS credit risk. Trade date is May 6, 2026 and settlement is expected May 8, 2026.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 6, 2026.