UBS AG SEC Filings

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Mattel, Inc. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000), and an expected term from the trade date on July 13, 2026 to maturity on or about July 17, 2028.

Investors receive contingent coupons only if the closing level of Mattel stock on an observation date is at or above a coupon barrier; if it is at or above the initial level before the final valuation date, the Notes are automatically called and repay principal plus that coupon. If not called and the final level is at or above the downside threshold, principal is repaid; if the final level is below the downside threshold, repayment equals $10 × (1 + underlying return), so losses mirror the stock’s decline and can reach 100% of principal. The Notes are unsecured, unsubordinated obligations of UBS, are not listed on any exchange, and have an estimated initial value between $9.40 and $9.65 per $10 Note.

UBS AG plans to issue Trigger Yield Notes linked to the common stock of Microsoft Corporation, maturing on July 15, 2027. Each unsubordinated, unsecured Note has a principal amount of $10 and is offered in minimum investments of 100 Notes, or $1,000.

Investors receive fixed quarterly coupons at an annual rate indicated between 8.59% and 8.97%, regardless of Microsoft’s share performance. At maturity, if the stock’s final level is at or above a preset downside threshold, holders receive full principal back plus the final coupon. If the final level is below this threshold, the repayment is reduced to $10 × (1 + underlying return), exposing investors to the full downside below the threshold and potentially a complete loss of principal.

All payments depend on UBS’s credit; a default could result in losing all invested amounts. The Notes will not be listed on an exchange, and UBS expects the initial value to range from $9.53 to $9.78 per $10 Note, reflecting internal pricing and funding assumptions.

UBS AG is offering $205,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group Incorporated, maturing July 16, 2029. These unsubordinated, unsecured notes pay a contingent coupon only when the stock closes at or above a preset coupon barrier on scheduled observation dates.

The notes are automatically called if the stock closes at or above its initial level on any observation date before the final valuation date, returning principal plus any due contingent coupon, after which no further payments occur. If not called and the final stock level is at or above a downside threshold, principal is repaid; if it is below that threshold, repayment is reduced in proportion to the stock’s loss and can fall to zero.

All payments depend on UBS’s credit and the notes are not listed on any exchange, limiting liquidity. The minimum investment is 100 notes at $10 each, while the estimated initial value is $9.73 per $10 note, reflecting internal funding and structuring costs.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., due on or about July 15, 2027. These unsubordinated, unsecured debt obligations of UBS pay contingent coupons only on monthly observation dates when the Micron share price closes at or above a specified coupon barrier; otherwise no coupon is paid. The notes are automatically called on any monthly observation date, beginning after 6 months, if the stock closes at or above its initial level, in which case holders receive the principal amount plus any contingent coupon due and no further payments.

If the notes are not called, investors receive full principal at maturity only when the final Micron price is at or above a downside threshold; below that level, repayment is reduced in line with the percentage decline of the stock from the initial level and can fall to zero. The contingent repayment of principal applies only at maturity. Any payment depends on the creditworthiness of UBS, and a default could result in total loss. The notes are offered at $10 per Note, with a $1,000 minimum investment, are not bank deposits or FDIC-insured, will not be listed on an exchange, and have an estimated initial value as of the trade date expected to be between $9.38 and $9.63 per Note.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group Incorporated, maturing on or about July 16, 2029.

These $10-denomination notes may pay contingent coupons only when the stock closes at or above a coupon barrier on scheduled observation dates. The notes are automatically called early, returning principal plus the applicable coupon, if the stock closes at or above the initial level on any observation date before the final one.

If the notes are not called and the final stock level is at or above a downside threshold, investors receive only their principal (plus any final coupon). If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose their entire investment. All payments depend on UBS’s credit; the notes are unsecured, will not be listed on an exchange, have a minimum investment of 100 notes at $10 each, and an estimated initial value between $9.38 and $9.63 per $10 note.

UBS AG is offering $2,377,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing January 13, 2028. The Notes pay a 13.10% per annum contingent coupon only if on each monthly observation date every index closes at or above its coupon barrier, set at 65% of its initial level.

UBS may, at its discretion, call the Notes in whole on any monthly observation date after six months, paying principal plus any due coupon, after which no further payments occur. A daily knock-in trigger occurs if any index ever closes below its downside threshold (also 65% of initial) during the observation period. If the Notes are not called and a trigger has occurred, and any index finishes below its initial level, maturity repayment is reduced by the full negative return of the least performing index, with the possibility of a total loss of principal. All payments depend on UBS’ credit; the estimated initial value is $992.00 per $1,000 note, below issue price.

UBS AG London Branch is offering Digital S&P 500® Index-Linked Medium-Term Notes that pay no interest and have a term expected to be 15–17 months. Each note has a $1,000 face amount and the cash payment at maturity depends on S&P 500 Index performance between the trade date and a single determination date.

If the final index level is at or above 80% of the initial level, investors receive a capped payoff, the maximum settlement amount, expected to be between $1,092.20 and $1,108.20 per $1,000. If the index falls more than 20%, investors lose 1% of principal for every 1% decline from the initial level and could lose their entire investment. The notes are unsecured obligations of UBS, not listed, and may have limited or no secondary market. The estimated initial value is expected to be $953.10–$983.10 per $1,000, reflecting fees, hedging costs and UBS’ internal funding rate, and UBS’ creditworthiness and market factors will materially affect secondary prices.

UBS AG is offering $971,000 of Trigger Callable Contingent Yield Notes, $1,000 each, linked to the least performing of the Nasdaq‑100, Russell 2000 and S&P 500 indexes, maturing January 15, 2030. The notes pay a monthly contingent coupon at an annual rate of 11.16% ($9.30 per note per month) only if on each observation date all three indexes close at or above their coupon barriers, set at 70% of initial levels.

UBS may call the notes in whole on any monthly observation date beginning after three months; if called, investors receive principal plus that month’s coupon, with no further payments. If not called and at maturity all indexes are at or above their downside thresholds (60% of initial levels), investors receive full principal (and a coupon if barriers are met).

If any index finishes below its downside threshold, repayment is reduced dollar‑for‑dollar with the negative return of the worst index, and investors can lose up to 100% of principal. Payments depend on UBS’s credit; the estimated initial value is $990.10 per $1,000 note, reflecting fees and hedging costs, and no exchange listing is expected.

UBS AG is issuing Trigger Callable Contingent Yield Notes with an aggregate offering of $4,654,000, linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, maturing on July 15, 2031.

The Notes pay a 10.55% per annum contingent coupon only when, on an observation date, each index is at or above its coupon barrier, set at 70% of its initial level (equal to the downside thresholds). UBS may, at its discretion, call the Notes monthly after six months, returning principal plus any due coupon and ending further payments.

If the Notes are not called and on the final valuation date any index closes below its downside threshold, repayment is reduced in proportion to the worst-performing index and can fall to zero. The estimated initial value is $963.60 per $1,000 Note. All payments depend on UBS’s credit and the Notes will not be listed on any exchange.