Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, with expected trade date April 20, 2026, settlement April 22, 2026, final valuation date October 20, 2027 and maturity October 22, 2027. The notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates and will be automatically called if the underlying is at or above the initial level on any bimonthly observation date after six months. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above a downside threshold; otherwise repayment declines in line with the underlying return, potentially resulting in a total loss. The notes are unsecured obligations of UBS and subject to UBS credit risk. The preliminary estimated initial value per $10 Note is between $9.42 and $9.67 and the minimum purchase is 100 Notes ($1,000).
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Wells Fargo & Company, with expected trade date April 20, 2026 and maturity on April 22, 2027. The Notes pay periodic contingent coupons only when the underlying closing level meets or exceeds a coupon barrier and are automatically called if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the stated downside threshold; otherwise principal is reduced proportionally to the underlying return, creating potential for substantial or total loss. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk. The example terms show a $10 principal per Note, a sample contingent coupon rate of 9.64% per annum, an estimated initial value range of $9.51 to $9.76, and a minimum purchase of 100 Notes (representing a $1,000 investment).
UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Palantir Technologies Inc. due on or about April 22, 2027. The notes pay a periodic coupon (example coupon shown: 8.59% per annum) and feature an automatic call if the underlying's closing level on any observation date equals or exceeds the initial level. If not called, principal repayment at maturity is contingent: if the final level is at or above a downside threshold, UBS will repay the $10 principal; if below that threshold, holders bear leveraged downside (approximately 1.6667% principal loss for each 1% underlying decline beyond the threshold), and could lose their entire investment. Payments depend on UBS creditworthiness. Trade date example: April 20, 2026; settlement: April 22, 2026. The preliminary pricing supplement shows an estimated initial value range of $9.53 to $9.78 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The Notes mature on April 23, 2029, with a final valuation date of April 19, 2029, and may be automatically called quarterly beginning about six months after issuance.
The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on an observation date; otherwise no coupon is paid. Principal is repaid at maturity only if the final level is at or above a downside threshold; if below, repayment declines pro rata to the underlying return, with possible loss of the entire principal. Trade date and settlement are shown as April 20, 2026 and April 22, 2026. The estimated initial value range is $9.30 to $9.55 per Note and the Notes are offered in minimum increments of 100 Notes at $10 per Note. All payments are subject to the creditworthiness of UBS AG.
UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Oracle Corporation, maturing April 22, 2027. The Notes pay a coupon on each coupon date unless automatically called early. If an automatic call occurs on an observation date, UBS will repay principal plus the coupon on the related coupon payment date. If not called, repayment at maturity depends on the final level versus the conversion level: full principal plus coupon if the final level is at or above the conversion level, or physical delivery of underlying shares (plus cash for fractional shares) if the final level is below the conversion level, which can result in a loss of some or all principal. Payments are subject to UBS creditworthiness. The trade date is April 20, 2026 and settlement is expected April 22, 2026. The estimated initial value per Note was $981.80 and the illustrative coupon rate is 12.41% per annum.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The Notes have a trade date of April 20, 2026, expected settlement April 22, 2026, final valuation date April 20, 2028 and maturity April 24, 2028. The Notes pay contingent coupons only if observation-date closing levels meet the coupon barrier, can be automatically called early if the underlying meets or exceeds the initial level on an observation date, and provide contingent repayment of principal at maturity only if the final level is at or above the downside threshold. Payments, including principal repayment, are subject to the creditworthiness of UBS. The Notes are offered in minimum blocks of 100 Notes at $10 per Note and have an estimated initial value on the trade date between $9.48 and $9.73.
UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Freeport-McMoRan Inc.. The notes pay a coupon each coupon date unless automatically called and may be automatically called early if the underlying’s closing level on an observation date is equal to or greater than the initial level. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced and investors bear leveraged downside exposure (approximately 1.4286% principal loss for each 1% decline beyond the threshold), potentially resulting in a total loss. Key timing anchors include Trade Date April 20, 2026, Settlement Date April 22, 2026, Final Valuation Date April 20, 2027, and Maturity Date April 22, 2027. The example coupon shown is 8.04% per annum on a $10 principal per Note and the estimated initial value range is $9.52 to $9.77 as of the trade date. The notes are unsecured obligations of UBS and repayments are subject to UBS credit risk.
UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Oracle Corporation with expected trade date April 20, 2026, settlement April 22, 2026 and maturity about April 22, 2027. The Notes pay a coupon on each coupon payment date unless previously auto‑called.
The Notes are automatically called if the underlying's closing level on any observation date is equal to or greater than the initial level; if not called, repayment at maturity depends on the final level versus a conversion level and may result in delivery of underlying shares (the share delivery amount), potentially producing a loss of some or all principal. Payments depend on UBS creditworthiness. The preliminary pricing supplement shows an illustrative coupon rate of 11.28% per annum and an estimated initial value range of $953.50 to $978.50.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Meta Platforms, Inc., due April 24, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically called early if the stock equals or exceeds the initial level on any prior observation date. If not called, principal repayment at maturity depends on the final level versus a downside threshold (example downside threshold: $60.00, equal to 60.00% of the initial level). The Notes are unsecured obligations of UBS and subject to UBS credit risk. Trade/settlement and key dates: trade date April 20, 2026; settlement date April 22, 2026; final valuation date April 20, 2028; maturity April 24, 2028. Minimum purchase is 100 Notes at $10 per Note; the estimated initial value as of the trade date is $9.74.
UBS AG priced Trigger Autocallable Contingent Yield Notes linked to Freeport-McMoRan Inc. common stock due April 24, 2028. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise repayment falls proportionally with the underlying return and investors can lose a significant portion or all of their investment. All payments are subject to UBS credit risk.