UBS AG SEC Filings

UBS AG is offering $10,010,000 of unsubordinated, unsecured Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the Nasdaq‑100® Technology Sector, maturing June 15, 2028. The Notes pay a contingent coupon of 13.50% per annum only if on each monthly observation date both indices close at or above their coupon barriers, which equal their downside thresholds at 70% of initial levels (Russell 2000®: 2,084.464; Nasdaq‑100® Technology Sector: 12,281.63).

UBS may, at its discretion, call the Notes in whole on any observation date starting after three months, paying principal plus any due contingent coupon and ending further payments. If the Notes are not called and, on the final valuation date, each index is at or above its downside threshold, investors receive principal back (and the final contingent coupon if barriers are met). If any index finishes below its downside threshold, repayment is reduced 1:1 with the decline of the least performing index, and investors can lose some or all of their initial investment.

The estimated initial value is $986.40 per $1,000 Note, reflecting underwriting compensation, hedging, issuance costs and UBS’s internal funding rate. The Notes are not listed, may have limited or no secondary market, and all payments are subject to UBS credit risk, including potential impacts of Swiss resolution powers.

UBS AG is issuing $500,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Amazon.com, Inc. Each Note has a $1,000 principal amount and matures on July 13, 2029, unless called earlier.

The Notes pay a 10.80% per annum contingent coupon (about $27 per quarter per $1,000) only if Amazon’s closing level on an observation date is at or above the coupon barrier of $160.58 (65% of the initial level of $247.04). Missed coupons can be paid later under the memory interest feature if a future observation meets the barrier.

The Notes are automatically called if, on any quarterly observation date after 6 months, Amazon closes at or above the call threshold of $247.04 (100% of the initial level). In that case, investors receive principal plus due and unpaid coupons and the product terminates. If not called and the final level is at or above the downside threshold of $160.58, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced one-for-one with Amazon’s decline, and investors can lose all principal. Any payment depends on the creditworthiness of UBS, and the estimated initial value is $974.50 per $1,000 Note.

UBS AG is offering $1,588,000 of Trigger Autocallable Contingent Yield Notes, unsecured debt linked to the least performing of the SPDR S&P Regional Banking ETF (KRE) and the SPDR S&P 500 ETF Trust (SPY), maturing on July 15, 2030.

Investors receive a 10.00% per annum contingent coupon ($25 per quarter) only if on an observation date the closing level of each ETF is at or above its coupon barrier, set at 70% of the initial level (KRE: $52.51; SPY: $528.47). The notes are automatically called after six months if each ETF is at or above 100% of its initial level, returning principal plus that period’s coupon.

If not called, and at maturity each ETF remains at or above its downside threshold (also 70% of initial), principal is repaid. If any ETF finishes below its downside threshold, repayment is reduced 1:1 with the worst performer’s decline, and the entire principal can be lost. The estimated initial value is $969.50 per $1,000 note, and all payments depend on UBS’s credit.

UBS AG is issuing Capped Buffer Contingent Absolute Return Securities, a market-linked note tied to the worst performer of the Dow Jones Industrial Average and the S&P 500 Index, maturing December 30, 2027. The total offering is $300,000, in denominations of $1,000 per Security.

At maturity, if the least performing index has risen, investors receive principal plus that positive return, capped at 12.75% per Security, for a maximum upside payment of $1,127.50. If the least performer is flat or down but still at or above 85% of its initial level (the downside threshold, reflecting a 15.00% buffer), investors receive the “contingent absolute return,” equal to the absolute value of the index loss, up to 15.00% (maximum $1,150.00).

If any index finishes below its downside threshold, repayment is reduced dollar-for-dollar beyond the 15% buffer, based on the loss of the least performing index, and investors can lose most or almost all of principal. The Securities pay no interest, are unsecured obligations of UBS AG, are not listed on an exchange, and all payments depend on UBS’s credit. The estimated initial value is $966.70 per $1,000 Security, below the issue price due to fees, hedging and funding costs.

UBS AG is offering $2,180,000 of Trigger Autocallable Notes, unsubordinated unsecured debt linked to the least performing of the Nasdaq‑100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. Each Note has a $1,000 principal amount, trades on a July 10, 2026 trade date, and is scheduled to mature on July 15, 2031, unless automatically called earlier.

The Notes are automatically called, and pay the applicable call price, if on any monthly observation date the closing level of each index is at or above its call threshold, set at 100% of initial level. The call return rate is 12.70% per annum, reaching a call price of $1,635.00 per Note if held to maturity and still callable. If not called and each index finishes at or above its downside threshold of 70% of initial level, investors receive principal only; if any index finishes below its downside threshold, the payoff is $1,000 × (1 + return of the least performing index), exposing investors to full downside of that index and up to total loss of principal. The estimated initial value is $961.20 per Note, below the $1,000 issue price, reflecting underwriting discount, hedging and issuance costs. All payments depend on UBS’s credit.

UBS AG is issuing $5,320,000 of unsecured Trigger Callable Contingent Yield Notes, $1,000 each, linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the State Street® Energy Select Sector SPDR® ETF.

Investors receive a 16.05% per annum contingent coupon (about $13.375 per month per Note) only if, on each monthly observation date, all three underlyings close at or above their coupon barriers set at 75% of initial levels. UBS may call the Notes in whole on any observation date after six months, paying principal plus any due coupon, and ending further payments.

If the Notes are not called and each underlying finishes at or above its downside threshold (60% of its initial level) on the January 10, 2031 final valuation date, investors receive full principal at maturity. If any underlying is below its downside threshold, repayment is reduced dollar-for-dollar with the worst-performing index or ETF, down to a complete loss. The estimated initial value is $988.10 per $1,000 Note, and all payments depend on UBS’s credit.

UBS AG London Branch is issuing Capped Leveraged Buffered S&P 500 Index-Linked Medium-Term Notes due November 17, 2027, with a face amount of $1,000 per note and an aggregate offering of $4,597,000. The notes pay no interest and return depends on S&P 500 performance from the July 9, 2026 trade date to the November 15, 2027 determination date, starting from an initial index level of 7,543.64.

If the index rises, holders receive $1,000 plus 140.00% of the index gain, capped at a maximum settlement of $1,197.12 per $1,000. If the index is flat or down by up to 10.00%, principal is returned. Below the 10% buffer (index under 90.00% of the initial level, i.e., below 6,789.276), losses are amplified: investors lose approximately 1.1111% of face amount for every 1% decline beyond the buffer, potentially losing their entire investment.

The estimated initial value is $997.00 per $1,000, reflecting internal pricing and funding. The notes are unsecured obligations of UBS, not insured by the FDIC, not listed on any exchange, and may have limited or no secondary market.

UBS AG is offering $1,045,000 of Trigger Callable Contingent Yield Notes, issued at $1,000 per Note, linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, maturing on July 15, 2031 unless called earlier.

The Notes pay a contingent coupon of 11.05% per annum (about $9.2083 per month per $1,000) only if on an observation date each index is at or above its coupon barrier set at 70% of its initial level. Principal is protected at maturity only if UBS has not called the Notes and each index finishes at or above its downside threshold of 60% of its initial level; otherwise, repayment is reduced one-for-one with the negative return of the worst-performing index, potentially to zero.

UBS may call the Notes monthly, beginning after 3 months, returning principal plus any due coupon. The Notes are unsecured, unsubordinated obligations of UBS, not listed on any exchange, and their value is affected by UBS’s credit. The estimated initial value is $988.30 per Note, below the issue price due to fees, hedging costs and UBS’s internal funding rate.

UBS AG is offering $520,000 of Trigger Callable Contingent Yield Notes, each with a $1,000 principal amount, linked to the least performing of the Russell 2000 Index, the S&P 500 Index and the State Street Technology Select Sector SPDR ETF. The notes pay a contingent coupon of 11.65% per annum ($9.7083 per month) only if, on each monthly observation date, every underlying is at or above its coupon barrier, set at 70% of the initial level for each index/ETF.

UBS may call the notes in whole on any observation date beginning after three months, returning principal plus any due coupon, after which no further payments are made. If the notes are not called and, at maturity in June 2028, every underlying is at or above its downside threshold (60% of its initial level), investors receive full principal. If any underlying finishes below its downside threshold, repayment is reduced dollar-for-dollar with the negative return of the least performing underlying, and investors can lose up to 100% of principal.

The initial levels are 2,977.805 for the Russell 2000, 7,575.39 for the S&P 500 and $185.78 for XLK, with corresponding coupon barriers at 70% and downside thresholds at 60% of those levels. The estimated initial value is $970.70 per $1,000 note, below issue price, reflecting dealer compensation and hedging costs. Payments depend on UBS’s credit; the notes are unsecured, unsubordinated obligations and will not be listed, with no assurance of a secondary market.