Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palo Alto Networks, Inc., due April 23, 2029. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and will be automatically called early if the stock closes at or above the initial level on any observation date prior to maturity. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; if below, repayment is reduced pro rata to the underlying return and you could lose a substantial portion or all of your investment. The estimated initial value per Note is $9.68, and the offering minimum is 100 Notes ($1,000). All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Apple Inc. stock due April 24, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier and may be automatically called quarterly beginning ~6 months after issuance if the underlying equals or exceeds the initial level. At maturity investors receive principal only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return and investors could lose a significant portion or all of their investment. The Notes are unsecured obligations of UBS and any payments depend on UBS’s creditworthiness. Minimum purchase is 100 Notes ($1,000); the estimated initial value at issuance was $9.78 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Microsoft Corporation common stock due October 22, 2027. The Notes pay a contingent coupon only if the underlying closing level on an observation date is at or above the coupon barrier and will be automatically called early if the underlying closing level on any bimonthly observation date (beginning after six months) is at or above the initial level.
If not called, principal is repaid at maturity only if the final level is equal to or above the downside threshold; if the final level is below that threshold, repayment is reduced pro rata to the underlying return, and investors could lose a significant portion or all of their investment. Payments are subject to UBS creditworthiness. Trade date is April 20, 2026, settlement April 22, 2026, final valuation date October 20, 2027, maturity October 22, 2027. Minimum investment: 100 Notes at $10 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Wells Fargo & Company stock due April 22, 2027. The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on any observation date.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, principal is reduced proportionally to the underlying return, which could result in a total loss of invested principal. Any payments depend on UBS’s creditworthiness. Trade date is April 20, 2026; settlement April 22, 2026; final valuation date April 20, 2027; maturity April 22, 2027.
UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Palantir Technologies Inc. The Notes pay a fixed coupon (9.30% per annum, estimated quarterly coupon $0.2325) and may be automatically called early if the underlying closes at or above its initial level on an observation date.
If not called, repayment at maturity depends on the final level versus a downside threshold: if the final level is below that threshold, investors suffer leveraged downside exposure (approximately 1.6667% loss of principal for each 1% decline beyond the threshold). All payments are subject to UBS credit risk. Trade date: April 20, 2026; settlement: April 22, 2026; final valuation date: April 20, 2027; maturity: April 22, 2027. Minimum investment: 100 Notes at $10 per Note. The estimated initial value was $9.78.
UBS AG offers a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Palo Alto Networks, Inc., due on or about April 23, 2029. The Notes pay periodic contingent coupons only if the underlying stock meets coupon barriers on observation dates and may be automatically called early if the stock meets or exceeds the initial level on an observation date.
The Notes repay $10 at maturity only if the final level is at or above a downside threshold; otherwise principal is contingent and may be reduced proportionally to the underlying return, exposing investors to potential full loss of principal. The preliminary terms show a sample contingent coupon rate of 11.45% per annum and an estimated initial value range of $9.38 to $9.63. Minimum investment is 100 Notes (representing $1,000).
UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to Apple Inc. common stock due on or about April 24, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates, are subject to quarterly automatic early call beginning ~6 months after trade date, and repay contingent principal at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced in line with the percentage decline in the underlying and investors can lose a substantial or all principal. Trade and settlement are shown as April 20, 2026 and April 22, 2026. Minimum investment is 100 Notes at $10 per Note and the issuer’s estimated initial value range is $9.43 to $9.68. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The notes pay quarterly contingent coupons only if the underlying closes at or above a coupon barrier on an observation date. The notes are subject to an automatic call (quarterly observation dates beginning ~6 months after issuance) if the underlying closes at or above the initial level; on an automatic call UBS will repay principal plus any contingent coupon then due. If not called, maturity payoff depends on the final level relative to a downside threshold: if the final level is below the downside threshold, principal is reduced pro rata to the underlying return and investors can lose a substantial portion or all of their investment. Key terms: trade date April 20, 2026, settlement April 22, 2026, final valuation date April 19, 2029, maturity April 23, 2029, principal amount $10 per Note, estimated initial value $9.68. All payments are subject to UBS credit risk.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. due April 24, 2028. Each Note has a $10 principal amount and pays contingent coupons only if observation-date levels meet the coupon barrier; early automatic calls return principal plus any contingent coupon. If not called and the final level is below the downside threshold, principal repayment is contingent and can result in a loss equal to the underlying return; in extreme cases you could lose all of your investment. Estimated initial value was $9.78 as of the trade date. Payments are subject to the creditworthiness of UBS.
UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Freeport-McMoRan Inc. The Notes pay a quarterly coupon (estimated 8.43% per annum), can be automatically called early if the underlying equals or exceeds its initial level on an observation date, and mature on April 22, 2027. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; the Notes use a downside leverage that causes an approximate 1.4286% principal loss for each 1% decline in the underlying beyond the threshold. Payments depend on UBS creditworthiness. Trade and settlement are April 20, 2026 and April 22, 2026, respectively. Minimum purchase is 100 Notes ($1,000). The estimated initial value per Note as of trade date was $9.78.