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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $145,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing on July 15, 2027. Each Note has a $10 principal amount and pays a contingent coupon at a rate of 16.85% per annum (about $0.4213 per period) only when Microsoft’s closing price on an observation date is at or above the coupon barrier of $80.00, which is 80% of the initial level.

The Notes may be automatically called on any observation date before maturity if Microsoft closes at or above the initial level; in that case holders receive principal plus the applicable coupon, and the product terminates. If the Notes are not called and the final level is at or above the downside threshold of $80.00, principal is repaid at maturity, plus any final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced one-for-one with Microsoft’s decline, and investors can lose their entire principal.

The Notes are unsecured, unsubordinated obligations of UBS; all payments depend on UBS’s credit. They are offered in minimum denominations of 100 Notes ($1,000). UBS estimates the initial value at $9.77 per Note, below the $10 issue price.

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UBS AG is offering unsubordinated, unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about July 17, 2028. Each Note has a $10 denomination, with a minimum investment of 100 Notes ($1,000).

Investors receive a contingent coupon on each observation date only if the CrowdStrike share price is at or above a coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the share price is at or above the initial level on any observation date before maturity, returning principal plus the applicable contingent coupon. If not called, principal is repaid at maturity only if the final share level is at or above a downside threshold; below that, repayment is reduced in proportion to the underlying decline and can fall to zero. All payments depend on UBS’s creditworthiness. The estimated initial value is expected between $9.43 and $9.68 per $10 Note.

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UBS AG is offering $230,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing January 18, 2028. These unsecured debt securities pay contingent coupons only when NVIDIA’s share price on an observation date is at or above a coupon barrier.

The notes are automatically called before maturity if the stock closes at or above the initial level on an observation date, paying principal plus any due coupon. If not called, principal is repaid at maturity only when the final stock level is at or above a downside threshold; below that level, repayment is reduced in line with the stock’s decline and investors can lose their entire investment. All payments depend on UBS’s credit, and the notes are not listed on any securities exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes, unsubordinated unsecured debt linked to the American depositary receipts of Alibaba Group Holding Limited. Each Note has a $10 denomination and an expected term to around July 17, 2028, with a final valuation date of July 13, 2028.

UBS may pay a contingent coupon on scheduled observation dates only if the Alibaba ADR closing level is at or above a specified coupon barrier; otherwise no coupon is paid. The Notes are automatically called if the underlying closes at or above its initial level on any observation date before maturity, returning principal plus any due coupon and ending further payments.

If not called and the final level is at or above a downside threshold, principal is repaid at maturity (and a coupon may be paid if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the underlying’s decline, up to a total loss of principal. Payments depend entirely on the creditworthiness of UBS. The Notes are offered in a minimum of 100 Notes ($1,000), are not listed on any exchange, and have an estimated initial value between $9.39 and $9.64 per $10 Note.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Mattel, Inc. Each note has a $10 principal amount and is sold in minimum investments of $1,000. The notes pay a contingent coupon at a stated annual rate only if Mattel’s closing share price on an observation date is at or above a coupon barrier, and they may be automatically called early if the share price is at or above the initial level on an observation date before maturity.

If the notes are not called and Mattel’s share price on the final valuation date is at or above a downside threshold, investors receive the $10 principal per note at maturity on July 17, 2028; if it is below, repayment is reduced in proportion to Mattel’s decline and principal can be completely lost. The estimated initial value is $9.70 per $10 note. All payments, including any coupons and principal, depend on UBS’s creditworthiness, and the notes will not be listed on any securities exchange.

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UBS AG is offering unsubordinated, unsecured Trigger Yield Notes linked to the common stock of Oracle Corporation, due July 15, 2027. The Notes pay a coupon on each coupon payment date regardless of Oracle’s share performance.

At maturity, if the Oracle final level is at or above the downside threshold, investors receive the $10 principal per Note plus the coupon. If the final level is below the downside threshold, the cash payment per Note equals $10 × (1 + underlying return), producing a loss matching the stock’s decline and potentially a total loss of principal. Repayment of principal is contingent and only applies at maturity. All payments depend on the creditworthiness of UBS; a UBS default could result in losing the entire investment. The Notes are not listed on any exchange, have a minimum investment of 100 Notes at $10, and an estimated initial value of $9.79 per Note, as determined by UBS’ internal pricing models.

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UBS AG is offering $200,000 of Trigger Yield Notes linked to the common stock of Microsoft Corporation, maturing July 15, 2027. These unsubordinated, unsecured debt obligations pay a fixed coupon on each coupon payment date regardless of Microsoft’s share performance, but repayment of the $10 principal per Note at maturity depends on the stock staying at or above a specified downside threshold on the final valuation date.

If Microsoft’s closing price on July 13, 2027 is below that downside threshold, investors receive $10 × (1 + underlying return) per Note, creating a loss that matches the stock’s percentage decline and potentially a total loss of principal. All payments are subject to UBS’s credit; a UBS default could result in no recovery. The Notes are not listed on any exchange, have a minimum investment of 100 Notes ($1,000), and had an estimated initial value of $9.79 per Note, lower than the $10 issue price due to internal funding and structuring costs.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, each with a $10 principal amount and maturing on or about July 15, 2027. The Notes are unsubordinated, unsecured debt obligations of UBS and are not bank deposits or FDIC insured.

Investors receive contingent coupons only if Microsoft’s closing share price on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if Microsoft closes at or above the initial level on any observation date before maturity, paying principal plus any due coupon, with no further payments.

If the Notes are not called and Microsoft’s final level is at or above a downside threshold, principal is repaid at maturity (and a final coupon may be paid if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the underlying return and investors can lose some or all of their initial investment. Any payment depends on UBS’s creditworthiness, the Notes will not be listed on an exchange, and the estimated initial value is expected to be between $9.48 and $9.73 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, each with a $10 principal amount, under a preliminary pricing supplement to an existing shelf registration.

The notes pay contingent coupons only if NVIDIA’s closing level on an observation date is at or above a specified coupon barrier, and they are automatically called if the stock closes at or above the initial level on any observation date before the final valuation date. If not called and the final level is at or above a downside threshold, investors receive only the principal at maturity; if it is below that threshold, repayment is reduced in line with the negative underlying return, and investors can lose up to 100% of principal. The notes are unsecured, unsubordinated obligations of UBS, not listed on any exchange, carry an estimated initial value between $9.46 and $9.71 per $10 note, and have a minimum investment of 100 notes ($1,000), with all payments subject to UBS’s creditworthiness.

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UBS AG is offering $115,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on July 15, 2027. These unsecured notes pay contingent coupons only when Micron’s closing share price on monthly observation dates is at or above a specified coupon barrier, and they may be automatically called starting after six months if the share price is at or above the initial level.

If the notes are not called and Micron’s final level is at or above a downside threshold, investors receive the $10 principal per note; otherwise, repayment is reduced in line with Micron’s negative return and can fall to zero, so the full principal is at risk. All payments depend on UBS’s creditworthiness, and the notes are not FDIC insured or exchange-listed. The minimum investment is 100 Notes ($1,000), and the estimated initial value is $9.65 per $10 note, reflecting dealer pricing and UBS’s internal funding rate.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 13, 2026.