STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Technology Select Sector SPDR ETF, the Utilities Select Sector SPDR ETF and the Russell 2000 Index, maturing on or about July 27, 2029. These unsecured debt obligations pay a 12.40% per annum contingent coupon only when, on a monthly observation date, each underlying is at or above its coupon barrier set at 70.00% of its initial level.

UBS may call the notes monthly after six months, returning principal plus any due coupon, after which no further payments are made. If the notes are not called and, at maturity, any underlying finishes below its downside threshold of 50.00% of its initial level, investors receive principal reduced one-for-one with the worst performer’s decline and can lose their entire investment.

The notes are not listed, have limited liquidity and are subject to UBS credit risk, including potential Swiss regulatory resolution measures. The issue price is $1,000.00 per note, while the estimated initial value is between $957.20 and $987.20, reflecting embedded fees, hedging costs and UBS’s internal funding rate.

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UBS AG is offering $9,477,830 of Trigger Autocallable Notes linked to the MSCI® Emerging Markets Index, maturing on July 15, 2031. Each Note has a $10 principal amount and a 14.00% per annum call return rate, paid only if the Notes are automatically called.

The Notes are automatically called, and pay the applicable call price, if on any quarterly observation date the index is at or above the call threshold of 1,690.70 (100% of the initial level). If never called and the final index level is at or above the downside threshold of 1,098.96 (65% of initial), investors receive only principal. Below the downside threshold, repayment is reduced one-for-one with the index decline, up to a total loss of principal. The Notes pay no interest, do not provide dividend exposure, are unsecured unsubordinated obligations of UBS, are not listed, and have an estimated initial value of $9.607 per $10 Note, reflecting embedded fees and funding costs.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 Index and Nasdaq-100 Technology Sector, due on or about July 27, 2029. Each Note has a $1,000.00 issue price and a 10.05% per annum contingent coupon rate, paying $8.375 monthly only when the closing level of every index on an observation date is at or above its 70.00% coupon barrier.

UBS may call the Notes monthly beginning after three months, returning the $1,000.00 principal per Note plus any due coupon, after which no further payments occur. If the Notes are not called and on the final valuation date each index is at or above its 60.00% downside threshold, principal is repaid; otherwise, repayment is reduced in proportion to the decline of the worst-performing index, and investors could lose their entire investment.

The Notes are unsubordinated, unsecured obligations of UBS and are not listed, so liquidity may be limited. Estimated initial value is between $938.70 and $968.70 per Note, below the issue price, reflecting a $25.00 per Note underwriting discount, hedging and issuance costs and UBS’s internal funding rate, while investors also face small-cap, non-U.S. and technology sector equity risks.

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UBS AG plans to issue Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 Index and Nasdaq-100 Technology Sector, maturing on or about July 26, 2029. The Notes pay a contingent coupon of 11.45% per annum, payable monthly only when all three indices close at or above a coupon barrier set at 70% of their initial levels.

UBS may call the Notes monthly after six months at par plus any due coupon. If not called and all final index levels are at or above downside thresholds of 60% of initial levels, investors receive principal back (and a coupon if the barrier is met). If any final level is below its downside threshold, repayment is reduced one-for-one with the worst index’s decline, potentially to zero.

The Notes are unsecured, unsubordinated obligations of UBS, not listed on any exchange, and their estimated initial value is $953.60–$983.60 per $1,000. Investors face significant market, liquidity, structural and UBS credit risks, including potential loss of the entire investment.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Constellation Energy Corporation common stock, maturing on or about July 26, 2028. Each $1,000 Note pays a contingent coupon at 10.60% per annum only when the stock closes at or above a coupon barrier set at 65.00% of the initial level on monthly observation dates.

The Notes can be automatically called after about three months if the stock is at or above 85.00% of the initial level, returning principal plus the applicable coupon. If not called and the final stock level is at least 60.00% of the initial level, investors receive full principal at maturity; below that threshold they are fully exposed to the stock’s downside and can lose all principal.

The Notes are unsecured, unsubordinated obligations of UBS, not listed on any exchange, and their payments depend entirely on UBS’s credit. The estimated initial value is expected between $935.60 and $965.60 per $1,000 Note, reflecting underwriting discounts of $24.00 and proceeds to UBS of $976.00 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Alcoa Corporation common stock, maturing on or about July 25, 2028. Each Note has a $1,000 principal amount and pays a 17.35% per annum contingent coupon, or $14.4583 per month, only when Alcoa’s closing level on a monthly observation date is at or above the 65% coupon barrier.

The Notes may be automatically called after three months if Alcoa’s share price is at or above 85.00% of the initial level, returning principal plus that period’s coupon. If not called and the final level is at or above the 60.00% downside threshold, investors receive principal back; below this threshold, repayment falls one-for-one with Alcoa’s decline, potentially to zero.

The estimated initial value per Note is expected between $931.80 and $961.80, below the $1,000 issue price because that price includes a $24.00 underwriting discount and other costs, leaving $976.00 in proceeds to UBS. The Notes are unsubordinated, unsecured UBS obligations, not listed on an exchange, and all payments depend on UBS’s credit.

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UBS AG is offering $800,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Vertiv Holdings Co common stock. The notes pay a 20.85% per annum contingent coupon on quarterly observation dates only when Vertiv’s share price is at or above the coupon barrier.

The initial level is $305.87, with an automatic call if Vertiv closes at or above that level (100% of the initial level) on any quarterly observation date after 6 months. The downside threshold and coupon barrier are both $152.94 (50% of the initial level); if the final level is below this and the notes have not been called, principal is reduced one-for-one with Vertiv’s decline, potentially to zero. The estimated initial value is $967.70 per $1,000 note, below the issue price, and the notes are not listed, so liquidity may be limited. All payments depend on UBS’s creditworthiness and are subject to Swiss resolution powers that could result in conversion or write-off.

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UBS AG is offering $890,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Lumentum Holdings Inc. common stock. The Notes pay a high contingent coupon at a rate of 32.80% per annum, but only for quarters when Lumentum’s closing price is at or above the coupon barrier of $384.08, which is 50% of the initial level of $768.15. Missed coupons can be paid later under the memory interest feature if the barrier is subsequently met.

The Notes may be automatically called on quarterly observation dates starting about six months after issuance if Lumentum is at or above the call threshold level of $768.15 (100% of the initial level). Upon an automatic call, holders receive principal plus the applicable contingent coupon and any unpaid prior coupons, and the Notes terminate early.

If not called, principal is protected at maturity only if the final stock price is at or above the downside threshold of $384.08. If the final level is below this threshold, repayment is reduced one-for-one with Lumentum’s percentage decline, and holders can lose all of their investment. The Notes are unsecured, unsubordinated obligations of UBS, not listed on any exchange, carry significant liquidity and market risks, and have an estimated initial value of $953.80 based on UBS internal models, which is less than the $1,000 issue price due to fees, hedging costs and UBS’ internal funding rate.

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UBS AG is issuing $220,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing July 17, 2028. These are unsubordinated, unsecured debt obligations of UBS, not bank deposits and not FDIC insured.

Investors receive a contingent coupon only on coupon payment dates where the CrowdStrike share price on the related observation date is at or above a preset coupon barrier. The Notes may be automatically called early if the share price on any observation date before the final valuation date is at or above the initial level, in which case investors receive the $10 principal per Note plus the applicable contingent coupon, and no further payments.

If the Notes are not called and the final share price is at or above the downside threshold, UBS repays the $10 principal per Note (plus any final contingent coupon if the barrier is met). If the final share price is below the downside threshold, repayment is reduced one-for-one with the share’s percentage decline, and investors can lose some or all principal. Hypothetical terms include a 20.18% per annum contingent coupon, a $50 downside threshold and coupon barrier (50.00% of the initial level), and an estimated initial value of $9.78 per $10 Note. The Notes will not be listed on an exchange, have a minimum investment of 100 Notes ($1,000), and all payments depend on UBS’s creditworthiness.

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UBS AG is offering $140,000 of Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Alibaba Group Holding Limited, maturing July 17, 2028. The Notes pay a 14.93% per annum contingent coupon when the ADR closes at or above a coupon barrier set at 65% of the initial level.

The Notes auto-call if the ADR is at or above the initial level on an observation date, returning the $10 principal per Note plus any due coupon. If not called and the final level is at or above the 65% downside threshold, principal is repaid; otherwise repayment falls one-for-one with the ADR’s decline, potentially to zero. The Notes are unsecured obligations of UBS, are not exchange-listed, and have an estimated initial value of $9.72 versus a $10 issue price.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 14, 2026.