Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Moderna, Inc. due on or about April 23, 2027. The notes pay contingent coupons only if the underlying stock is at or above specified barriers on observation dates and are automatically called if the stock closes at or above the initial level on any observation date prior to the final valuation date. If not called, repayment of principal at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise investors suffer losses equal to the percentage decline in the underlying, potentially losing the entire principal. Trade date is April 21, 2026 and settlement is expected on April 23, 2026. The minimum investment is 100 Notes at $10 per Note; the estimated initial value range is $9.48 to $9.73 per Note as of the trade date. All payments are subject to UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation due on or about April 23, 2027. The Notes pay periodic contingent coupons only if the underlying's closing level meets a coupon barrier on observation dates and are subject to an automatic call if the underlying equals or exceeds the initial level on any observation date. Principal is $10 per Note with a minimum investment of 100 Notes ($1,000). The offering includes an example contingent coupon rate of 18.11% p.a., an illustrative coupon payment of $0.4528 per $10 Note, and a downside threshold equal to 60.00% of the initial level. If not called and the final level is below the downside threshold, repayment at maturity may be less than principal, and investors can lose a significant portion or all of their investment. Any payments depend on UBS’ creditworthiness. Trade date is April 21, 2026 and expected settlement is April 23, 2026.
UBS AG offers preliminary terms for Trigger Autocallable Contingent Yield Notes linked to Microsoft Corporation stock. The Notes are approximately one-year securities maturing on April 23, 2027 with an expected trade date of April 21, 2026 and settlement on April 23, 2026.
The Notes have a principal amount of $10 per Note, a minimum investment of 100 Notes ($1,000), and an estimated initial value range of $9.49 to $9.74. Holders may receive periodic contingent coupons only if the underlying closing level meets or exceeds the coupon barrier on observation dates; an automatic call occurs if the underlying closes at or above the initial level on an observation date. If not called and the final level is below the downside threshold (example: $80.00, or 80.00% of the initial level), principal repayment at maturity will be reduced pro rata and could result in total loss.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc. The Notes mature on April 23, 2027 and feature periodic contingent coupons, an automatic call if the underlying meets the initial level on an observation date, and contingent principal repayment at maturity tied to the final level relative to a downside threshold.
The Notes have a $10 principal amount per Note, a minimum investment of 100 Notes ($1,000), and an estimated initial value of $9.48 to $9.73. Example terms show a contingent coupon rate of 25.55% per annum and a downside threshold equal to 60.00% of the initial level; if the final level is below that threshold, principal repayment may be reduced and investors could lose a significant portion or all of their investment. Payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Salesforce, Inc., due on or about April 23, 2027. The Notes pay periodic contingent coupons only if the underlying equity closes at or above a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return, potentially resulting in total loss. Payments are subject to UBS credit risk. Trade date is April 21, 2026 with settlement expected April 23, 2026. The principal amount per Note is $10 and estimated initial value range is $9.56 to $9.81.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Fluor Corporation stock due April 23, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above a stated downside threshold; otherwise repayment is reduced pro rata to the decline in the underlying, and investors can lose a substantial portion or all of principal. Payments depend on UBS creditworthiness. Trade and settlement dates and key thresholds are set in the offering material.
UBS AG offers $300,000 principal of Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., maturing on April 23, 2027. The notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and can be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; otherwise repayment declines in proportion to the underlying return and investors can lose a significant portion or all principal. Payments are subject to UBS creditworthiness. Trade date, settlement and final valuation dates and other mechanics are stated in the pricing supplement.
UBS AG is offering $325,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of V.F. Corporation, maturing on April 23, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment at maturity can be less than principal and may reflect the underlying's percentage decline. Any payments depend on UBS's creditworthiness. Trade and settlement are expected on April 21, 2026 and April 23, 2026, respectively; final valuation and maturity occur in April 2027.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to ULTA Beauty common stock with a stated offering amount of $425,000. The Notes pay a contingent coupon only when the underlying closing level at an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes can be automatically called quarterly beginning ~6 months after issuance if the underlying closes at or above the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, repayment at maturity depends on the final level: holders receive the $10 principal if the final level is at or above the disclosed downside threshold; if the final level is below that threshold, repayment equals $10 × (1 + Underlying Return), exposing holders to the underlying's negative return (in extreme cases, a total loss). Trade and settlement dates are April 21, 2026 and April 23, 2026; final valuation and maturity dates are April 19, 2029 and April 23, 2029. The estimated initial value was $9.75, and all payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The notes pay a contingent coupon only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level. If not called, principal repayment at maturity depends on the final level relative to a downside threshold; if the final level is below that threshold, investors suffer a loss equal to the underlying return and could lose all principal. The notes have a $10 principal per note, trade date April 21, 2026, settlement April 23, 2026, final valuation date April 21, 2027, and maturity April 23, 2027. Payments are subject to UBS credit risk.