Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $1,645,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., maturing on December 26, 2028. These unsecured debt securities may pay periodic contingent coupons, but only if Dell’s share price on each observation date is at or above a specified coupon barrier.
The notes can be automatically called before maturity if Dell’s stock closes at or above the initial level on any observation date, in which case investors receive their principal plus any due contingent coupon and the product terminates. If the notes are not called and Dell’s final stock price is at or above a downside threshold, investors receive back the $10 principal per note at maturity.
If the notes are not called and Dell’s final stock price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their investment. All payments, including any coupons and principal, depend on the creditworthiness of UBS, and the notes are not insured or exchange-listed.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., maturing on or about December 26, 2028. These unsecured, unsubordinated debt obligations can pay quarterly contingent coupons, but only if Dell’s share price on the relevant observation date is at or above a preset coupon barrier.
The Notes may be automatically called early if Dell’s stock closes at or above the initial level on any observation date beginning after six months. In that case, investors receive the principal plus any due contingent coupon, and the Notes terminate. If not called, and Dell’s final level on the valuation date is at or above a downside threshold, investors receive full principal back; if it is below that threshold, repayment is reduced in line with Dell’s percentage decline, and all principal can be lost.
The minimum investment is 100 Notes at $10 per Note, and the estimated initial value per Note on the trade date is expected to be between $9.34 and $9.59. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any securities exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., maturing on or about December 26, 2028. These unsecured debt securities pay a contingent coupon only when Dell’s closing share price on an observation date is at or above a preset coupon barrier.
The Notes are automatically called if Dell’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the Notes are not called and the final stock level is at or above a downside threshold, investors receive principal back at maturity; if it is below that threshold, repayment is reduced one-for-one with Dell’s decline and can fall to zero.
The product is significantly riskier than conventional bonds: investors may receive no coupons and may lose some or all of their initial investment. All payments depend on the creditworthiness of UBS. The estimated initial value per $10 Note is expected to be between $9.35 and $9.60, reflecting internal pricing and funding assumptions.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on December 23, 2026. The Notes pay a contingent coupon only if the stock closes at or above a specified coupon barrier on each observation date; otherwise no coupon is paid.
The Notes are automatically called early if the stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If the Notes are not called and the final stock level is at or above the downside threshold, investors receive their principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and losses can reach 100% of the investment. Payments depend on UBS’s credit, and the estimated initial value is $9.76 per $10 Note. The minimum investment is 100 Notes, or $1,000.
UBS AG is offering $494,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Starbucks Corporation, scheduled to mature on December 26, 2028. These unsecured debt notes pay a contingent coupon only when Starbucks’ closing share price on a quarterly observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called after about six months if Starbucks’ share price on an observation date is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates early. If the notes are not called and the final share price on the valuation date is at or above a downside threshold, investors receive back the $10 principal per Note, plus any final coupon. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s loss, and investors can lose some or all of their initial investment.
The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note is $9.74, reflecting UBS’s internal pricing. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange, which may limit liquidity.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about December 23, 2026. Each Note has a principal amount of $10, with a minimum investment of 100 Notes.
Investors receive contingent coupons only if CrowdStrike’s closing level on an observation date, including the final valuation date, is at or above a preset coupon barrier. The Notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the applicable contingent coupon.
If the Notes are not called and the final stock level is at or above the downside threshold, UBS repays the $10 principal per Note. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their initial investment. Payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange. The estimated initial value per $10 Note is expected to be between $9.45 and $9.70.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., maturing on or about December 23, 2026. These unsecured debt securities pay a contingent coupon only if, on each observation date, the First Solar share price is at or above a preset coupon barrier. If on any observation date before maturity the share price is at or above the initial level, the Notes are automatically called, and investors receive their principal plus the applicable contingent coupon, with no further payments.
If the Notes are not called and the final stock price on December 21, 2026 is at or above the downside threshold, investors receive their full principal back (and a final coupon if the price is also above the coupon barrier). If the final stock price is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their initial investment. Any payments depend on the creditworthiness of UBS.
The Notes are expected to settle on December 23, 2025, with a minimum investment of 100 Notes at $10 per Note. The estimated initial value per Note on the trade date is expected to be between $9.44 and $9.69, based on UBS internal pricing models.
UBS AG is offering $1,755,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on December 26, 2028. These unsecured debt securities can pay periodic contingent coupons only when Netflix’s share price on an observation date is at or above a specified coupon barrier; if it is below, no coupon is paid for that period.
The notes are automatically called early if Netflix’s share price on any observation date before maturity is at or above the initial level, in which case holders receive the $10 principal per note plus any due coupon and no further payments. If the notes are not called and, at maturity, Netflix’s share price is at or above the downside threshold, investors receive full principal; if it is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero.
The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.76 per note. All payments, including any coupons and repayment of principal, depend on the creditworthiness of UBS AG, and the notes will not be listed on any securities exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Starbucks Corporation, with a scheduled maturity around December 26, 2028. The Notes pay a contingent coupon only if the Starbucks share price on each quarterly observation date, including the final valuation date, is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called early if, on any quarterly observation date beginning after about 6 months, Starbucks’ share price is at or above the initial level. In that case, investors receive the principal plus any due contingent coupon and the Notes terminate. If the Notes are not called and the final stock level is at or above the downside threshold, investors receive their principal at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s decline, and the entire investment can be lost.
The minimum investment is 100 Notes at $10 per Note. UBS expects the initial value to be between $9.37 and $9.62 per $10 Note, based on internal pricing models. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc. The Notes are unsecured, unsubordinated debt that can pay periodic contingent coupons, but only when Netflix’s closing share price on an observation date is at or above a preset coupon barrier. If on any observation date before the final valuation date the share price is at or above the initial level, the Notes are automatically called and investors receive their principal plus any due coupon, with no further payments.
If the Notes are not called and Netflix’s share price on the final valuation date is at or above a downside threshold, investors receive the full principal at maturity. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment. Any payment depends on the creditworthiness of UBS. The Notes are expected to trade on a T+2 settlement basis, mature on or about December 26, 2028, and are offered in minimum investments of 100 Notes at $10 per Note.