STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes due on or about May 25, 2029 linked to the least performing of XLE, XLK and XLU. The notes pay a contingent coupon only when each underlying meets its coupon barrier on observation dates, are callable monthly by UBS beginning after six months, and at maturity repay principal only if the final level of each underlying is at or above its downside threshold; otherwise repayment is reduced pro rata to the least performing underlying asset. The preliminary estimated initial value is $957.40–$987.40 and the issue price per note is $1,000.00. Payments are subject to UBS credit risk, limited liquidity, potential conflicts of interest, and other material risks described herein.

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Rhea-AI Summary

UBS AG is offering $2,857,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the EURO STOXX 50® Index. The Notes pay a 9.00% per annum contingent coupon when both underlyings meet coupon barriers on quarterly observation dates, are callable quarterly beginning ~6 months after issuance, and mature on May 23, 2030. The estimated initial value per Note is $973.80 versus an issue price of $1,000.00. If not called, principal repayment at maturity is contingent: if the final level of any underlying is below its downside threshold (70.00% of initial level), holders suffer a loss equal to the decline of the least performing underlying; in extreme cases investors could lose their entire investment. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector. The notes pay a contingent coupon only if each underlying meets its coupon barrier on an observation date and are callable monthly by UBS beginning after six months. If not called, principal repayment at maturity depends on whether each underlying is at or above its downside threshold; a shortfall in the least performing underlying can cause a loss of principal, possibly all of the investment. The estimated initial value range is $958.30–$988.30 and the illustrative contingent coupon rate shown is 11.20% per annum. Terms, including strike date figures, underwriting discount of $6.50 per note and final pricing, will be set in the final pricing supplement.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the S&P 500® Index. The Notes have a principal amount of $1,000 per Note, a contingent coupon rate of 9.70% per annum (payable only if all three underlyings meet coupon barriers on an observation date), monthly observation dates (callable after 12 months), a final valuation date of May 22, 2029 and a maturity date of May 25, 2029. If the Notes are automatically called after an observation date meeting the call thresholds, UBS will pay principal plus any contingent coupon due; otherwise repayment at maturity is contingent: if any underlying is below its downside threshold, the cash payment equals $1,000 × (1 + underlying return of the least performing underlying asset), which can result in a substantial loss or a total loss of principal. The estimated initial value range is $956.70 to $986.70. All payments are subject to UBS credit risk. The offering documents, including the pricing supplement and product supplement, will set final terms.

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UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and EURO STOXX 50® indices, maturing on or about May 24, 2029. The notes pay a contingent coupon only if each underlying index meets its coupon barrier on observation dates; otherwise no coupon is paid. UBS may call the notes in whole on any observation date prior to maturity and, if not called, principal repayment at maturity depends on whether each underlying index is at or above a 70.00% downside threshold. If the final level of any underlying index is below its downside threshold, the cash payment at maturity will reflect the percentage decline of the least performing underlying asset and could result in a substantial loss or complete loss of principal. The preliminary estimated initial value range is $961.30 to $991.30 per $1,000 note; underwriting discount is $5.00 per note. Terms are subject to final pricing documents delivered in final form.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000®, S&P 500® and EURO STOXX 50® indices. The Notes have a principal amount of $10 per Note, an expected term of approximately 42 months, quarterly observation periods and an issuer call feature. Contingent coupons (specified as a per‑annum rate) are paid only if each underlying index closes at or above its coupon barrier on every trading day in an observation period; otherwise no coupon is paid. If UBS calls the Notes early, holders receive principal plus any contingent coupon due on the call settlement date. If not called, repayment at maturity is principal only if each final index level is at or above its downside threshold; otherwise the maturity payment is reduced proportionally to the negative return of the least performing underlying asset, and investors can lose a significant portion or all of their investment. All payments are subject to UBS credit risk. Trade date, settlement date, observation end dates, final valuation date and maturity date are provided in the terms.

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UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000®, Nasdaq-100® and Dow Jones Industrial Average® due on or about June 1, 2029. The Notes pay a contingent coupon only if each underlying closes at or above its coupon barrier on an observation date; otherwise no coupon is paid. UBS may call the Notes monthly (beginning after three months) and, if called, will pay principal plus any contingent coupon then due. If not called and the final level of any underlying is below its 70.00% downside threshold, repayment at maturity will be reduced pro rata to the decline of the least performing underlying, potentially resulting in the loss of most or all principal. The preliminary estimated initial value range is $959.70 to $989.70 per $1,000 principal, and the issue price is $1,000.00 with an underwriting discount of $7.00 per Note. All payments depend on UBS' creditworthiness; the Notes are not FDIC insured and will not be listed.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the Nasdaq-100® Technology Sector, with final terms set on the strike date. The notes pay a contingent coupon (illustrated at 11.75% per annum) only if each underlying closes at or above its coupon barrier on an observation date; UBS may call the notes monthly beginning after three months. If not called and any final level is below its 60.00% downside threshold, principal repayment at maturity will be reduced pro rata to the decline of the least performing underlying asset, and you could lose a significant portion or all of your investment. The issue price per Note is $1,000.00, the underwriting discount is $7.00 per Note, and proceeds to UBS are illustrated as $993.00 per Note. The estimated initial value range is $956.00–$986.00 per Note.

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Rhea-AI Summary

UBS AG published a preliminary pricing supplement for Trigger Callable Contingent Yield Notes due on or about June 1, 2029, linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 and the Nasdaq-100 Technology Sector. The notes reference a contingent coupon rate of 13.00% per annum (subject to final terms) and are callable monthly by the issuer beginning approximately three months after issuance. Principal repayment at maturity depends on the least performing underlying asset relative to a 70.00% downside threshold, so holders may lose a significant portion or all of their principal if the final level of any underlying asset is below that threshold. The preliminary estimated initial value is shown as between $958.30 and $988.30, with an issue price of $1,000.00 per note and an underwriting discount of $7.00 per note.

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UBS AG offers preliminary terms for Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index, with a contingent coupon of 12.70% per annum and principal amount per note of $1,000. The notes are callable monthly beginning after three months and repay principal at maturity only if both underlying assets finish at or above their downside thresholds of 70.00% of initial levels; otherwise, repayment at maturity reflects the percentage return of the least performing underlying asset. The estimated initial value range is $957.50 to $987.50. The issue price will exceed estimated initial value; underwriting compensation may be up to $7.25 per note and proceeds to UBS are at least $992.75 per note. The notes are unsecured obligations of UBS and subject to its credit risk and Swiss regulatory resolution powers.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 20, 2026.