Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about December 22, 2027. The Notes pay a contingent coupon only if Oracle’s closing level on an observation date, including the final valuation date, is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called early if Oracle’s closing level on any observation date before maturity is at or above the initial level, in which case holders receive the principal amount plus any due coupon and no further payments. If the Notes are not called and Oracle’s final level is at or above the downside threshold, investors receive the $10 principal per Note at maturity; if it is below the downside threshold, repayment is reduced in line with Oracle’s decline and can fall to zero.
The Notes are unsecured, unsubordinated debt of UBS, subject to UBS’s credit risk, are not bank deposits, and will not be listed on any exchange. The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note on the trade date is expected to be between $9.44 and $9.69.
UBS AG is offering $395,000 of Trigger Autocallable Contingent Yield Notes linked to Eli Lilly and Company common stock, maturing June 22, 2027. Each Note has a $10 principal amount. Investors may receive periodic contingent coupons, but only when Eli Lilly’s share price on a quarterly observation date is at or above a preset coupon barrier.
The Notes can be called early if Eli Lilly’s share price on an observation date is at or above the initial level. In that case, UBS repays the $10 principal per Note plus any due contingent coupon, and the Notes terminate. If the Notes are not called and Eli Lilly’s price on the final valuation date is at or above a downside threshold, investors receive full principal at maturity.
If the Notes are not called and Eli Lilly’s final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. All payments depend on UBS’s credit, and the estimated initial value is $9.81 per $10 Note. The Notes will not be listed on an exchange and may be difficult to sell.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company, expected to mature on or about June 22, 2027. These unsecured debt obligations pay a contingent coupon only if the stock closes at or above a specified coupon barrier on each quarterly observation date; otherwise no coupon is paid for that period.
The Notes are automatically called early if the stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive the principal plus any due coupon and no further payments. If the Notes are not called and the final stock level is at or above a downside threshold, investors receive their principal back; if it is below that threshold, repayment is reduced in line with the stock’s decline, and the entire investment can be lost.
The Notes are offered in minimums of 100 Notes at $10 per Note, with an estimated initial value between $9.45 and $9.70 per Note based on UBS internal models. Payments depend on the creditworthiness of UBS, the Notes will not be listed on any exchange, and they are not insured by the FDIC or any government agency.
UBS AG is offering $419,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on December 22, 2027. These unsecured UBS debt securities pay a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period. The notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If the notes are not called and the final stock level is at or above the downside threshold, principal is repaid at maturity, but if it is below that threshold, repayment is reduced in line with the stock’s percentage loss and can fall to zero. All payments, including any principal repayment, depend on the creditworthiness of UBS, and the notes are not listed on any exchange and are not FDIC insured. The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note on the trade date is $9.81.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on December 22, 2027. The Notes may pay periodic contingent coupons, but only if Oracle’s closing share price on each observation date is at or above a specified coupon barrier; otherwise, no coupon is paid for that period.
The Notes are automatically called before maturity if Oracle’s share price on any observation date (other than the final one) is at or above the initial level, in which case investors receive principal plus any due contingent coupon and the product terminates. If the Notes are not called and Oracle’s final share price is at or above the downside threshold, investors receive the $10 principal per Note at maturity; if it is below the downside threshold, repayment is reduced in line with Oracle’s negative return, and investors can lose their entire investment.
The Notes are senior unsecured obligations of UBS, with a minimum investment of 100 Notes (a $1,000 investment) and will not be listed on any exchange. The estimated initial value is $9.74 per Note, and all payments depend on UBS’s creditworthiness.
UBS AG is offering $275,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, maturing on December 22, 2027. These unsecured debt notes pay a contingent coupon only if Vertiv’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid.
The notes are automatically called early if Vertiv’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus any due coupon and the product terminates. If the notes are not called and Vertiv is at or above a downside threshold at maturity, investors receive full principal back; if below that threshold, repayment is reduced in line with Vertiv’s decline and can fall to zero.
The notes will not be listed on any exchange, involve significant market and credit risk, require a minimum $1,000 investment, and have an estimated initial value of $9.79 per $10 note, based on UBS’ internal pricing models.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on or about December 22, 2027. Each Note has a principal amount of $10 and may pay periodic contingent coupons, but only if the underlying stock closes at or above a specified coupon barrier on the relevant observation dates.
The Notes will be automatically called before maturity if the stock closes at or above its initial level on any observation date prior to the final valuation date, in which case investors receive the $10 principal plus any due contingent coupon and no further payments. If the Notes are not called and the final stock level is at or above a downside threshold, investors receive only their principal back. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose their entire investment. All payments depend on the creditworthiness of UBS, and the estimated initial value on the trade date is expected to be between $9.44 and $9.69 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about December 22, 2027. These are unsubordinated, unsecured debt obligations of UBS.
Investors receive a contingent coupon only if Oracle’s closing level on an observation date is at or above a preset coupon barrier. The notes are automatically called early if Oracle’s level on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments.
If the notes are not called and Oracle’s final level is at or above the downside threshold, investors receive only their principal at maturity; if it is below the threshold, repayment is reduced in line with the stock’s decline, and investors could lose their entire investment. The notes are not listed, have a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.44 and $9.69 per note. All payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, maturing on or about December 22, 2027. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not insured by any government agency.
Investors may receive periodic contingent coupons only when Vertiv’s closing share price on an observation date is at or above a preset coupon barrier. The notes auto-call early if Vertiv’s stock closes at or above its initial level on any observation date before the final valuation date, in which case holders receive principal plus the applicable coupon and no further payments.
If the notes are not called and Vertiv’s final share price is at or above the downside threshold, investors receive their principal back at maturity (plus any final coupon if the barrier is met). If the final price is below the downside threshold, repayment is reduced in line with Vertiv’s decline, and investors can lose all of their initial investment. All payments depend on UBS’s credit, there is no exchange listing, the minimum investment is 100 notes at $10 each, and the estimated initial value per $10 note is expected to be between $9.43 and $9.68.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alphabet Inc., maturing on December 22, 2027. These unsecured debt securities pay a contingent coupon only if Alphabet’s share price on each observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes can be automatically called early if Alphabet’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable coupon and no further payments. If the notes are not called and Alphabet’s final share level is at or above the downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and investors can lose their entire investment. Minimum investment is 100 notes at $10 each, and UBS estimates the initial value at $9.74 per $10 note. All payments depend on UBS’s creditworthiness.