Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average and the S&P 500. The Notes have a principal amount of $1,000 per Note, a contingent coupon rate of 7.40% per annum (equal to $18.50 per quarter if payable), and are callable by UBS on quarterly observation dates. Trade date is May 15, 2026, expected settlement May 20, 2026, final valuation May 15, 2029 and maturity May 18, 2029. If UBS does not call the Notes and the final level of any underlying asset is below its downside threshold (set at 55.00% of its initial level), repayment at maturity may be less than principal and could result in a total loss. The estimated initial value range is $962.10 to $992.10 per Note. All payments are subject to UBS credit risk and the Notes will not be exchange listed.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. with an expected trade date of May 6, 2026, settlement on May 8, 2026, a final valuation date of May 4, 2028 and maturity on May 8, 2028. The notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any prior observation date.
The notes repay principal at maturity only if the final level is at or above the disclosed downside threshold; if the final level is below that threshold, repayment is reduced in direct proportion to the underlying return (investors could lose a significant portion or all principal). The offering minimum is 100 notes at $10 per note and the estimated initial value range is $9.49 to $9.74 per note. All payments are subject to the creditworthiness of UBS AG.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the Nasdaq-100® Technology Sector, due on or about April 20, 2028. The notes pay a contingent coupon only if each underlying closes at or above its coupon barrier on an observation date; UBS may call the notes monthly beginning after approximately three months. If not called, principal is repaid at maturity only if each final level is at or above its downside threshold; otherwise repayment is reduced in proportion to the decline of the least performing underlying asset (the downside threshold is 70.00% of initial level). The preliminary estimated initial value per $1,000 note is between $956.40 and $986.40, and the illustrative contingent coupon rate is 12.50% per annum. Payments are unsecured and subject to UBS credit risk. This document is a preliminary pricing supplement and final terms will be set on the strike date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Apollo Global Management, Inc. The Notes pay a contingent coupon only if the underlying's closing level on an observation date meets or exceeds a coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment at maturity is reduced pro rata to the underlying return and investors can lose a significant portion, or all, of their investment. Trade date is May 7, 2026, settlement May 11, 2026, final valuation date May 7, 2027, and maturity May 11, 2027. The Notes are unsecured obligations of UBS and repayment depends on UBS creditworthiness. The estimated initial value was $9.77 per $10 Note; minimum investment is 100 Notes.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Carnival Corporation common stock that mature on May 11, 2028. The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying stock on the applicable observation date is equal to or greater than the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if an observation-date closing is equal to or greater than the initial level; in that case you receive principal plus any contingent coupon on the related call settlement date. If not called and the final level is at or above the downside threshold, principal is repaid at maturity. If not called and the final level is below the downside threshold, the cash payment at maturity equals $10 x (1 + Underlying Return), which can result in a loss of principal up to 100%. The example terms show a contingent coupon rate of 24.06% per annum (approximately $1.203 per $10 note) and a downside threshold of $70.00 (70% of the initial level). The estimated initial value as of the trade date is $9.69. Minimum investment is 100 Notes ($1,000). All payments, including any repayment of principal, are subject to the creditworthiness of UBS.
UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to the common stock of Apollo Global Management, Inc. The Notes mature on May 11, 2027 and have a principal amount of $10 per Note.
The Notes may pay periodic contingent coupons only if the underlying's closing level meets or exceeds a coupon barrier on observation dates, and they will be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; otherwise principal is reduced in proportion to the underlying return, which could produce a total loss. Estimated initial value on the trade date is between $9.45 and $9.70. Payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Carnival Corporation, with a trade date of May 7, 2026 and expected settlement on May 11, 2026. The Notes mature on May 11, 2028 and feature periodic contingent coupons paid only if the underlying closing level meets or exceeds the coupon barrier on observation dates. The Notes will be automatically called early if the underlying closes at or above the initial level on any observation date; otherwise principal repayment at maturity is contingent on the final level relative to a downside threshold. Example terms show a $10 principal, a contingent coupon rate of 22.50% per annum (example contingent coupon of $1.125), an estimated initial value range of $9.32 to $9.57, and a downside threshold and coupon barrier of $70.00 (70% of the initial level). The Notes are unsecured obligations of UBS and repayment depends on UBS creditworthiness; investors may lose a significant portion or all of their investment.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Meta Platforms, Inc. The Notes have a $10 principal amount per Note, an estimated initial value of $9.77 and mature on May 11, 2028. The issuer will pay periodic contingent coupons only if the underlying stock meets the coupon barrier on observation dates and the Notes will be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent on the final level relative to an 80.00% downside threshold; if the final level is below that threshold, holders suffer a loss proportional to the underlying return and could lose the entire investment. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Abbott Laboratories common stock that mature May 11, 2027. The Notes pay contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; if the final level is below that threshold you will suffer a loss equal to the underlying return and could lose your entire investment. All payments are subject to UBS credit risk. Trade date is May 7, 2026, settlement May 11, 2026, final valuation date May 7, 2027, and maturity May 11, 2027. The Notes have a $10 principal amount per Note, a sample contingent coupon rate of 19.45% per annum in the illustrative examples, and an estimated initial value of $9.77 as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Meta Platforms, Inc. stock due November 12, 2027. The Notes pay contingent coupons only when the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any quarterly observation (beginning after 12 months). If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced in proportion to the underlying return, potentially resulting in a total loss. The Notes are unsecured obligations of UBS and payments depend on UBS creditworthiness.