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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Alaska Air Group common stock. The notes have a trade date of May 7, 2026, settlement on May 11, 2026, a final valuation date of May 9, 2029 and a maturity date of May 11, 2029. Each Note has a principal amount of $10 and an estimated initial value of $9.69.

The notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates; they autocall early if the underlying closes at or above the initial level on any quarterly observation date (beginning after six months). If not called and the final level is below the downside threshold, principal repayment is contingent and could result in substantial loss, including loss of all principal. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Abbott Laboratories, with final terms set on the trade date. The Notes may pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and will be automatically called if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise investors suffer a loss equal to the underlying return and could lose their entire investment. The offering shows a trade date of May 7, 2026, expected settlement on May 11, 2026, final valuation date May 7, 2027, and maturity on May 11, 2027. Minimum purchase is 100 Notes at $10 per Note. The estimated initial value range is $9.45 to $9.70 per Note; all payments remain subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock due May 11, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold you may suffer a loss equal to the underlying return (and could lose all principal). The Notes are unsecured obligations of UBS and any payment depends on UBS’s creditworthiness. Trade Date is May 7, 2026, settlement May 11, 2026, final valuation May 9, 2028, maturity May 11, 2028.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alaska Air Group, Inc. The Notes mature on May 11, 2029 with a final valuation date of May 9, 2029, a trade date of May 7, 2026 and a expected settlement date of May 11, 2026. Each Note has a principal amount of $10. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a specified coupon barrier on observation dates; they are automatically called if the underlying closes at or above the initial level on any quarterly observation date (beginning ~6 months after trade date). If not called, repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, and investors could lose all their initial investment. The preliminary example shows a contingent coupon rate of 19.08% per annum and an estimated initial note value range of $9.32 to $9.57. Minimum investment is 100 Notes ($1,000). These Notes are unsecured obligations of UBS and subject to UBS credit risk.

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UBS AG is offering Capped GEARS linked to ASML Holding N.V. with maturity on May 11, 2029. The payment at maturity depends on the underlying return from the trade date to the final valuation date; positive returns pay principal plus upside gearing up to a maximum gain of 101.60%, zero return returns principal, and negative returns produce a loss equal to the underlying return. The Securities are unsecured debt of UBS, do not pay interest, carry full downside exposure to the underlying and credit risk of UBS, have an estimated initial value of $9.29 per $10 Security, and are offered in minimum increments of 100 Securities.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc. The preliminary pricing supplement dated May 07, 2026 sets trade and settlement expectations and describes quarterly observation dates, an automatic call feature, contingent coupons, and contingent principal repayment at maturity.

The notes pay contingent coupons only if an observation-date closing is at or above a coupon barrier and will autocall (early redeem) if an observation-date closing is at or above the initial level; if not called and the final level is below the downside threshold, principal repayment at maturity will be reduced proportionally to the underlying decline. Terms, including final amounts and any offering aggregate, will be set on the trade date.

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UBS AG is offering $520,000 of Capped GEARS linked to the common stock of International Business Machines Corporation. Each Security has a principal amount of $10, a term of approximately 3 years, an upside gearing of 3.00 and a maximum gain of 78.33%. If the underlying return is positive, maturity pays $10 × (1 + the lesser of (Underlying Return × Upside Gearing) and Maximum Gain). If the underlying return is zero, you receive $10. If the underlying return is negative, your payment equals $10 × (1 + Underlying Return), and you may lose some or all of your principal. Estimated initial value as of the trade date is $9.19. Trade Date is May 7, 2026, Settlement May 11, 2026, Final Valuation Date May 9, 2029, and Maturity Date May 11, 2029. Any payment depends on UBS’s creditworthiness and the Securities will not be listed on an exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Medtronic plc due May 11, 2029. The Notes pay contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called early if the underlying reaches the initial level. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment can be less than principal and can reflect the full downside of the underlying. Payments depend on UBS's creditworthiness; the estimated initial value was $9.74 per $10 Note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc. This is a preliminary pricing supplement dated May 7, 2026 and the notes are expected to settle on May 11, 2026 and mature on or about May 11, 2028. The notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates, are subject to an automatic call if the underlying equals or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above the downside threshold; otherwise holders suffer a loss tied to the underlying return.

The offering is preliminary and subject to final Offering Documents; the minimum purchase is 100 Notes ($1,000). Any payments, including repayment of principal, depend on UBS's creditworthiness. The estimated initial value on the trade date is between $9.42 and $9.67 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., due May 11, 2029. The Notes can pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on specified observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment falls in proportion to the decline in the underlying and investors could lose a significant portion or all of their investment. Trade date is May 7, 2026, settlement May 11, 2026, final valuation date May 9, 2029, and maturity May 11, 2029. Minimum investment is 100 Notes at $10 per Note; the estimated initial value on the trade date is $9.70. All payments are subject to UBS credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 7, 2026.