Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG offers Capped GEARS linked to the common stock of ASML Holding N.V., with final terms set on the trade date. The securities have a trade date of May 7, 2026, expected settlement on May 11, 2026, a final valuation date of May 9, 2029, and a maturity date of May 11, 2029. Each Security has a $10 principal amount and a minimum purchase of 100 Securities ($1,000).
Payment at maturity depends on the underlying return: positive returns are multiplied by an upside gearing (example: 3.00) but capped by the maximum gain (example: 98.55%). Negative returns produce proportional losses to principal; investors may lose some or all principal. The estimated initial value is between $9.09 and $9.34 as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Accenture plc due May 11, 2027. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, investors face downside exposure and could lose a significant portion or all of their investment. Payments are subject to UBS credit risk. Trade and settlement are expected on May 7, 2026 and May 11, 2026, respectively, with final valuation on May 7, 2027 and maturity on May 11, 2027. The estimated initial value per Note was $9.67 as of the trade date.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Western Digital Corporation due May 11, 2027. The Notes pay periodic contingent coupons only if the underlying's closing level on each observation date meets or exceeds a coupon barrier; otherwise no coupon is paid.
The Notes will be automatically called early if the underlying closes at or above its initial level on any observation date prior to maturity, in which case UBS pays principal plus any contingent coupon due. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced pro rata to the underlying return and investors can lose a significant portion or all principal. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The preliminary pricing supplement dated May 7, 2026 describes notes that pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and that are automatically called early if the underlying closes at or above the initial level on any observation date prior to final valuation. If not called, principal repayment at maturity depends on the final level relative to a downside threshold; if the final level is below that threshold, holders receive an amount reduced in proportion to the underlying return and could lose most or all of their investment. The notes are unsecured obligations of UBS and payments depend on UBS creditworthiness. Trade date is May 7, 2026, settlement May 11, 2026, final valuation date May 9, 2028, and maturity May 11, 2028. The offering minimum is 100 Notes at $10 per Note; estimated initial value is between $9.39 and $9.64.
UBS AG priced a preliminary offering of Capped GEARS linked to IBM common stock. The Securities mature on May 11, 2029 with a final valuation date of May 9, 2029 and principal per Security of $10. Payment at maturity depends on the underlying return, providing enhanced positive exposure via a 3.00 upside gearing up to a 75.24% maximum gain, while delivering full downside market exposure (you may lose some or all principal). Trade date is May 7, 2026 and settlement is expected on May 11, 2026. The Securities are unsecured obligations of UBS and subject to UBS credit risk. The estimated initial value range on the trade date is $8.99 to $9.24. Minimum investment is 100 Securities (representing $1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds a coupon barrier; otherwise no coupon is paid. The notes will be automatically called early if the underlying closing level on any observation date (prior to final valuation) is equal to or greater than the initial level, in which case UBS pays principal plus any contingent coupon due on the call settlement date. If not called, repayment of principal at maturity is contingent: if the final level is at or above the downside threshold, principal is returned; if below, the cash payment can be less than principal, equal to $10 x (1 + underlying return), and investors may suffer substantial losses, including loss of the entire principal. Payments are subject to UBS credit risk. Trade date and settlement are May 7, 2026 and May 11, 2026; final valuation and maturity are May 9, 2029 and May 11, 2029. The estimated initial value was stated as $9.60 per $10 note.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Medtronic plc, with a trade date of May 7, 2026 and expected maturity on May 11, 2029. The Notes pay contingent coupons only if the underlying meets coupon barriers on observation dates, can be automatically called early if the underlying equals or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced proportionally to the underlying return. The Notes are unsecured obligations of UBS and repayment is subject to UBS creditworthiness. The estimated initial value range is stated as $9.35 to $9.60 per $10 Note and minimum investment is 100 Notes.
UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to the common stock of Accenture plc, due on or about May 11, 2027. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and can be automatically called early if the underlying meets or exceeds the initial level on an observation date. At maturity the principal repayment is contingent: if the final level is below the downside threshold, principal is reduced proportionally to the underlying return and investors may lose a substantial portion or all of their principal. Payments remain subject to the creditworthiness of UBS.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes mature May 11, 2029 and include periodic contingent coupons, an automatic call if AMD’s closing level meets or exceeds the initial level on an observation date, and contingent repayment of principal at maturity tied to the final level versus a downside threshold.
The Notes have a $10 principal amount per Note, trade date May 7, 2026, settlement May 11, 2026, final valuation date May 9, 2029 and maturity May 11, 2029. The estimated initial value per Note is $9.66. Holders face downside market exposure at maturity if the final level is below the $60.00 downside threshold and are exposed to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA common stock due May 11, 2028. The notes pay a contingent coupon only if the underlying stock closes at or above the coupon barrier on observation dates and will be automatically called early if the stock closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return and total loss is possible. Payments are subject to UBS credit risk. Trade date is May 7, 2026, settlement May 11, 2026, final valuation May 9, 2028, maturity May 11, 2028.