Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Marvell Technology, Inc. The Notes have a trade date of May 7, 2026, expected settlement on May 11, 2026, a final valuation date of May 9, 2029 and maturity on May 11, 2029. Each Note has a principal amount of $10 and a minimum investment of 100 Notes ($1,000).
The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates, feature an automatic call if the underlying equals or exceeds the initial level on an observation date, and provide contingent repayment of principal at maturity tied to the final level relative to the downside threshold. Estimated initial value is between $9.35 and $9.60.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The offering size shown is $550,000. The notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity on May 11, 2029 depends on the final stock level relative to the downside threshold; if the final level is below that threshold, investors suffer a loss equal to the percentage decline in the underlying and could lose their entire principal. All payments are subject to the creditworthiness of UBS. Trade date is May 7, 2026 and settlement is May 11, 2026.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Western Digital Corporation, with expected trade date May 7, 2026, settlement on May 11, 2026, final valuation date May 7, 2027 and maturity on or about May 11, 2027. The Notes pay contingent coupons only if the underlying meets coupon barriers on observation dates and may be automatically called if the underlying reaches the initial level. Principal repayment at maturity is contingent on the final level relative to a downside threshold; investors may lose a material portion or all of principal. Minimum investment is 100 Notes ($1,000). The estimated initial value range is $9.40–$9.65 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc., maturing on May 11, 2029. The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced pro rata to the underlying return and could result in a total loss. The Notes are unsecured obligations of UBS and any payments are subject to UBS's creditworthiness. Trade date and settlement are May 7, 2026 and May 11, 2026, respectively; final valuation date is May 9, 2029. The estimated initial value was $9.60 per $10 Note.
UBS AG offers capped GEARS linked to Eli Lilly common stock that mature on May 11, 2029. The securities pay at maturity based on the percentage change in Eli Lilly's closing price from the trade date to the final valuation date, with upside participation capped and full downside exposure to declines. Key numeric terms shown include an Upside Gearing of 3.00, a Maximum Gain of 70.89%, an estimated initial value of $9.23 per $10 Security, a minimum investment of 100 Securities ($1,000), trade date May 7, 2026, final valuation date May 9, 2029, and maturity May 11, 2029.
The securities do not pay interest, repayment of principal is contingent on UBS’s creditworthiness, and investors may lose some or all of their investment if the final level is below the initial level or if UBS defaults.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The Notes mature on May 11, 2029 with a final valuation date of May 9, 2029 and may be automatically called earlier if the underlying meets the initial level on an observation date.
The minimum investment is 100 Notes at $10 per Note. Estimated initial value is between $9.31 and $9.56. Payments (contingent coupons and principal at maturity) are contingent on the performance of the underlying and on UBS’s creditworthiness; investors can lose a significant portion or all principal if the final level is below the downside threshold.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Intel Corporation common stock due May 11, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced proportionally to the underlying return and you could lose a substantial portion or all of your investment. Payments are subject to UBS credit risk. Trade date is May 7, 2026; settlement May 11, 2026; final valuation date May 9, 2028; maturity May 11, 2028. The estimated initial value on the trade date is $9.75 per $10 Note.
UBS AG is offering $520,000 of Capped GEARS linked to the common stock of Vistra Corp. The Securities mature on May 11, 2029 with a final valuation date of May 9, 2029, provide enhanced upside exposure (Upside Gearing 3.00) capped at a 114.00% Maximum Gain, and expose investors to full downside market loss and UBS credit risk. The minimum investment is 100 Securities at $10 per Security ($1,000); the estimated initial value as of the trade date is $9.21. The payment at maturity depends on the underlying return: positive returns produce principal plus capped upside, zero returns repay principal, and negative returns produce a principal loss equal to the underlying return.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Marvell Technology, Inc. stock due November 12, 2027. The notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any early observation date. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, and you could lose all of your investment. Payments depend on UBS creditworthiness. Trade date is May 7, 2026 and settlement is May 11, 2026. The estimated initial value was $9.75 per Note and the minimum investment is 100 Notes at $10 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay a periodic contingent coupon only if the underlying stock closes at or above the coupon barrier on observation dates and are subject to automatic early call if the underlying closes at or above the initial level on any prior observation date.
If not autocalled, repayment at maturity is contingent: if the final level is at or above the downside threshold UBS will repay principal; if below, repayment falls in proportion to the underlying return and you may lose a significant portion or all of your investment. All payments depend on UBS’s creditworthiness.