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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering preliminary terms for Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The Notes have a trade date of May 7, 2026, expected settlement on May 11, 2026, final valuation date on May 9, 2029, and maturity on May 11, 2029. Each Note has a principal amount of $10. The Notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, repayment at maturity depends on the final level relative to a downside threshold; if the final level is below that threshold, repayment may be less than principal and could result in total loss. The estimated initial value range is $9.28 to $9.53 per Note and the offering is subject to UBS credit risk and final pricing on the trade date.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes mature on May 11, 2029 and may be automatically called early if the underlying stock meets or exceeds the initial level on an observation date. Coupons are contingent and paid only when the underlying equals or exceeds a coupon barrier on an observation date; otherwise no coupon is paid. Principal repayment at maturity is contingent: if the final level is below the downside threshold, investors suffer a loss equal to the underlying return; in extreme cases, all principal could be lost. Trade date is May 7, 2026, settlement May 11, 2026. Minimum investment is 100 Notes ($1,000). Estimated initial value per Note is between $9.37 and $9.62.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with final terms set on the trade date. The Notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and are auto‑callable if the underlying closes at or above the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise investors suffer a loss equal to the underlying return and could lose their entire investment. Key dates: trade date May 7, 2026, settlement May 11, 2026, final valuation May 9, 2028, maturity May 11, 2028. Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk. The minimum investment is 100 Notes ($1,000); estimated initial value per Note is between $9.44 and $9.69.

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UBS AG is offering a preliminary pricing supplement for Capped GEARS linked to the common stock of Eli Lilly and Company, with final terms set on the trade date. The securities have a trade date of May 7, 2026, expected settlement on May 11, 2026, a final valuation date of May 9, 2029 and a maturity date of May 11, 2029.

The example terms show an upside gearing of 3.00 and a maximum gain of 67.41%. Securities are sold in minimum denominations of 100 Securities at $10 per Security (a $1,000 minimum). The estimated initial value range is $9.03 to $9.28 per Security. Payments at maturity depend on the underlying return, with full downside exposure to decreases in the underlying and repayment subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., with a trade date of May 7, 2026, expected settlement on May 11, 2026, final valuation date on November 10, 2027 and maturity on November 12, 2027.

The Notes pay periodic contingent coupons only if the closing level of the underlying meets or exceeds the coupon barrier on observation dates, include an automatic call if the underlying equals or exceeds the initial level on an observation date, and provide contingent repayment of principal at maturity tied to the final level and a downside threshold. Estimated initial value is between $9.42 and $9.67 per $10 Note; minimum purchase is 100 Notes.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. stock due May 11, 2029. The Notes pay a periodic contingent coupon only when the underlying closing level on an observation date is at or above the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced in proportion to the underlying return, potentially resulting in total loss. Payments are subject to UBS credit risk. Trade date is May 7, 2026, settlement May 11, 2026, final valuation May 9, 2029 and maturity May 11, 2029. The estimated initial value per Note is $9.66 and the Notes are offered in $10 increments with a minimum $1,000 investment.

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UBS AG is offering Capped GEARS linked to Vistra Corp. due on or about May 11, 2029. The securities are unsecured notes whose maturity payment depends on the underlying return in Vistra stock from the trade date to the final valuation date. If the underlying return is positive, payment equals $10 × (1 + the lesser of (Underlying Return × Upside Gearing) and Maximum Gain). If zero, repayment equals $10. If negative, payment equals $10 × (1 + Underlying Return), which can result in a loss of some or all principal. Key disclosed terms include trade date May 7, 2026, settlement date May 11, 2026, final valuation date May 9, 2029, maturity date May 11, 2029, principal $10 per Security, Upside Gearing 3.00 and Maximum Gain 107.37%. The offering carries credit risk of UBS and limited upside exposure capped at the Maximum Gain.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation with a principal amount of $10 per Note. Trade date is May 7, 2026 and settlement is May 11, 2026. The Notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on an observation date and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity (May 11, 2028) is contingent on the final level relative to the downside threshold (example: $50.00, 50% of initial level). Investing involves significant risk, including loss of principal and credit risk of UBS. The estimated initial value range is $9.39–$9.64 per Note and minimum investment is 100 Notes ($1,000).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., with expected trade date May 7, 2026, settlement May 11, 2026, final valuation date May 9, 2029 and maturity May 11, 2029. The Notes pay a contingent coupon only when the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any interim observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return and investors could lose a significant portion or all of their investment. The illustrative terms show a $10 principal amount per Note, an estimated initial value range of $9.35–$9.60, a sample contingent coupon rate of 25.02% per annum and a downside threshold of $60.00 (60% of the initial level). All payments are subject to UBS creditworthiness and the final terms will be set on the trade date.

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UBS AG files a preliminary pricing supplement offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Carnival Corporation. The Notes pay periodic contingent coupons only if observation-date closes meet a coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on an observation date.

Key dates: trade date May 7, 2026, settlement May 11, 2026, final valuation May 9, 2028, maturity May 11, 2028. Minimum offering unit is 100 Notes at $10 per Note; UBS estimates an initial value between $9.32 and $9.57.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 7, 2026.