UBS AG SEC Filings

UBS AG offers Capped GEARS linked to Blackstone Inc. common stock. The preliminary pricing supplement sets a Trade Date of May 7, 2026 with expected settlement on May 11, 2026, a Final Valuation Date of May 9, 2029 and a Maturity Date of May 11, 2029. The Securities are debt obligations of UBS with enhanced upside through an Upside Gearing and a capped Maximum Gain, but full downside exposure to the underlying; principal repayment depends on UBS creditworthiness. Minimum investment is 100 Securities at $10 each ($1,000), and the issuer’s estimated initial value range is $8.78 to $9.03 per Security. Investors are directed to the accompanying product supplement and prospectus for full terms and risks.

UBS AG is offering preliminary Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index, with a contingent coupon of 8.65% per annum (example). The notes are callable monthly after six months, mature on May 24, 2029, and repay principal at maturity only if each underlying asset meets its downside threshold; otherwise repayment reflects the loss of the least performing underlying asset. Issue price is $1,000.00 per note in examples; the estimated initial value range is $934.30–$964.30 as of the trade date. Payments and principal are subject to UBS credit risk; the offering is preliminary and conditioned on final offering documents.

UBS AG priced a preliminary offering of Airbag Autocallable Yield Notes linked to the common stock of Oracle Corporation due on or about May 10, 2027. The notes pay a coupon on each coupon payment date unless the notes are automatically called earlier following an observation date.

The notes have a $1,000 principal amount per note, an illustrative coupon rate of 12.60% per annum (example coupon of $10.50 monthly), an estimated initial value range of $953.00 to $978.00, trade date May 6, 2026, settlement May 8, 2026 and final valuation date May 6, 2027. If not called and the final level is below the conversion level, repayment may be in Oracle shares (share delivery amount), which could result in a partial or total loss of principal.

UBS AG offers a preliminary pricing supplement for Digital S&P 500® Index‑Linked Medium‑Term Notes that link cash repayment at maturity to the S&P 500® Index performance, with a 15.00% downside buffer and a capped maximum settlement amount to be set on the trade date.

The notes have a face amount of $1,000 per note, do not bear interest, carry UBS credit risk, a term expected to be between 24 and 27 months, and an estimated initial value on the trade date of $968.50 to $998.50 per $1,000 face amount as determined by UBS’ internal models.

UBS AG offers Trigger Autocallable Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes have a principal amount of $1,000 per Note, a call return rate of 9.55% per annum, monthly observation dates beginning after 12 months, a final valuation date of May 13, 2031 and a maturity date of May 16, 2031. If the Notes are automatically called on an observation date, UBS pays the call price (principal plus the applicable call return). If not called and any underlying asset finishes below its downside threshold (70% of initial level), the payment at maturity will be reduced by the percentage decline of the least performing underlying asset; investors could lose a significant portion or all principal. Payments are subject to UBS credit risk and tax treatment is uncertain.

UBS AG is preliminarily offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the VanEck® Gold Miners ETF (GDX) and the Nasdaq-100® Technology Sector (NDXT). The notes pay a contingent coupon only when both underlyings meet coupon barriers on observation dates, are callable monthly beginning ~6 months after issue, and repay principal at maturity only if both underlyings are at or above downside thresholds; otherwise repayment at maturity can be less than principal, and could result in loss of the full initial investment. The preliminary pricing shows a contingent coupon rate of 15.05% per annum, an issue price per note of $1,000, an estimated initial value range of $930.60–$960.60, and a maturity date of May 24, 2029. All payments are subject to UBS credit risk and the final terms will be set on the strike date.

UBS AG proposes to issue Enhanced Trigger Jump Securities with an auto-callable feature linked to the common stock of Bloom Energy Corporation, with a stated principal amount of $1,000 per security and an expected maturity date of May 11, 2028. Payments depend on the underlying stock's closing prices on scheduled determination dates: an automatic early redemption (principal plus a variable premium) occurs if the closing price is ≥100% of the initial price on a determination date; at maturity holders receive $2,045.00 if the final price is ≥60% of the initial price, otherwise they receive a cash value equal to the exchange ratio times the final price and may lose a significant portion or all of principal. The securities are unsecured obligations of UBS and are subject to UBS credit risk, limited secondary-market liquidity, underwriting fees totaling 2.50%, and tax and regulatory considerations described in the accompanying product supplement and prospectus.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the EURO STOXX 50® Index. The Notes have a $1,000 denomination per Note, a contingent coupon rate of 9.00% per annum, quarterly observation dates (callable after six months), a final valuation date of May 20, 2030 and a maturity date of May 23, 2030. UBS will pay contingent coupons only when both underlying indices meet coupon barriers on an observation date; otherwise no coupon is paid. The Notes will autocall early if both indices meet call thresholds on an observation date; if not autocalled and any final index level is below its downside threshold, principal repayment may be reduced and investors can suffer substantial or total loss. The estimated initial value range per Note is $943.80–$973.80, the issue price is $1,000, underwriting discount is $23.50, and proceeds to UBS per Note are $976.50. The Notes are unsecured obligations of UBS and are not listed; payments depend on UBS creditworthiness.

UBS AG London Branch is offering Capped Leveraged Buffered MSCI EAFE® Index-Linked Medium-Term Notes due June 9, 2028. For each $1,000 face amount, maturity payoff depends on the MSCI EAFE index performance from May 5, 2026 to the determination date. The notes carry a 160.00% upside participation rate, a 15.00% buffer (buffer level 2,572.814), a cap at 118.55% of the initial level and a maximum settlement amount of $1,296.80 per $1,000 face amount. If the final index level is below the buffer, investors lose principal on a leveraged basis; notes do not pay interest and are unsecured obligations of UBS.