STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of XLF, XLI and XLK. The Notes have a principal amount of $1,000 per Note, a contingent coupon rate of 11.90% per annum and an expected term of approximately three years.

Trade date is May 15, 2026 with expected settlement on May 20, 2026. Observation dates are monthly (callable after 12 months); final valuation date is May 15, 2029 and maturity is May 18, 2029. Call threshold is 100% of initial level; coupon barriers and downside thresholds are 70% of initial level. Estimated initial value range is $960.40–$990.40.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering $500,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the shares of the State Street® Energy Select Sector SPDR® ETF (XLE), the State Street® Materials Select Sector SPDR® ETF (XLB) and the State Street® Technology Select Sector SPDR® ETF (XLK), due May 8, 2031.

The Notes pay a contingent coupon of 14.75% per annum on each coupon payment date only if the closing level of each underlying asset is at or above its coupon barrier on the applicable observation date; otherwise no coupon is paid. UBS may call the Notes monthly beginning after three months; if not called, maturity payments depend on the final levels versus downside thresholds and, if the least performing underlying asset finishes below its downside threshold, principal will be reduced in proportion to that asset’s decline.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. Each Note has a principal amount of $1,000 and a term of approximately 18 months. The Notes pay a periodic contingent coupon of 10.40% per annum on an observation date only if the closing level of each underlying index is at or above its coupon barrier (both set at 65.00% of the initial level). UBS may call the Notes in whole on monthly observation dates beginning after three months. At maturity, if any underlying index is below its downside threshold (65.00% of initial), repayment will be reduced proportionally to the decline of the least performing underlying asset, and an investor could lose a significant portion or all of their investment. Strike/initial levels were set on May 6, 2026 (RTY 2,886.772; SPX 7,365.12). The estimated initial value range on the trade date is $965.90–$995.90; issue price is $1,000 per Note with an underwriting discount of $2.50, leaving proceeds to UBS of $997.50 per Note. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes totaling $250,000 linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, due May 10, 2029. Each $1,000 Note pays a contingent coupon of 10.85% per annum on any coupon payment date only if every underlying index is at or above its coupon barrier on the related observation date. UBS may call the Notes in whole on monthly observation dates beginning after three months; if called you receive principal plus any contingent coupon then due.

If not called, at maturity you receive $1,000 if every underlying index is at or above its 60% downside threshold; otherwise your redemption equals $1,000 × (1 + underlying return of the least performing underlying asset), which can result in a substantial loss, including loss of all principal. Payments are unsecured obligations of UBS and depend on its creditworthiness. The estimated initial value was $991.00 per Note; issue price is $1,000 per Note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked separately to the common stock of Cisco Systems, Inc. and Diamondback Energy, Inc.. The notes pay contingent quarterly coupons only if observation-date closing levels meet a coupon barrier, are callable quarterly beginning after six months, and mature on or about May 11, 2029. If not called and the final level is below a downside threshold, repayment at maturity can be less than principal and may result in substantial loss or total loss of the initial investment; all payments are subject to UBS credit risk. The trade date is May 8, 2026 with expected settlement on May 13, 2026. Estimated initial values are below the $10 issue price due to underwriting, hedging and issuance costs.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Capped Buffer GEARS linked to the Russell 2000® Index maturing on May 27, 2027. The securities pay at maturity based on the underlying return, subject to an upside gearing of 2.00, a maximum gain of 18.20% (maximum payment $1,182.00 per $1,000 Security) and a 10.00% buffer (downside threshold 2,598.095 on an initial level of 2,886.772). Issue price is $1,000 per Security and the estimated initial value range on the trade date is $965.90 to $995.90. Payments, including any contingent repayment of principal, are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of XLE, XLF and XLK, maturing May 8, 2031. The notes pay a contingent coupon of 14.65% per annum only if each underlying closes at or above its coupon barrier on observation dates. UBS may call the notes monthly beginning after three months; if not called, repayment at maturity depends on the final level of the least performing underlying asset relative to its 60% downside threshold, potentially resulting in a loss of up to 100% of principal. Issue price: $1,000.00 per note; estimated initial value: $980.90 per note. All payments are subject to UBS credit risk and the notes will not be exchange-listed.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Micron Technology, Inc. (ticker MU) with a $1,000 principal per Note. The Notes pay contingent coupons at a 21.00% to 25.00% per annum range (stated as $17.50 to $20.8333 in the illustrative table) subject to monthly coupon observation dates and a memory feature that may pay previously unpaid coupons if later conditions are met. The Notes are subject to automatic early call on quarterly call observation dates if the underlying meets or exceeds the call threshold (100% of the initial level in the illustrative terms). If not called and the final level is below the downside threshold (50% of the initial level in the illustrative terms), holders will receive a share delivery amount (principal divided by initial level) rather than cash, exposing investors to full downside market risk and possible large losses. Trade date and settlement are expected to be May 29, 2026 and June 3, 2026, with final valuation on November 29, 2027 and maturity on December 2, 2027. The estimated initial value range on the trade date is $928.10 to $958.10, the issue price is $1,000.00 per Note, and UBS Securities LLC receives an underwriting discount of $27.50 per Note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. common stock due May 10, 2027. The notes pay a periodic contingent coupon only if the underlying closing level meets or exceeds a coupon barrier on observation dates and will be automatically called early if the underlying meets or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return and investors may lose a significant portion or all of their investment. Payments are subject to UBS credit risk. Trade date: May 6, 2026; Settlement: May 8, 2026; Final valuation date: May 6, 2027; Maturity: May 10, 2027. The estimated initial value per Note is $9.87.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Boston Scientific Corporation common stock maturing May 8, 2029. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date.

If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive $10 per Note; if below, you receive $10 x (1 + underlying return), exposing you to the underlying’s negative return and potential loss of all principal. All payments are subject to UBS credit risk. Trade date is May 6, 2026; settlement May 8, 2026; final valuation date May 4, 2029.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 7, 2026.