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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. The notes pay contingent quarterly coupons only if the underlying closes at or above a coupon barrier and may be automatically called quarterly beginning ~12 months after issuance. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal; if below, you receive an amount equal to $10 multiplied by (1 + underlying return), exposing you to the underlying’s negative return (in extreme cases, loss of the entire investment). Trade date is May 19, 2026, settlement May 21, 2026, final valuation May 18, 2028, maturity May 22, 2028. The estimated initial value per note was $9.73. Payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Uber Technologies, Inc. stock due May 22, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds a coupon barrier; they are automatically called early if the closing level on an observation date equals or exceeds the initial level. If not called, principal at maturity is repaid only if the final level is at or above a disclosed downside threshold; if below, principal is reduced proportionally to the underlying return and investors can lose a significant portion or all of their investment. The Notes are unsecured obligations of UBS and any payment depends on UBS's creditworthiness. The estimated initial value per $10 Note was $9.74 and the minimum investment is 100 Notes.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Royal Caribbean Cruises Ltd. The preliminary pricing supplement dated May 19, 2026 sets a trade date of May 19, 2026, settlement on May 21, 2026, a final valuation date of May 18, 2028 and expected maturity on May 22, 2028.

The Notes pay a contingent coupon only when the underlying stock's closing level on an observation date is at or above a coupon barrier; they are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the disclosed downside threshold; otherwise payment declines in line with the underlying return and could result in substantial or total loss of principal. Estimated initial value is shown as between $9.42 and $9.67 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc. The Notes pay a contingent coupon on specified observation dates only if the underlying stock closes at or above the coupon barrier. The Notes are automatically called early if the underlying closes at or above the initial level on an observation date, in which case holders receive principal plus any contingent coupon due. If not called, repayment at maturity depends on the final level: if the final level is at or above the downside threshold, UBS will repay the principal; if below, holders suffer principal loss equal to the underlying return and could lose their entire investment. Trade and settlement dates are May 19, 2026 and May 21, 2026, with final valuation and maturity dates of May 18, 2028 and May 22, 2028. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk. The estimated initial value per Note on the trade date is $9.71.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The trade date is May 19, 2026, settlement is May 21, 2026, final valuation date is May 18, 2028 and maturity is May 22, 2028.

The Notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying equals or exceeds the initial level on any observation date. Principal repayment at maturity is contingent: if the final level is below the downside threshold you can suffer a loss equal to the underlying return, including total loss. Minimum investment is 100 Notes ($1,000). Estimated initial value on the trade date is between $9.41 and $9.66. All payments are subject to the creditworthiness of UBS.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Target Corporation. The Notes mature on May 22, 2028, with a final valuation date of May 18, 2028. Trade and settlement dates are May 19, 2026 and May 21, 2026, respectively. The Notes pay periodic contingent coupons only when the closing level of the underlying on an observation date is at or above a specified coupon barrier. The Notes may be automatically called early if the underlying closing level on an observation date is at or above the initial level, in which case investors receive principal plus any contingent coupon then due. If not called, repayment at maturity depends on whether the final level is at or above the downside threshold (example: $10 principal returned if final level >= downside threshold). If the final level is below the downside threshold, principal is reduced pro rata to the underlying return; an example shows a maturity payment of $4.20 per $10 Note, representing a material loss. The document states an estimated initial value of $9.72 per Note, a minimum investment of 100 Notes (representing $1,000), and an illustrative contingent coupon rate of 13.84% per annum. All payments, including any repayment of principal, are subject to the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. with a trade date of May 19, 2026, expected settlement on May 21, 2026, a final valuation date of May 18, 2028, and expected maturity on May 22, 2028. The Notes pay contingent coupons only when the underlying closes at or above a coupon barrier on observation dates and are subject to automatic early call if the underlying closes at or above the initial level on any quarterly observation date beginning after 12 months. If not called, principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; if below that threshold, the cash repayment equals $10 multiplied by (1 + underlying return), which can result in a substantial loss, including total loss of principal. The Notes are unsecured obligations of UBS and repayment is subject to UBS’s creditworthiness. The minimum investment is 100 Notes ($1,000) and the estimated initial value at trade date is between $9.38 and $9.63 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Uber Technologies, Inc. with a planned maturity on May 22, 2028. The notes pay contingent coupons only when the underlying meets a coupon barrier and may be automatically called if the underlying equals or exceeds the initial level on observation dates.

The terms shown: trade date May 19, 2026, settlement May 21, 2026, final valuation date May 18, 2028, principal per note $10, minimum purchase 100 Notes ($1,000. Example contingent coupon rate 9.69% per annum; estimated initial value range $9.43–$9.68. Principal repayment at maturity is contingent on the final level relative to the downside threshold; investors may lose a significant portion or all principal and payments are subject to UBS creditworthiness.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, due May 22, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, repayment will be reduced proportionally to the underlying return and, in extreme cases, you could lose all of your investment. The minimum investment is 100 Notes at $10 per Note and the estimated initial value on the trade date is $9.70 per Note. Any payments are subject to the creditworthiness of UBS AG.

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The issuer UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc. with a trade date of May 19, 2026, expected settlement on May 21, 2026 and maturity on May 22, 2028. The Notes pay periodic contingent coupons only when the closing level of the underlying meets or exceeds a coupon barrier on observation dates and are automatically called if the underlying meets or exceeds the initial level on any observation date before the final valuation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, redemption may be less than principal, and investors can lose a significant portion or all principal. The Notes are unsecured obligations of UBS and repayment depends on UBS’s creditworthiness. The preliminary pricing supplement shows an estimated initial value range of $9.41 to $9.66 per $10 Note and illustrative terms including a contingent coupon rate of 15.11% per annum and a downside threshold of $70.00 (70% of the initial level).

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 19, 2026.