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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DICK'S Sporting Goods, Inc. The Notes pay contingent coupons only if the underlying's closing level on observation dates meets or exceeds a coupon barrier and are subject to automatic early redemption (quarterly, beginning after six months) if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if the final level is below that threshold you will suffer a loss equal to the underlying return and could lose all of your initial investment. Trade Date is May 19, 2026, Settlement Date is May 21, 2026, Final Valuation Date is August 19, 2027, and Maturity Date is August 23, 2027. The Notes have a Principal Amount of $10, an estimated initial value of $9.76, and any payments depend on UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Target Corporation, with final terms set on the trade date and subject to completion. The preliminary pricing supplement is dated May 19, 2026.

The Notes have a principal amount of $10 per Note, an illustrative contingent coupon rate of 11.30% per annum (example contingent coupon $0.2825 per $10 Note), and a Downside Threshold and Coupon Barrier of $70.00 (illustrative, equal to 70.00% of the initial level). Trade and settlement are shown as May 19, 2026 and May 21, 2026, with a final valuation date of May 18, 2028 and maturity on May 22, 2028.

The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates, are automatically called if the underlying closes at or above the initial level on an observation date, and repay principal at maturity only if the final level is at or above the downside threshold. If the final level is below the downside threshold and the Notes are not called, holders suffer a loss equal to the underlying return; in extreme cases the holder could lose the entire investment. Payments are subject to UBS's credit risk. The offering has a stated minimum investment of 100 Notes (representing $1,000). The estimated initial value range on the trade date is shown as $9.37 to $9.62.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Fluor Corporation common stock. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level meets or exceeds the coupon barrier on the observation date; otherwise no coupon is paid. The Notes include an automatic call if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, repayment equals $10 x (1 + underlying return), which can imply a substantial loss up to a total loss. Trade date is May 19, 2026, settlement May 21, 2026, final valuation date May 18, 2028, and maturity May 22, 2028. Minimum investment is 100 Notes at $10 per Note ($1,000). The document shows an estimated initial value range of $9.40–$9.65 and an illustrative contingent coupon of 17.33% per annum. All payments are subject to UBS creditworthiness.

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Rhea-AI Summary

UBS AG priced preliminary Trigger Autocallable Contingent Yield Notes linked to DICK'S Sporting Goods, Inc. The Notes have a $10 principal amount per Note, trade date May 19, 2026, expected settlement May 21, 2026, final valuation date August 19, 2027 and maturity August 23, 2027. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates, and will be automatically called if the underlying closes at or above the initial level on any quarterly observation date beginning after six months. If not called, repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, repayment is reduced pro rata to the underlying return and investors could lose a significant portion or all principal. The prelaunch estimated initial value range is $9.38 to $9.63 per Note and an illustrative contingent coupon rate shown is 14.16% per annum ($0.354 per $10 Note per coupon period in the example). All payments are subject to UBSs creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes have a trade date of May 19, 2026, expected settlement on May 21, 2026, a final valuation date of May 19, 2027 and maturity on May 21, 2027. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date is equal to or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon due on the related call settlement date.

If not called, repayment at maturity is contingent: if the final level is equal to or greater than the downside threshold, UBS will repay the principal amount; if the final level is below the downside threshold, holders receive a cash amount equal to $10 multiplied by (1 + Underlying Return), exposing holders to the full negative return of the underlying and possible loss of all principal. Payments are subject to UBS credit risk. The Notes are offered in minimum units of 100 Notes at $10 per Note and the estimated initial value on the trade date is $9.88.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Chipotle Mexican Grill common stock due May 22, 2028. The Notes pay contingent coupons only if the underlying closing level on observation dates meets or exceeds a coupon barrier and may be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return and investors can lose a significant portion or all of their investment. Payments depend on UBS's creditworthiness. The Notes have a minimum investment of 100 Notes at $10 per Note and an estimated initial value of $9.76 as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The preliminary pricing supplement dated May 19, 2026 sets key dates: trade date May 19, 2026, settlement May 21, 2026, final valuation date May 19, 2027 and maturity about May 21, 2027. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds the coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any pre-final observation date.

At maturity, if not called, repayment of principal is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, principal is reduced in proportion to the underlying return and investors could lose a significant portion or all of their investment. Minimum purchase is 100 Notes at $10 per Note ($1,000). The estimated initial value range is $9.55 to $9.80 per Note. All payments are subject to UBS credit risk.

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UBS AG is offering $2,368,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., due May 21, 2029. The Notes pay quarterly contingent coupons only if the underlying closes at or above a coupon barrier on observation dates, and are automatically called if the underlying closes at or above the initial level on any quarterly observation (beginning after six months). If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise, repayment is reduced pro rata to the underlying return and investors could lose a portion or all of principal.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Chipotle Mexican Grill, Inc. The preliminary pricing supplement dated May 19, 2026 sets the trade date, expected settlement, observation schedule and illustrative terms.

The notes pay periodic contingent coupons only when the underlying closing level meets a coupon barrier on an observation date and can be automatically called early if the underlying closes at or above the initial level on an observation date. Principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return, and investors may lose a significant portion or all principal. The illustrative principal amount is $10 per Note with a minimum purchase of 100 Notes ($1,000) and an illustrative contingent coupon rate of 12.49% per annum in the examples. Final terms, including exact coupon barriers, downside threshold, and estimated value range ($9.41 to $9.66) will be set on the trade date.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Humana Inc. common stock. The Notes pay contingent coupons only if the underlying stock meets the coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date.

If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if the final level is below that threshold, repayment falls proportionally with the underlying return and investors could lose a significant portion or all principal. Payments depend on UBS creditworthiness. Trade and settlement dates and final valuation and maturity dates are specified in the terms.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 19, 2026.