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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes have a $10 principal amount per Note, trade date May 19, 2026, settlement May 21, 2026, final valuation date May 18, 2028, and maturity May 22, 2028.

The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds the coupon barrier on observation dates; they autocall early if the underlying closes at or above the initial level on an observation date, in which case holders receive principal plus any contingent coupon for that call date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced pro rata to the underlying return and you could lose a substantial portion or all of your investment. The estimated initial value on the trade date is $9.80 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates (quarterly after 6 months). UBS will automatically call the Notes early if the underlying equals or exceeds the initial level on any observation date; called Notes pay principal plus any contingent coupon then due. If not called, principal repayment at maturity depends on the final level: if the final level is at or above the downside threshold, UBS pays the $10 principal per Note; if below, repayment equals $10 x (1 + Underlying Return) and could result in losses up to the full principal. Trade date is May 19, 2026, settlement date May 21, 2026, final valuation date May 17, 2029, and maturity date May 21, 2029. Minimum investment is 100 Notes at $10 per Note. The preliminary pricing supplement states an estimated initial value range of $9.35 to $9.60 per Note and includes a hypothetical contingent coupon rate of 13.65% per annum (contingent coupon example: $0.3413 per $10 Note). All payments are subject to UBS credit risk.

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UBS AG offers $587,000 of Trigger Autocallable Contingent Yield Notes linked to Datadog, Inc. common stock due May 21, 2031. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds the coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on an observation date.

If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold the principal is paid in cash; if below, repayment is reduced pro rata to the underlying return and investors can lose a significant portion or all principal. All payments are subject to UBS credit risk. Trade date is May 19, 2026, settlement May 21, 2026, final valuation date May 19, 2031, maturity May 21, 2031.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Humana Inc.. The Notes mature on May 22, 2028 with a final valuation date of May 18, 2028 and an expected trade date of May 19, 2026.

The Notes pay periodic contingent coupons only when the underlying closing level meets or exceeds a coupon barrier and are automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above a stated downside threshold; otherwise repayment declines in line with the underlying return and investors can lose a significant portion or all of principal. Minimum purchase is 100 Notes ($1,000). The issuer estimates an initial value between $9.33 and $9.58 per Note. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The notes mature on May 21, 2029 with a final valuation date of May 17, 2029 and an expected settlement date of May 21, 2026. Payments depend on the underlying stock's closing levels on scheduled observation dates: contingent coupons are paid only if the closing level meets or exceeds a coupon barrier, and the notes are automatically called if the closing level on an observation date meets or exceeds the initial level.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below that threshold, repayment equals $10 x (1 + underlying return), which can result in a substantial loss or a total loss. All payments are subject to UBS's creditworthiness. The estimated initial value on the trade date is $9.73; minimum offering is 100 Notes at $10 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. stock, with final terms set on the trade date. The Notes have a principal amount of $10 per Note and a minimum purchase of 100 Notes ($1,000).

Trade date is May 19, 2026, settlement is May 21, 2026, the final valuation date is May 18, 2028, and maturity is May 22, 2028. The issuer will pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates; the Notes autocall early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold, and investors may suffer substantial losses tied to the underlying return. Estimated initial value is between $9.44 and $9.69 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Intuit Inc. common stock due May 21, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; if below, principal is reduced proportionally to the underlying return, potentially resulting in total loss. All payments are subject to UBS credit risk. Trade date is May 19, 2026, settlement May 21, 2026, final valuation date May 17, 2029, and maturity May 21, 2029.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Freeport-McMoRan Inc. common stock due May 22, 2028. The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying stock on the related observation date is equal to or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case investors receive principal plus any contingent coupon then due. If not called and the final level is at or above the downside threshold, principal is repaid at maturity; if the final level is below the downside threshold, investors receive a reduced cash payment proportional to the underlying return and could lose a significant portion or all of their investment. Payments depend on UBS creditworthiness. Trade date is May 19, 2026; settlement May 21, 2026; final valuation date May 18, 2028; maturity May 22, 2028. The estimated initial value on the trade date is $9.71 per $10 Note.

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UBS AG priced a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Datadog, Inc. The Notes have a trade date of May 19, 2026, expected settlement on May 21, 2026, a final valuation date of May 19, 2031, and a maturity date of May 21, 2031.

The Notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates, include an automatic call if the underlying closes at or above the initial level on any observation date, and provide contingent repayment of principal at maturity that can expose investors to full downside market loss if the final level is below the downside threshold. The preliminary document shows an estimated initial value range of $9.31 to $9.56 per Note and a minimum investment of $1,000 (100 Notes).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any prior observation date. The Notes return the $10 principal per Note at maturity only if the final level is equal to or above the downside threshold; if the final level is below that threshold, principal repayment is reduced pro rata to the underlying return, and you could lose a significant portion or all of your investment. Trade date is May 19, 2026, settlement date is May 21, 2026, final valuation date is May 17, 2029 and maturity is May 21, 2029. The estimated initial value is stated as between $9.36 and $9.61 per Note and the final terms will be set on the trade date.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 19, 2026.