Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intuit Inc. The preliminary pricing supplement dated May 19, 2026 sets a trade date of May 19, 2026, expected settlement on May 21, 2026, a final valuation date of May 17, 2029, and maturity on May 21, 2029. Each Note has a principal amount of $10.
The Notes pay a periodic contingent coupon only if the closing level of the underlying stock meets or exceeds a coupon barrier on observation dates and are automatically called if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, repayment at maturity is contingent: if the final level is below the downside threshold you will suffer a loss proportional to the stock's decline; in extreme cases you could lose your entire investment. All payments are subject to the creditworthiness of UBS. The preliminary document shows an illustrative contingent coupon rate of 13.49% per annum and an estimated initial value range of $9.29 to $9.54 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. with expected trade date May 19, 2026, final valuation date May 18, 2028 and maturity on May 22, 2028. Each Note has a principal amount of $10 and pays contingent coupons only if the underlying closing level on an observation date is at or above the coupon barrier. The Notes are subject to automatic early call if the underlying closes at or above the initial level on any observation date prior to the final valuation date; an automatic call pays principal plus any contingent coupon on the related call settlement date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment at maturity can be less than principal, potentially resulting in substantial loss, including loss of the entire investment. The estimated initial value range on the trade date is $9.41 to $9.66 per Note and the example contingent coupon rate shown is 20.04% per annum (a hypothetical contingent coupon of $0.501 per $10 Note). Any payments depend on UBS AG's creditworthiness.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Accenture plc common stock due May 22, 2028. The Notes pay periodic contingent coupons only when the underlying's closing level on an observation date meets or exceeds a coupon barrier, and are automatically called early if the underlying equals or exceeds the initial level on any prior observation date.
If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal per Note; if below, you suffer a loss equal to the underlying return and could lose all principal. All payments, including contingent coupons and any principal repayment, are subject to UBS's creditworthiness. Trade date is May 19, 2026, settlement May 21, 2026, final valuation date May 18, 2028, and maturity May 22, 2028. The estimated initial value on the trade date is $9.64.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Accenture plc with expected trade terms set on May 19, 2026. The Notes pay periodic contingent coupons only when observation-date closing levels meet a coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity on May 22, 2028 is contingent: full principal is repaid only if the final level is at or above the downside threshold; otherwise investors bear downside market exposure and could lose a substantial portion or all of principal. Minimum investment is 100 Notes ($1,000); the estimated initial value per Note on the trade date is shown as between $9.34 and $9.59. All payments are subject to the creditworthiness of UBS AG.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to CrowdStrike Holdings, Inc. due May 22, 2028. The Notes pay periodic contingent coupons only if the underlying's closing level meets or exceeds a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above a 70.00% downside threshold; if below, repayment equals $10 × (1 + underlying return), exposing investors to the percentage decline in the underlying, potentially a total loss. Key terms: principal amount $10 per Note, minimum investment 100 Notes, estimated initial value $9.79, final valuation date May 18, 2028, maturity date May 22, 2028. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., with a trade date of May 19, 2026 and an expected settlement date of May 21, 2026. The Notes mature on May 22, 2028 with a final valuation date of May 18, 2028.
The Notes pay periodic contingent coupons only when the underlying closing level on an observation date is at or above a coupon barrier and are subject to an automatic call if the underlying closes at or above the initial level on any observation date prior to maturity. If not called and the final level is below the downside threshold, principal repayment is reduced proportionally to the underlying return, and investors could lose a significant portion or all of their principal. The indicative principal per Note is $10 and the estimated initial value range is $9.43 to $9.68 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amphenol Corporation with a stated aggregate offering amount of $3,129,000. The Notes pay a periodic contingent coupon only when the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called if the underlying equals or exceeds the initial level on any quarterly observation date beginning after six months. If not called, principal is repaid at maturity only if the final level is at or above the disclosed downside threshold; otherwise repayment at maturity will be reduced proportionally to the underlying return and investors can lose a significant portion or all of their investment. Trade date is May 19, 2026, expected settlement May 21, 2026, final valuation date May 17, 2029 and maturity May 21, 2029. The Notes are unsecured obligations of UBS and payments depend on UBS creditworthiness. The estimated initial value per $10 Note was $9.74 as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp. The Notes pay contingent coupons only when the underlying closing level meets or exceeds a coupon barrier on observation dates and can be automatically called early if the underlying equals or exceeds the initial level on an observation date. At maturity the principal is repaid only if the final level is at or above the downside threshold; if below, principal is reduced pro rata to the underlying's percentage decline. Payments depend on UBS's creditworthiness. Trade date is May 19, 2026, settlement May 21, 2026, final valuation May 18, 2028, maturity May 22, 2028.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Constellation Energy Corporation common stock due May 22, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and can be automatically called early if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced pro rata to the underlying return and investors can incur substantial or total loss. Payments depend on UBS creditworthiness. Trade date is May 19, 2026 and settlement is May 21, 2026. The Notes have a minimum investment of 100 Notes (principal $10 per Note) and an estimated initial value of $9.73 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The Notes pay a contingent coupon on scheduled coupon dates only if the underlying closing level meets or exceeds a coupon barrier; they are automatically called if the underlying reaches the initial level on any observation date prior to maturity. If not called, repayment of principal at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, principal is reduced proportionally to the underlying return, and investors could lose all principal. The Notes have a $10 principal amount per Note, an estimated initial value of $9.68, a stated example contingent coupon rate of 15.69% per annum, and an approximate term of 2 years. All payments are subject to UBS credit risk.