Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering preliminary terms for Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp. The notes have a trade date of May 19, 2026, expected settlement on May 21, 2026, a final valuation date of May 18, 2028 and a maturity date of May 22, 2028. Each Note has a principal amount of $10. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates, feature an automatic call if the underlying closes at or above the initial level on any observation date, and return contingent principal at maturity only if the final level is at or above a disclosed downside threshold. The preliminary pricing indicates an estimated initial value range of $9.41–$9.66 per Note and shows a sample contingent coupon rate of 19.77% per annum (example coupon $0.4943 per $10 Note). The notes expose investors to full downside market risk of the underlying and to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Palo Alto Networks common stock due May 22, 2028. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier and will be automatically called early if the underlying closing level on any observation date before the final valuation date is at or above the initial level. If not called, repayment at maturity depends on the final level relative to the downside threshold: if the final level is at or above the downside threshold you receive the principal amount; if below, you receive an amount equal to $10 × (1 + underlying return), which can result in a loss of principal, including total loss.
The Notes are unsecured obligations of UBS and any payments, including principal, are subject to UBS credit risk. Trade and settlement dates are May 19, 2026 and May 21, 2026, with final valuation date May 18, 2028 and maturity May 22, 2028. The minimum investment is 100 Notes at $10 per Note. The estimated initial value as of the trade date is $9.78 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amphenol Corporation with a trade date of May 19, 2026, expected settlement on May 21, 2026 and maturity on May 21, 2029. The Notes pay a periodic contingent coupon only when the underlying stock's closing level on an observation date equals or exceeds a coupon barrier; otherwise no coupon is paid.
The Notes are subject to an automatic call on quarterly observation dates (beginning after ~6 months) if the closing level is >= the initial level; an automatic call returns principal plus any contingent coupon on the call settlement date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level >= the downside threshold; if the final level is below that threshold, repayment declines in proportion to the underlying return and investors may lose a substantial portion or all of their investment. Payments depend on UBS's creditworthiness. The estimated initial value range is $9.35–$9.60 per $10 Note and minimum investment is 100 Notes.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation with expected Trade Date May 19, 2026, Final Valuation Date May 18, 2028 and Maturity Date May 22, 2028.
The Notes pay a contingent coupon only when the underlying closing level on an observation date is at or above the coupon barrier; an automatic call occurs if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold and could result in a loss of principal, including total loss. Estimated initial value range on the trade date is between $9.43 and $9.68. Minimum investment is 100 Notes at $10 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The preliminary pricing supplement dated May 19, 2026 sets a trade date of May 19, 2026, expected settlement on May 21, 2026, a final valuation date of May 18, 2028 and maturity on May 22, 2028. Each Note has a principal amount of $10 and pays contingent coupons only if the underlying meets the coupon barrier on observation dates; Notes autocall early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold and is subject to UBS credit risk. The preliminary estimated initial value per Note is stated between $9.37 and $9.62. Minimum purchase is 100 Notes (representing $1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palo Alto Networks, Inc., with a trade date of May 19, 2026, expected settlement on May 21, 2026, a final valuation date of May 18, 2028 and maturity on May 22, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date. Principal repayment at maturity is contingent: if the final level is below the downside threshold, principal is reduced pro rata to the underlying return, and investors may lose a large portion or all of their investment. The Notes are unsecured obligations of UBS and all payments are subject to UBS’s creditworthiness. The minimum initial investment is 100 Notes ($1,000); the estimated initial value per Note is between $9.41 and $9.66.
UBS AG offers $919,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., due May 21, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may autocall quarterly beginning after six months if the underlying equals or exceeds the initial level.
If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment at maturity is reduced proportionally to the underlying return, and investors could lose a significant portion or all of their investment. Payments are subject to UBS credit risk. Minimum investment is 100 Notes ($1,000); estimated initial value per Note was $9.75 on the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The preliminary pricing supplement dated May 19, 2026 describes quarterly observation dates, an automatic call if the underlying equals or exceeds the initial level, and contingent coupons payable only when the underlying meets the coupon barrier.
The Notes have a principal amount of $10 per Note, a minimum investment of 100 Notes ($1,000), an expected trade/settlement timeline, a final valuation date of May 17, 2029 and maturity on May 21, 2029. Estimated initial value is stated between $9.36 and $9.61 per Note. Payments, including any principal repayment, are subject to the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to United Airlines Holdings, Inc. stock due May 22, 2028. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date meets or exceeds a coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not automatically called, principal is repaid at maturity only if the final level is equal to or greater than the downside threshold; if the final level is below that threshold the cash payment at maturity will be reduced proportionally to the underlying return and holders could lose a substantial portion or all of their investment. All payments, including any principal repayment, are subject to UBS's creditworthiness. The estimated initial value per Note on the trade date is $9.74 and the minimum investment is 100 Notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc.. The trade date is May 19, 2026, expected settlement May 21, 2026, final valuation date May 18, 2028 and maturity May 22, 2028. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on an observation date prior to the final valuation date is equal to or greater than the initial level; in that case UBS pays principal plus any contingent coupon and no further payments are due. If not called and the final level is below the downside threshold (specified in examples as 70.00% of the initial level), repayment at maturity can be less than principal and can result in a percentage loss equal to the underlying return, including a potential total loss. Minimum purchase is 100 Notes at $10 per Note. The estimated initial value range on the trade date is $9.44 to $9.69. All payments are subject to the creditworthiness of UBS.