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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering preliminary terms for Buffer Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, with a contingent coupon rate of 12.45% per annum and a 15% buffer. The notes are callable monthly beginning after ~3 months and mature on or about May 26, 2027. Payments of contingent coupons occur only if each underlying meets its coupon barrier on an observation date; principal repayment at maturity is subject to the buffer and UBS credit risk. Issue price per Note is $1,000.00 with an underwriting discount of $6.50 per Note; estimated initial value range is $961.50–$991.50 as of the trade date. These are preliminary terms and the final terms will be set on the strike date and shown in the final pricing supplement.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Intuit Inc. due May 21, 2029. The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level on any observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may result in a loss equal to the underlying return, including total loss in extreme cases. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk. The offering shows a principal amount per Note of $10 with an estimated initial value of $9.59 and illustrative contingent coupon rate of 18.09% per annum.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Intuit Inc. due on or about May 21, 2029. The notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and are subject to an automatic call if the underlying equals or exceeds the initial level on an observation date prior to maturity. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; a final level below that threshold produces a pro rata loss equal to the underlying return, and in extreme cases you could lose all of your investment. All payments are subject to UBS credit risk. Trade date is May 18, 2026, expected settlement May 20, 2026, final valuation date May 17, 2029, and maturity May 21, 2029. The notes are offered in minimum increments of 100 notes at $10 per note; the estimated initial value range is $9.28 to $9.53 per note as determined by UBS’ internal pricing models.

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Rhea-AI Summary

UBS AG is offering $13,416,000 of Trigger Autocallable Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The Notes have a $1,000 principal per Note, annual observation dates, a 13.20% per annum call return rate, a final valuation date of May 15, 2030 and maturity on May 20, 2030. If the Notes are automatically called on an observation date, holders receive the call price (principal plus the applicable call return). If not called and the final level of any underlying is below its downside threshold (70.00% of its initial level), payment at maturity will be reduced based on the percentage decline of the least performing underlying asset and investors could lose a significant portion or all of their principal. The estimated initial value per Note on the trade date was $987.30, while the issue price per Note is $1,000.00. All payments are subject to UBS credit risk and there may be little or no secondary market.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due May 22, 2028. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date meets or exceeds a coupon barrier. The Notes will be automatically called early if the underlying closing level on any observation date before the final valuation date is equal to or greater than the initial level; in that event UBS will pay principal plus any contingent coupon on the related call settlement date and no further payments will be owed. If not called, repayment at maturity depends on the final level relative to a downside threshold: if the final level is below that threshold, the cash payment at maturity may be less than the principal amount (up to a full loss equal to the percentage decline in the underlying). The Notes are unsecured obligations of UBS and any payment is subject to UBS’s creditworthiness.

Key explicit terms in the excerpt include a $10 principal amount per Note, an estimated initial value of $9.81, an illustrative contingent coupon rate of 10.84% per annum, trade date May 18, 2026, settlement May 20, 2026, final valuation date May 18, 2028, and maturity May 22, 2028. The issuer notes significant risk of loss of principal if conditions are adverse and warns the Notes will not be listed.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Boston Scientific Corporation stock due May 22, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold you may receive less than principal, potentially losing a substantial portion or all of your investment. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The offering reference shows $313,000 in the document header. The Notes mature on May 22, 2028 with a final valuation date of May 18, 2028 and potential automatic early calls on observation dates if the underlying reaches the initial level. Coupon payments are contingent and paid only when the underlying closing level meets or exceeds a coupon barrier on an observation date; otherwise no coupon is paid. At maturity, if not autocalled and the final level is below the downside threshold, principal repayment is reduced proportionally to the underlying return, with the possibility of losing the entire investment. The Notes are offered in minimum units of 100 Notes at $10 per Note, with an estimated initial value of $9.80.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, due on or about May 22, 2028. The Notes pay a contingent coupon on coupon payment dates only if the underlying’s closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes are subject to automatic early redemption if the underlying’s closing level on any observation date prior to the final valuation date is equal to or greater than the initial level.

If the Notes are not called, repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal per Note; if the final level is below the downside threshold you receive $10 x (1 + Underlying Return) and may incur substantial or total loss. Trade date is May 18, 2026, expected settlement May 20, 2026, final valuation date May 18, 2028, maturity May 22, 2028. The estimated initial value is given as a range of $9.44 to $9.69 per $10 Note. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NIKE, Inc. due November 22, 2027. The notes pay contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying reaches or exceeds the initial level on any observation date prior to maturity. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced in direct proportion to the underlying return, and investors may lose a significant portion or all of principal. The notes are unsecured obligations of UBS and payments are subject to UBS credit risk. Trade date and settlement are May 18, 2026 and May 20, 2026, respectively. The estimated initial value per $10 Note is $9.73. The offering minimum is 100 Notes at $10 per Note.

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Rhea-AI Summary

UBS AG offers preliminary terms for Trigger Autocallable Contingent Yield Notes linked to the common stock of Boston Scientific Corporation due on or about May 22, 2028. The trade date is May 18, 2026 with expected settlement on May 20, 2026.

The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and are automatically called if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold, exposing holders to potential loss of principal tied to the underlying stock and to UBS credit risk. Minimum initial investment is 100 Notes ($1,000); the issuer estimates an initial value range of $9.33–$9.58 per Note as of the trade date.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 18, 2026.