Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $820,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company, maturing on December 19, 2030. These unsecured debt notes pay contingent coupons only when Eli Lilly’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Eli Lilly’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the notes terminate. If the notes are not called and Eli Lilly’s final share price is at or above a downside threshold, principal is repaid at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and all principal can be lost.
The minimum investment is 100 notes at $10 per note. The estimated initial value is $9.72 per note, reflecting UBS’ internal pricing models. All payments depend on UBS’ credit; if UBS defaults, investors may receive nothing. The notes will not be listed on any exchange, and secondary market liquidity may be limited.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company, with a scheduled maturity on or about December 19, 2030 and a denomination of $10 per Note. These unsecured debt securities can pay contingent coupons only when the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period.
The Notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive the principal plus any due coupon and no further payments. If the Notes are not called and the final stock level is at or above the downside threshold, investors receive their principal back; if it is below the threshold, repayment is reduced in line with the stock’s decline and all principal can be lost. All payments depend on the credit of UBS, and the Notes will not be listed on an exchange. A hypothetical example illustrates a contingent coupon rate of 8.90% per year and a downside threshold and coupon barrier set at 70.00% of the initial level.
UBS AG is offering $100,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation, maturing on December 21, 2026. These unsecured notes pay a contingent coupon only if Albemarle’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments.
If the notes are not called and Albemarle’s final share price is at or above the downside threshold, investors receive full principal at maturity; if it is below the threshold, repayment is reduced in line with the stock’s decline and can fall to zero. An example shows a 21.02% per annum contingent coupon with a downside threshold and coupon barrier at 60% of the initial level. The notes are sold at $10 per note with a minimum $1,000 investment, and the estimated initial value is $9.74 per note. All payments depend on UBS’s creditworthiness and the notes will not be listed on any exchange.
UBS AG is offering $210,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on December 19, 2028. These unsecured debt notes pay a contingent coupon only if CrowdStrike’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called, with return of principal plus any due coupon, if the share price on any observation date before maturity is at or above the initial level.
If the notes are not called and the final share price on the December 15, 2028 valuation date is at or above a downside threshold, investors receive their $10 principal per note at maturity; if it is below the threshold, repayment is reduced in line with the stock’s decline and can fall to zero. Any payment depends on UBS’s creditworthiness. The notes are not listed, require a minimum investment of 100 notes ($1,000), and their estimated initial value is $9.71 per $10 note.
UBS AG is offering $130,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on December 19, 2028. These unsecured debt notes pay a contingent coupon only if Intel’s closing share price on an observation date is at or above the coupon barrier, illustrated as $60.00, which is 60% of the initial level, with a sample contingent coupon rate of 15.77% per annum (or
The notes are automatically called if Intel’s stock is at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal plus the applicable contingent coupon and no further payments. If not called, and Intel’s final share level is at or above the downside threshold (also illustrated as $60.00), investors receive their principal back plus any final coupon. If the final level is below the downside threshold, repayment is reduced in line with Intel’s negative return, and investors can lose a significant portion or all of their investment. The notes are not listed on any exchange, have an estimated initial value of
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about December 19, 2028. These are unsecured debt obligations of UBS with principal at risk and no listing on any exchange.
Investors receive a contingent coupon only if, on an observation date, the CrowdStrike share price is at or above a preset coupon barrier. The Notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case UBS repays principal plus the applicable coupon and makes no further payments.
If the Notes are not called and the final share price is at or above the downside threshold, UBS repays the $10 principal per Note; if it is below that threshold, repayment is reduced in line with the stock’s decline and losses can reach 100% of the investment. The minimum investment is 100 Notes ($1,000), and the estimated initial value per Note on the trade date is expected between $9.37 and $9.62, subject to UBS’ credit risk.
UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Intel Corporation, maturing around December 19, 2028. These unsecured debt securities pay a contingent coupon only when Intel’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Intel’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and Intel’s final level is at or above a downside threshold, principal is repaid at maturity, but if the final level is below this threshold, repayment is reduced in line with Intel’s decline and investors can lose their entire investment.
The notes are subject to UBS credit risk, are not bank deposits, are not insured, and will not be listed on any exchange. The minimum investment is 100 notes at $10 each, and the estimated initial value per note on the trade date is expected to be between $9.38 and $9.63.
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc., maturing on December 20, 2027. These unsecured, unsubordinated notes pay a contingent coupon only if the stock closes on or above a specified coupon barrier on each observation date; otherwise no coupon is paid for that period. Starting after 12 months, the notes are automatically called if the stock closes at or above its initial level on an observation date, in which case investors receive the $10 principal per note plus any due coupon and the product terminates early.
If the notes are not called and the final stock level on the December 16, 2027 valuation date is at or above the downside threshold, investors receive full principal back at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s decline, up to a total loss of principal. All payments depend on UBS’s credit. The minimum investment is 100 notes ($1,000), and the estimated initial value is $9.76 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc., maturing on or about December 20, 2027. These unsecured, unsubordinated notes pay a contingent coupon only if the stock closes at or above a specified coupon barrier on quarterly observation dates; otherwise no coupon is paid for that period.
The notes can be automatically called after 12 months if the stock closes at or above the initial level on an observation date, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can result in a total loss of principal. The notes are issued at $10 per Note, with an estimated initial value between $9.42 and $9.67, and all payments depend on the creditworthiness of UBS.
UBS AG is offering $130,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advance Auto Parts, Inc., maturing on December 19, 2028. These unsecured debt notes pay a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period. The notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon and ending further payments.
If the notes are not called and the final stock level on December 15, 2028 is at or above the downside threshold, investors receive only their principal back, plus any final contingent coupon if the coupon barrier is also met. If the final level is below the downside threshold, the maturity payment is reduced in line with the stock’s decline, and investors can lose all of their investment. The notes are issued in $10 denominations, have a minimum investment of 100 notes, are not listed on any exchange, and have an estimated initial value of $9.51 per $10 note, subject to UBS’s credit risk.