Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $1,293,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on June 22, 2027. Each $1,000 Note pays a contingent coupon of 9.55% per annum if, on a monthly observation date, both indices close at or above their coupon barriers, set at 65% of their initial levels. UBS can call the Notes in whole, starting after three months, paying principal plus any due coupon.
If the Notes are not called and either index finishes below its 65% downside threshold at maturity, investors receive $1,000 multiplied by the return of the worst-performing index, which can result in a total loss of principal. The Notes are unsecured, unsubordinated debt of UBS, not insured by any government agency, and all payments depend on UBS’s credit. The estimated initial value is $995.00 per Note versus the $1,000 issue price, with net proceeds to UBS of $997.50 per Note.
UBS AG is offering $690,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index® and the Utilities Select Sector SPDR® Fund, maturing on December 20, 2030. Each $1,000 Note pays a contingent coupon at 5.50% per annum (about $4.5833 monthly) only if on an observation date both underlyings are at or above their coupon barriers, set at 72.60% of initial levels (24,647.61 for NDX and $42.76 for XLU). The Notes are automatically called after 12 months if both assets are at or above their call thresholds, equal to 100% of initial levels, returning principal plus any due coupon.
If not called, principal is protected only down to a 15.00% buffer: at maturity, if either underlying finishes below its downside threshold (85.00% of its initial level), investors lose principal in line with the decline of the worst performer beyond the buffer and could lose almost all of their investment. The Notes are unsecured obligations of UBS AG, with an estimated initial value of $946.80 per $1,000 Note and no exchange listing, so liquidity may be limited and all payments depend on UBS’s creditworthiness.
UBS AG is offering $2,420,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing in November 2027. The Notes pay a high contingent coupon at an annual rate of 11.40% (about $9.50 per $1,000 per month) only if all three indices stay at or above barriers set at 70% of their initial levels on each monthly observation date.
UBS can call the Notes after three months and repay principal plus any due coupon, ending all future payments. If the Notes are not called and any index finishes below its downside threshold (also 70% of initial), repayment is reduced one-for-one with the worst index’s loss, and investors can lose all principal. The Notes are unsecured UBS debt, are not listed on an exchange, and their estimated initial value of $972.30 per $1,000 is lower than the issue price due to fees, hedging and funding costs.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the S&P 500® Index, maturing on December 21, 2028. The Notes pay a monthly contingent coupon at a rate of 8.85% per annum (or $7.375 per $1,000 Note) only if, on the relevant observation date, the closing level of each index is at or above its coupon barrier, set at 75.00% of its initial level.
UBS may, at its discretion, call the Notes in whole on any monthly observation date beginning after six months, returning the $1,000 principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, the final level of each index is at or above its downside threshold (set at 60.00% of its initial level), investors receive full principal back, potentially plus the final coupon.
If the Notes are not called and any index finishes below its downside threshold, repayment is reduced based on the negative return of the least performing index, and investors can lose some or all of their principal. The issue price is $1,000 per Note, with an underwriting discount of $8.00 and estimated initial value between
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Russell 2000® Index and S&P 500® Index, maturing around December 29, 2027. Each Note has a $1,000 principal amount and pays a 9.30% per annum contingent coupon (about $7.75 monthly) only if on an observation date all three indices close at or above 70% of their initial level.
UBS may call the Notes in whole on any monthly observation date after six months, returning principal plus any due coupon, with no further payments. If not called and at maturity all indices are at or above their downside thresholds (70% of initial), investors receive full principal. If any index is below its downside threshold, repayment is reduced in line with the negative return of the worst-performing index, up to a total loss of principal.
The Notes are unsecured, unsubordinated UBS debt, not insured deposits, will not be listed, and include an estimated initial value between
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the S&P 500® Index, maturing around December 29, 2028, with a minimum denomination of $1,000 per Note. These unsecured senior notes pay a 7.00% per annum contingent coupon (about $5.8333 per month per Note) only if, on a monthly observation date, the S&P 500 closing level is at or above a coupon barrier set at 70% of the initial level.
UBS may, at its discretion, call the Notes in whole on any observation date beginning after three months; if called, holders receive the principal plus any due contingent coupon, and the Notes terminate early. If the Notes are not called and, on the final valuation date, the index is at or above a downside threshold set at 60% of the initial level, investors receive full principal back. If the final index level is below the downside threshold, repayment is reduced in line with the index loss, and holders can lose some or all of their initial investment.
Payments depend entirely on UBS's creditworthiness. The estimated initial value is expected between $959.50 and $989.50 per $1,000, reflecting fees, hedging costs and UBS's internal funding rate, and the Notes are not listed on any exchange.
UBS AG is offering Contingent Income Auto-Callable Securities linked to the common stock of Valero Energy Corporation, maturing on or about December 29, 2028. Each security has a stated principal amount of $1,000 and pays a contingent coupon of $26.375 per period (equivalent to 10.55% per annum) on each determination date when Valero’s closing price is at or above 60% of the initial price, the downside threshold level.
If on any non-final determination date Valero’s closing price is at or above 100% of the initial price (the call threshold level), the note is automatically redeemed for $1,000 plus the contingent coupon. If the notes are not called and Valero’s final price is at or above the downside threshold, investors receive $1,000 plus the last coupon at maturity. If the final price is below the downside threshold, UBS will pay a cash value based on the stock’s final price, and investors can lose a significant portion or all of their investment. The notes are unsecured, unsubordinated UBS AG debt, with an estimated initial value between $934.90 and $964.90 per $1,000.
UBS AG, through its London Branch, is offering Contingent Income Auto-Callable Securities due on or about December 29, 2028, linked to the common stock of Bank of America Corporation.
Each security has a stated principal amount of $1,000.00 and may pay a contingent coupon of $25.00 per determination date, equivalent to 10.00% per annum, but only if Bank of America’s closing price is at or above 75.00% of the initial price on that date. If on any non-final determination date the stock closes at or above 100.00% of the initial price, the notes are automatically redeemed for $1,000.00 plus the applicable contingent payment.
If the notes are not called and the final price is below the 75.00% downside threshold, UBS will pay a cash value equal to the exchange ratio multiplied by the final price, exposing investors 1-to-1 to any decline and potentially resulting in a total loss of principal. The securities are unsecured, unsubordinated obligations of UBS and their estimated initial value on the pricing date is expected to be between $937.10 and $967.10 per $1,000.00, reflecting underwriting discounts, hedging costs and UBS’ internal funding rate.
UBS AG, through its London Branch, is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Paramount Skydance Corporation (PSKY), maturing around July 6, 2027. Each Note has a $1,000 principal amount and offers a contingent coupon targeted in a range of 14.25%–15.25% per annum, paid quarterly only if PSKY’s closing level on an observation date is at or above a coupon barrier set at 65% of the initial level. Missed coupons can be recovered later under the memory feature if the barrier is met on a future observation date.
The Notes may be automatically called early if PSKY closes at or above the call threshold of 100% of the initial level on any observation date before maturity, in which case investors receive principal plus the due contingent coupon and any unpaid past coupons, with no further payments. If not called, and PSKY is at or above the downside threshold (also 65% of the initial level) at maturity, investors receive full principal back. If PSKY finishes below the downside threshold, repayment is reduced one-for-one with the stock’s decline, and investors can lose their entire investment.
The offering highlights that the Notes are unsecured, unsubordinated UBS debt, subject to UBS’ credit risk and to potential Swiss regulatory resolution measures. The estimated initial value per Note is expected between $913.70 and $943.70, below the $1,000 issue price because of underwriting discounts, hedging and issuance costs and UBS’ internal funding rate. The Notes will not be listed, liquidity may be limited, and investors are cautioned that these instruments are significantly riskier than conventional bonds and provide no participation in PSKY price gains or dividends.
UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Generac Holdings Inc., maturing on December 21, 2026. The Notes pay a contingent coupon only if Generac’s share price on each observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called early if Generac’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates. If the Notes are not called and Generac’s final share price is at or above the downside threshold, investors receive their principal at maturity; if it is below the downside threshold, repayment is reduced in line with the share price decline and can fall to zero.
The Notes are unsecured, unsubordinated debt of UBS, not listed on any exchange, and carry both market risk tied to Generac and credit risk of UBS. The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note on the trade date is $9.74, reflecting UBS’ internal pricing models.