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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Eli Lilly common stock due May 19, 2028. Each Note has a $10 principal amount and pays a contingent coupon only when the underlying stock closes at or above a coupon barrier on observation dates; otherwise no coupon is paid. If the Notes are automatically called early after an observation date where the underlying closes at or above the initial level, UBS will pay principal plus any contingent coupon then due. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced pro rata to the underlying return, and investors can lose a substantial portion or all of their investment. The estimated initial value on the trade date is $9.72. The Notes are unsecured obligations of UBS and repayment depends on UBS's creditworthiness.

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UBS AG offers preliminary pricing for Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about May 19, 2028. The notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates and may be automatically called early if the underlying reaches or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above a disclosed downside threshold; if below, repayment falls by the percentage decline in the underlying and you could lose a significant portion or all of your investment. Payments depend on UBS creditworthiness. Trade date is May 15, 2026 and settlement is expected on May 19, 2026. Minimum initial investment is $1,000 (100 Notes).

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of the referenced underlying asset, with a trade date of May 15, 2026 and a maturity on or about May 19, 2027. The Notes pay periodic contingent coupons only if the underlying's closing level meets or exceeds a coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date.

The offering has a minimum investment of 100 Notes ($1,000). UBS discloses an estimated initial value range of $9.45 to $9.70 per $10 Note and shows a hypothetical contingent coupon rate of 17.35% per annum (contingent coupon $0.4338 per $10 Note in examples). If not called and the final level is below the downside threshold (shown as $60.00, or 60.00% of the initial level), principal repayment at maturity may be reduced pro rata and investors could lose a significant portion or all of their investment. All payments are subject to UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to ADRs of Taiwan Semiconductor Manufacturing Company Limited with expected trade and settlement dates of May 15, 2026 and May 19, 2026, and a final valuation and maturity around November 17, 2027 and November 19, 2027.

The notes pay a periodic contingent coupon only if the underlying ADR closes at or above the coupon barrier on observation dates and will be automatically called early if the ADR closes at or above the initial level on any pre-final observation date. If not called, repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; if below, principal is reduced pro rata to the underlying return and investors may lose a significant portion or all of their investment. The notes are unsecured debt of UBS and any payments are subject to UBS's credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The preliminary pricing supplement dated May 15, 2026 sets a $10 principal amount per Note with trade and settlement around May 15, 2026 and May 19, 2026, and a final valuation and maturity in mid‑May 2027. The Notes can pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called if the underlying closes at or above the initial level on an observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise the cash payment equals $10 × (1 + underlying return), which can result in a substantial loss, up to the full principal. Estimated initial value is shown as a range and any payment is subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company with a trade date of May 15, 2026, expected settlement on May 19, 2026, a final valuation date of May 17, 2028, and maturity on May 19, 2028. The Notes pay contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and will be automatically called early if the stock closes at or above the initial level on an observation date.

The Notes repay principal at maturity only if the final level is at or above the disclosed downside threshold; otherwise principal is reduced proportional to the underlying return. Example terms shown: principal amount $10, contingent coupon rate 11.06% per annum (contingent coupon $0.2765 per observation), downside threshold $70.00 (70.00% of initial level). Estimated initial value range on the trade date is $9.42 to $9.67. All payments are subject to UBS's creditworthiness.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a specified coupon barrier on observation dates and may be automatically called early if the stock closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal per Note; if the final level is below the downside threshold you receive $10 multiplied by (1 + underlying return), exposing you to the negative return of the underlying stock and potential loss of all principal. Payments, including principal, depend on UBS's creditworthiness. Trade date is May 15, 2026, settlement May 19, 2026, final valuation date May 17, 2028 and maturity May 19, 2028. The estimated initial value on the trade date is $9.71. The Notes are offered in minimums of 100 Notes at $10 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on May 19, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets the coupon barrier; otherwise no coupon is paid.

The Notes feature an automatic call if the underlying closes at or above the initial level on any observation date prior to the final valuation date, in which case UBS will pay principal plus any contingent coupon on the related call settlement date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced pro rata to the underlying return, and investors can lose a substantial portion or all of their investment. The offering requires a minimum purchase of 100 Notes ($1,000) and the document shows an estimated initial value of $9.72 per Note as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc. The preliminary pricing supplement dated May 15, 2026 sets the trade date as May 15, 2026, settlement on May 19, 2026, final valuation date on May 17, 2028 and maturity on May 19, 2028. Each Note has a principal amount of $10. Notes pay contingent coupons only if the underlying closing level meets or exceeds specified coupon barriers on observation dates, and the Notes will autocall early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold investors may suffer a loss equal to the underlying return, including potential loss of the entire investment. Payments are subject to UBS credit risk. The estimated initial value range on the trade date is $9.40–$9.65. The document is preliminary and final terms will be set on the trade date.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. (AMD) with final maturity May 19, 2028. The Notes pay a contingent coupon only when the underlying closing level on an observation date meets or exceeds the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may be less than the principal amount, with potential for a loss equal to the percentage decline in the underlying; in extreme situations you could lose all of your initial investment. Trade date is May 15, 2026, settlement May 19, 2026, final valuation date May 17, 2028. Minimum investment is 100 Notes at $10 per Note; the estimated initial value is $9.74 per Note. Example illustrative contingent coupon rate shown is 27.73% per annum (contingent coupon $0.6933 per $10 Note) and a sample downside threshold and coupon barrier of $60.00 (60.00% of the initial level).

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 15, 2026.