Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Best Buy Co., Inc., maturing on December 21, 2026. These unsecured debt notes pay a contingent coupon only when Best Buy’s closing share price on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Best Buy’s stock closes at or above the initial level on any observation date before the final valuation date. If called, investors receive the $10 principal per Note plus any due contingent coupon, and no further payments. If not called, and the final stock level is at or above a downside threshold, investors receive full principal at maturity; if it is below the threshold, repayment is reduced in line with the stock’s percentage decline, and the entire investment can be lost.
All payments depend on UBS’s credit. The notes are not bank deposits, are not FDIC insured, will not be listed on an exchange, and require a minimum investment of 100 Notes at $10 each. UBS estimates the initial value at $9.76 per Note based on its internal pricing models.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., maturing on or about December 19, 2028. These unsecured debt notes can pay periodic contingent coupons only when Dell’s closing share price on an observation date is at or above a preset coupon barrier; if it is below, no coupon is paid for that period.
The notes are automatically called early if Dell’s stock closes at or above the initial level on any observation date before maturity. In that case, investors receive the principal plus any due contingent coupon on the call settlement date, and the notes terminate. If the notes are not called and Dell’s final stock level is at or above a downside threshold, investors receive only their principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with Dell’s percentage decline, and investors can lose all of their initial investment.
Any payment depends on UBS’s creditworthiness. The notes are expected to settle T+2, are not listed on any exchange, require a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.33 and $9.58 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Best Buy Co., Inc., maturing on or about December 21, 2026. These unsecured debt notes may pay periodic contingent coupons, but only when Best Buy’s closing share price on an observation date is at or above a preset coupon barrier.
The notes can be automatically called before maturity if Best Buy’s share price on an observation date is at or above the initial level, in which case investors receive principal plus any due coupon and the investment ends. If the notes are not called and Best Buy’s final share price is at or above a downside threshold, investors receive full principal back at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost. Payments depend on UBS’s credit, the notes will not be listed, and the estimated initial value is expected to be between $9.39 and $9.64 per $10 note.
UBS AG is offering $3,950,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on December 20, 2027. These unsecured debt notes can pay periodic contingent coupons only when Amazon’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes may be automatically called early if Amazon’s share price on any observation date (before the final valuation date) is at or above the initial level. In that case, investors receive the $10 principal per note plus the applicable contingent coupon, and the product terminates. If the notes are not called and the final Amazon share price is at or above the downside threshold, investors receive full principal back; if it is below the downside threshold, repayment is reduced in line with the stock’s decline, up to a total loss of principal.
Any payment depends on UBS’s creditworthiness. The notes are not listed on any exchange, have a minimum investment of 100 notes at $10 each, and have an estimated initial value of $9.83 per note based on UBS internal pricing models.
UBS AG is offering $1,435,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on December 19, 2030. These structured notes pay a contingent coupon only when NVIDIA’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be called early if NVIDIA’s stock closes at or above the initial level on any observation date, in which case investors receive the $10 principal per note plus the applicable contingent coupon, and the product terminates. If the notes are not called and NVIDIA’s final level is at or above the downside threshold (65% of the initial level), investors get back their principal; if it is below, repayment is reduced one-for-one with the stock’s decline, and the entire investment can be lost.
The minimum investment is 100 notes (a $1,000 investment), and the estimated initial value is $9.72 per $10 note. The indicative contingent coupon rate in the examples is 13.35% per annum, paid quarterly when conditions are met. The notes are unsecured, unsubordinated obligations of UBS, not listed on any exchange, and all payments depend on UBS’s creditworthiness in addition to NVIDIA’s share performance.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on or about December 20, 2027. Each Note has a principal amount of $10, with a minimum investment of 100 Notes, and pays a contingent coupon only if Amazon’s closing level on an observation date is at or above a specified coupon barrier.
The Notes are automatically called if Amazon’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the Notes are not called and Amazon’s final level is at or above the downside threshold, investors receive only the principal at maturity; if it is below the downside threshold, repayment is reduced in line with the share’s decline and can fall to zero.
All payments depend on the creditworthiness of UBS. These securities are unsecured, unsubordinated obligations, are not bank deposits, are not insured, and may result in a significant or total loss of the initial investment. The estimated initial value per $10 Note on the trade date is expected to be between $9.45 and $9.70.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about December 19, 2030. These unsecured debt obligations can pay a periodic contingent coupon only when NVIDIA’s closing share price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The Notes may be automatically called early if NVIDIA’s share price on any observation date before maturity is at or above the initial level, in which case investors receive their principal plus the applicable contingent coupon, and the Notes terminate. If the Notes are not called and NVIDIA’s final share price is at or above a defined downside threshold, investors receive full principal at maturity, potentially with a final coupon. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. All payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., maturing on December 20, 2027. Each Note has a $10 principal amount, with a minimum investment of 100 Notes, and an estimated initial value of $9.68 per Note based on UBS’s internal pricing models.
Investors receive a contingent coupon only if Dell’s share price on a quarterly observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The Notes are automatically called if Dell’s price on an observation date is at or above the initial level, in which case investors receive principal plus the applicable coupon and the product terminates early.
If the Notes are not called and Dell’s final share price is at or above the downside threshold, investors receive back the full principal, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with the share price decline and investors can lose up to 100% of principal. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange.
UBS AG is offering $565,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of MercadoLibre, Inc., maturing on December 21, 2026. These unsecured debt securities pay a contingent coupon only if MercadoLibre’s share price on a quarterly observation date, including the final valuation date, is at or above a preset coupon barrier.
The notes are automatically called early if on any observation date beginning after 6 months the share price is at or above the initial level, in which case investors receive the $10 principal per Note plus the applicable contingent coupon, with no further payments. If the notes are not called and the final share price is at or above the downside threshold, investors receive back principal, and potentially a final coupon. If the final share price is below the downside threshold, repayment is reduced one-for-one with the stock’s decline, and investors could lose their entire investment.
The minimum investment is 100 Notes at $10 each. The estimated initial value per Note is $9.72. All payments depend on UBS’s credit, so a UBS default could result in loss of all amounts due.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of MercadoLibre, Inc., with a scheduled maturity on or about December 21, 2026. Each Note has a $10 principal amount, with a minimum investment of 100 Notes, or $1,000.
Investors can receive contingent quarterly coupons only if the underlying stock closes at or above a specified coupon barrier on each observation date. The Notes may be automatically called before maturity if the stock closes at or above its initial level on an observation date, in which case investors receive principal plus any due coupon and no further payments.
If the Notes are not called and the final stock level is at or above a defined downside threshold, investors receive full principal at maturity, plus any final coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment. All payments depend on the creditworthiness of UBS. The estimated initial value per Note on the trade date is expected to be between $9.34 and $9.59.