Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $283,000 of Trigger Autocallable Contingent Yield Notes linked to Lyft, Inc. common stock, maturing December 17, 2026. The notes pay a contingent coupon only on dates when the Lyft share price is at or above a preset coupon barrier, and may be automatically called early if the share price is at or above the initial level on any observation date. If called, investors receive the $10 principal per note plus any due coupon, and the product then terminates.
If the notes are not called and Lyft’s price on the final valuation date is at or above a downside threshold, investors receive the $10 principal per note, and a final coupon if the barrier is also met. If the final price is below the downside threshold, repayment is reduced in line with Lyft’s decline and can fall to zero, meaning a complete loss of principal. All payments are unsecured obligations of UBS, the notes are not bank deposits or FDIC insured, will not be listed on an exchange, require a minimum investment of 100 notes at $10, and have an estimated initial value of $9.67 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lyft, Inc., expected to mature on December 17, 2026 after a final valuation date on December 15, 2026.
The notes pay a contingent coupon only if Lyft’s closing share price on an observation date is at or above a coupon barrier, and they are automatically called early if the share price on any observation date before the final valuation date is at or above the initial level, returning principal plus the due coupon.
If the notes are not called and Lyft’s final share price is at or above a downside threshold, investors receive the $10 principal per note, but if it is below that threshold repayment is reduced in line with Lyft’s negative return and can fall to zero, so investors may lose all principal. All payments depend on the credit of UBS, the notes are not insured or exchange-listed, the minimum investment is 100 notes at $10 each, and the estimated initial value is expected to be between $9.32 and $9.57 per note.
UBS AG is offering $700,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on December 17, 2027. The notes pay a contingent coupon on scheduled observation dates only if Oracle’s closing share price is at or above a preset coupon barrier; if it is below that level, no coupon is paid for that period.
The notes can be automatically called before maturity if, on any observation date prior to the final valuation date, Oracle’s closing level is at or above the initial level, in which case investors receive the $10 principal per note plus any due coupon and no further payments. If the notes are not called and Oracle’s final level is at or above a downside threshold, UBS repays the $10 principal per note (and a final coupon if the barrier is met). If the final level is below the downside threshold, principal is reduced in line with Oracle’s decline, up to a total loss of the investment. The notes are sold in $10 denominations with a minimum investment of 100 notes ($1,000), have an estimated initial value of $9.78 per note as of the trade date, will not be listed on any exchange, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, scheduled to mature on December 17, 2027. These unsubordinated, unsecured debt securities pay a contingent coupon only on observation dates when Oracle’s closing share price is at or above a preset coupon barrier; if the barrier is not met, no coupon is paid for that period. On quarterly observation dates before the final valuation date, the notes may be automatically called if Oracle’s closing level is at or above the initial level, in which case investors receive the principal plus the applicable coupon and the notes terminate early.
If the notes are not called and Oracle’s closing level on the December 15, 2027 final valuation date is at or above a downside threshold, investors receive the $10 principal per note. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero, resulting in a complete loss of principal. All payments depend on UBS’s creditworthiness. The notes are offered in minimum investments of 100 notes at $10 each and have an estimated initial value between $9.41 and $9.66 per $10 note. They are not listed on any securities exchange.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on December 17, 2027. Each Note has a $10 principal amount and the minimum investment is 100 Notes (a $1,000 investment).
Investors receive a contingent coupon only if Oracle’s closing level on an observation date, including the final valuation date on December 15, 2027, is at or above a preset coupon barrier. The Notes are automatically called early if Oracle’s closing level on any observation date before maturity is at or above the initial level, in which case UBS repays principal plus the applicable contingent coupon and makes no further payments.
If the Notes are not called and Oracle’s final level is at or above the downside threshold, UBS repays the $10 principal per Note, plus any final contingent coupon if the coupon barrier is also met. If the final level is below the downside threshold, repayment is reduced in line with Oracle’s negative return, and investors can lose some or all of their investment. The estimated initial value is $9.77 per Note, and all payments depend on the creditworthiness of UBS. The Notes are not bank deposits, are not FDIC insured, and will not be listed on any exchange.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about December 17, 2027. Each Note has a $10 principal amount and can pay periodic contingent coupons, but only if Oracle’s closing level on the relevant observation date is at or above a specified coupon barrier.
The Notes are automatically called early if, on any observation date before the final valuation date, Oracle’s closing level is at or above the initial level, in which case investors receive the $10 principal plus any due coupon and no further payments. If the Notes are not called and the final level is at or above the downside threshold, investors receive only the $10 principal (plus any final coupon). If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose their entire investment. All payments depend on UBS’s credit; the Notes are not bank deposits or FDIC insured. The estimated initial value per $10 Note on the trade date is expected to be between $9.47 and $9.72.
UBS AG is offering unsecured Step Down Trigger Autocallable Notes linked to the Solactive U.S. Large Cap Volatility Navigator Index, with a term of about 10 years and a denomination of $1,000 per Note. The Notes can be automatically called quarterly if the index closes at or above a specified call threshold; if called, holders receive principal plus a call return that accrues at a 20.75% per annum rate, increasing the longer the Notes remain outstanding.
If the Notes are never called and the index’s final level is below the downside threshold, set at 60% of the initial level, the maturity payment is reduced dollar-for-dollar with the index loss, and all principal can be lost. The underlying index itself is complex: it uses leveraged, volatility-targeted exposure (up to 500%) to S&P 500 E-mini futures and is reduced by a 6.0% per annum daily decrement, which drags on performance. The Notes pay no coupons or dividends, are not listed, and all payments depend on UBS’s credit. The estimated initial value is expected between $884.60 and $914.60 per $1,000, with an underwriting discount of $50 per Note.
UBS AG is offering $12,629,000 of Trigger Autocallable Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing in December 2029. These unsecured debt securities can be automatically called each year if both indices close at or above their call threshold, set at 100% of their initial levels, paying a call price that reflects an 11.15% per annum call return rate (up to 44.60% if called at maturity). If the notes are not called and both indices finish at or above 70% of their initial levels, investors receive only their $1,000 principal per note. If either index ends below its downside threshold, repayment is reduced 1:1 with the loss on the worst-performing index, and all principal can be lost. The notes pay no interest or dividends, will not be listed on an exchange, carry significant liquidity and market risks, and all payments depend on UBS’s credit. The issue price is $1,000 per note, with estimated initial value of $976.30 and $20.00 per note in underwriting compensation.
UBS AG is offering $22,218,000 in Trigger Autocallable Notes linked to the Russell 2000® Index and the S&P 500® Index, maturing on December 17, 2029. Each Note has a $1,000 principal amount and pays no interest. Investors can receive an automatic early redemption if on any annual observation date, including the final valuation date, both indices close at or above their call threshold levels, set at 100% of their initial levels (2,551.457 for the Russell 2000 and 6,827.41 for the S&P 500). The call return rate is 13.15% per annum, with call prices rising from $1,131.50 in 2026 up to $1,526.00 in 2029.
If the Notes are not called and both indices finish at or above their downside thresholds (70% of initial levels), investors receive only the $1,000 principal. If at least one index finishes below its downside threshold, repayment is reduced in line with the percentage loss of the least performing index, and investors can lose up to all of their investment. All payments depend on the creditworthiness of UBS, and the Notes will not be listed, with limited or no secondary market liquidity expected.
UBS AG is offering $1,017,000 of Bearish Barrier Early Redeemable Market Linked Notes tied to the S&P 500® Index and maturing in March 2027.
The notes redeem early at par with no gain if on any trading day the index closes at least 20.00% below the initial level of 6,827.41, breaching the lower barrier of 5,461.93. If no barrier event occurs and the final index level is at or above the initial level, investors receive principal plus a fixed 3.50% digital return. If no barrier event occurs and the index finishes below the initial level but at or above the lower barrier, the payoff equals principal plus the absolute index decline, capped at 20.00%.
The notes pay no interest, pass through no dividends, are not listed, and depend entirely on UBS’s ability to pay. The estimated initial value is $993.00 per $1,000 note, reflecting structuring and hedging costs, and secondary market liquidity may be limited.