UBS AG SEC Filings

UBS AG is offering $1,342,000 of Buffer Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Russell 2000® Index. The Notes pay a contingent coupon of 9.70% per annum only when both underlyings meet coupon barriers on observation dates, are callable monthly by UBS beginning after 12 months, and provide a 15% buffer against losses at maturity. If UBS does not call the Notes and the final level of the least performing underlying is below its downside threshold, principal is reduced by the underlying loss in excess of the buffer; in extreme cases investors could lose almost all principal. The estimated initial value per Note is $990.40 and the issue price is $1,000 per Note; payments are subject to UBS credit risk.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index maturing on or about May 28, 2031. Each $1,000 Note pays a fixed contingent coupon only when the index closes at or above a coupon barrier on monthly observation dates, is callable monthly beginning ~3 months after issuance, and returns principal at maturity only if the final index level is at or above a specified downside threshold. If not called and the final level is below the downside threshold, principal repayment is reduced in line with the index decline; investors may lose a significant portion or all principal. The Notes are unsecured obligations of UBS, not FDIC insured, and any payments depend on UBS creditworthiness. The estimated initial value per Note on the trade date is expected to be between $927.50 and $957.50; issue price is $1,000 with an underwriting discount of $2.50 per Note. Key risks include the 6.0% per annum decrement applied to the index, significant leverage and liquidity risks, limited historical track record for the index, uncertain U.S. federal tax treatment, and potential conflicts of interest.

UBS AG is offering Trigger Autocallable Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, maturing May 16, 2031. The notes pay no interest, may be automatically called monthly if each underlying meets its call threshold, and repay contingent principal at maturity: full principal only if all underlyings finish at or above their 70% downside thresholds; otherwise repayment equals $1,000 × (1 + underlying return of the least performing underlying asset), which can result in substantial loss or total loss. The issue price is $1,000 per note (aggregate $631,000); UBS’s estimated initial value is $968. The notes are unsecured obligations of UBS and payments depend on UBS creditworthiness.

UBS AG is offering $6,774,000 of Buffer Autocallable GEARS linked to the Russell 2000® Index due May 15, 2029. The securities have a $10 principal per security, an automatic call on the observation date if the index is at or above the autocall barrier, a 12.00% call return and an upside gearing of 1.40. At maturity payments depend on the underlying return and a 10.00% buffer; if the final level is below the downside threshold the investor can lose some or almost all principal. The offering and dates are subject to postponement in the event of a market disruption event.

UBS AG is offering Trigger Autocallable Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The offer totals $746,000 at an issue price of $1,000 per Note with an estimated initial value of $951.00. The notes mature on May 16, 2031, feature monthly observation dates beginning after 12 months, an automatic call if all three indices meet call thresholds, a contingent repayment of principal tied to the least performing underlying asset (70% downside thresholds), and a stated call return rate of 9.55% per annum.

The notes are unsecured obligations of UBS and carry issuer credit risk, limited upside (call return only), potential full loss at maturity if the least performing index falls below its downside threshold, limited secondary market liquidity, and uncertain U.S. federal income tax treatment.

UBS AG offers $10,300,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, maturing May 16, 2029.

The Notes pay a contingent coupon of 13.60% per annum for an observation period only if each index closes at or above its coupon barrier on every trading day in that period. Coupon barriers are 70% of initial levels and downside thresholds are 60% of initial levels. UBS may call the Notes quarterly at its election; if called you receive principal plus any contingent coupon then due. If not called and the final level of any underlying is below its downside threshold, maturity payment equals $10 × (1 + least performing underlying return), which can produce substantial principal loss, possibly total loss. Key terms: strike May 12, 2026, trade May 13, 2026, settlement May 15, 2026, estimated initial value $9.90, minimum investment $1,000.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc., with an aggregate offering amount of $1,081,000. The Notes pay a quarterly contingent coupon only if the underlying closing level on an observation date meets or exceeds a coupon barrier. The Notes are automatically called early if the underlying closing level on any quarterly observation date (beginning ~6 months after trade) is at or above the initial level, in which case UBS pays principal plus any contingent coupon due on the related call settlement date. If not called and the final level is at or above the downside threshold, UBS pays principal at maturity; if the final level is below the downside threshold, principal repayment is reduced proportionally to the underlying return and investors can lose a substantial portion or all of their investment. The Notes have a minimum investment of 100 Notes at $10 per Note, an estimated initial value of $9.74 per Note as of the trade date, and a term maturing on May 18, 2029 (final valuation date May 16, 2029). All payments are subject to UBS creditworthiness.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc. (preliminary pricing supplement dated May 14, 2026). The Notes have a principal amount of $10 per Note, a term of approximately 3 years, trade date May 14, 2026, settlement date May 18, 2026, final valuation date May 16, 2029 and maturity date May 18, 2029. Minimum investment is 100 Notes (representing $1,000). The Notes pay contingent coupons only when the underlying stock meets coupon barriers on observation dates, are subject to automatic quarterly calls beginning after six months if the underlying meets the initial level, and repay principal at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced proportionally to the underlying return. The estimated initial value range is $9.35 to $9.60 per Note. All payments depend on UBS’s creditworthiness. This document is preliminary and the final terms will be set on the trade date.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to The Home Depot, Inc. The Notes mature on May 18, 2027 and pay contingent coupons only when the underlying stock meets a coupon barrier on observation dates. The Notes can be automatically called early if the underlying equals or exceeds the initial level on an observation date; if called, investors receive principal plus any contingent coupon. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; if below, principal is reduced proportionally to the underlying return, potentially resulting in a total loss. Notes are unsecured obligations of UBS and payments depend on UBS creditworthiness. Trade and settlement dates are May 14, 2026 and May 18, 2026. Minimum investment is 100 Notes at $10 per Note; the estimated initial value is $9.78.