UBS AG SEC Filings

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of V.F. Corporation that mature on May 15, 2028. The notes pay a periodic contingent coupon only if the underlying stock closes at or above a coupon barrier on observation dates and will be automatically called early if the stock closes at or above the initial level on any observation date prior to the final valuation date.

If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold the principal amount is returned; if below, repayment falls in proportion to the underlying return and investors can lose a significant portion or all of their investment. All payments are subject to UBS's credit risk. Trade and settlement dates are May 13, 2026 and May 15, 2026, respectively.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp. with trade date May 13, 2026, expected settlement May 15, 2026, final valuation date May 11, 2028 and maturity May 15, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on each observation date and are subject to early automatic call if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, investors suffer a loss equal to the underlying return and could lose all principal. Estimated initial value per Note is between $9.41 and $9.66. The Notes are unsecured obligations of UBS and repayment is subject to UBS creditworthiness.

UBS AG is marketing a preliminary pricing supplement dated May 13, 2026 for Trigger Autocallable Contingent Yield Notes linked to the common stock of Diamondback Energy, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates and are subject to an automatic call if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal per Note; if below the downside threshold you receive $10 multiplied by (1 + underlying return), which can result in a substantial loss, including total loss of principal.

The trade date is May 13, 2026, settlement date is May 15, 2026, final valuation date is May 11, 2028, and maturity is May 15, 2028. The Notes are denominated at $10 per Note with a minimum investment of 100 Notes. The estimated initial value range on the trade date is between $9.36 and $9.61 per Note as determined by UBS’ internal pricing models. All payments are subject to UBS credit risk; the Notes will not be listed on an exchange.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The Notes mature on May 15, 2028 with a final valuation date of May 11, 2028.

The Notes pay periodic contingent coupons only if the underlying closing level on an observation date is at or above the coupon barrier; they are automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment at maturity declines in proportion to the underlying return and could result in the loss of the entire principal. Payments are subject to UBS credit risk.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of V.F. Corporation due on or about May 15, 2028. The preliminary pricing supplement describes notes that pay periodic contingent coupons only if the underlying stock closes at or above a specified coupon barrier on observation dates and that are automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date.

Key timing and structural points in this excerpt: trade date May 13, 2026, settlement date May 15, 2026, final valuation date May 11, 2028, and maturity ~May 15, 2028. The offering has a $10 principal per Note, a minimum investment of 100 Notes ($1,000), an estimated initial value range of $9.35 to $9.60 per Note, a sample contingent coupon rate of 22.70% per annum (sample coupon $0.5675 per $10 Note), and a sample downside threshold of $65.00 (65.00% of the initial level). Any repayment of principal is contingent on UBS’s creditworthiness; if the final level is below the downside threshold and the Notes are not called, holders face full downside exposure and could lose a significant portion or all of their investment.

UBS AG proposes $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates, may be automatically called early if the underlying equals or exceeds the initial level, and repay principal at maturity only if the final level is at or above a stated downside threshold. Trade date is May 13, 2026 with expected settlement on May 15, 2026, final valuation date May 11, 2028 and maturity May 15, 2028. Principal amount per Note is $10. The document warns investors they may lose a significant portion or all of their investment if the Notes are not called and the final level falls below the downside threshold; payments are subject to UBS credit risk.

UBS AG is marketing Capped Leveraged Buffered S&P 500® Index-Linked Medium-Term Notes with a face amount of $1,000 per note and a term expected to be between 20 and 23 months. The notes pay no interest; final cash payment at maturity depends on the S&P 500® closing level on a determination date and is subject to a cap and a 12.50% buffer. Investors participate in 130.00% of positive underlier returns up to a maximum settlement amount expected to be between $1,214.11 and $1,251.81 per $1,000. If the final underlier level declines by more than 12.50% below the initial level, investors incur leveraged losses (about 1.1429% loss of face per 1% decline below the buffer) and could lose their entire investment. The estimated initial value on the trade date is expected to be between $966.30 and $996.30 per $1,000, reflecting hedging and issuance costs above the issue price.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® and the S&P 500®. The notes have an expected term of approximately 12 months, quarterly observation dates and a contingent coupon rate of 9.50% per annum (contingent coupon of $23.75 per quarter per $1,000 note). The notes may be automatically called if both indices meet a call threshold of 100.00% of their initial levels on an observation date. Principal repayment at maturity is contingent: if a trigger event occurs (an index falls below its downside threshold of 60.00% during the observation period), final repayment may be reduced pro rata to the negative return of the least performing index, potentially resulting in a total loss of principal. Key trade and lifecycle dates include trade date May 19, 2026, settlement May 22, 2026, final valuation May 19, 2027 and maturity May 24, 2027. Estimated initial value range is $961.30 to $991.30 and the issue price is $1,000.00 per note. The notes are unsecured obligations of UBS and subject to its credit risk.

UBS AG is offering Trigger Autocallable Notes linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 and the S&P 500. Each Note has a $1,000 principal amount; quarterly observation dates beginning ~12 months after issue, a final valuation date of May 29, 2031 and maturity on June 3, 2031.

The Notes pay no interest and are automatically called if on any observation date the closing level of each underlying asset is at or above its call threshold (90% of its initial level). If called, holders receive a call price equal to principal plus a call return based on an annual call return rate shown on the cover (example here: 8.25% per annum). If not called and any underlying asset closes below its downside threshold (75% of initial level) on the final valuation date, payment at maturity is reduced pro rata by the percentage decline of the least performing underlying asset, possibly resulting in a substantial or total loss. Payments are unsecured obligations of UBS and depend on UBS creditworthiness.