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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc. The preliminary pricing supplement dated May 13, 2026 sets a trade date of May 13, 2026, expected settlement on May 15, 2026, a final valuation date of May 11, 2028 and maturity on May 15, 2028.

The Notes pay periodic contingent coupons only when the underlying closing level meets or exceeds a coupon barrier on observation dates, are automatically callable if the underlying meets or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above a downside threshold. The preliminary example shows a $10 principal per Note, a hypothetical contingent coupon rate of 15.70% per annum and an estimated initial value range of $9.40 to $9.65 per Note.

Investors face both issuer credit risk of UBS and full downside market exposure to DexCom’s stock if the Notes are not called and the final level is below the downside threshold. The Notes are not bank deposits and are not FDIC insured.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to MGM Resorts International common stock. The Notes pay a contingent coupon only when the underlying closing level on an observation date meets or exceeds the coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, repayment at maturity will be reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. The Notes trade on a minimum investment of 100 Notes at $10 per Note; key dates include trade date May 13, 2026, settlement May 15, 2026, final valuation date May 11, 2028, and maturity May 15, 2028.

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The issuer UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, maturing May 15, 2028. The Notes pay a contingent coupon on scheduled coupon dates only if the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closes on or above the initial level on any observation date prior to the final valuation date; if called, UBS pays principal plus any contingent coupon due on the call settlement date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold you will incur a loss equal to the underlying return and could lose all principal. Payments are subject to UBS creditworthiness. Trade date is May 13, 2026 and settlement is May 15, 2026.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Lam Research common stock due on or about May 15, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise repayment falls in direct proportion to the underlying return, potentially resulting in a total loss. Trade date is May 13, 2026 with settlement expected May 15, 2026. The preliminary estimated initial value per $10 Note is between $9.42 and $9.67, and the example contingent coupon shown is 19.41% per annum ($0.4853 per $10 Note per coupon period). All payments are subject to UBS creditworthiness and final terms will be set on the trade date.

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UBS AG is marketing Trigger Autocallable Contingent Yield Notes linked to the common stock of MGM Resorts International with expected trade date May 13, 2026, settlement May 15, 2026 and maturity on or about May 15, 2028.

The Notes pay periodic contingent coupons only if the underlying's closing level on each observation date equals or exceeds a coupon barrier; they autocall early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold, and investors may lose a substantial portion or all principal. The estimated initial value range is $9.40 to $9.65 per $10 Note and minimum investment is 100 Notes.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Palantir Technologies Inc. common stock due May 15, 2028. The notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid. The notes are automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level; in that case UBS pays principal plus any contingent coupon and the notes terminate. If not called, repayment at maturity depends on the final level relative to the downside threshold: if the final level is at or above the downside threshold you receive principal; if below, you receive an amount equal to $10 times (1 + underlying return), which can result in substantial loss or a total loss of principal. The notes are unsecured obligations of UBS and payments are subject to UBS creditworthiness. Trade date is May 13, 2026, settlement May 15, 2026, final valuation date May 11, 2028, maturity May 15, 2028. The estimated initial value on the trade date is $9.72.

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The issuer UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Diamondback Energy, Inc. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold the cash payment may be less than principal and can result in full loss of principal. The Notes have trade date May 13, 2026, expected settlement May 15, 2026, final valuation date May 11, 2028 and maturity May 15, 2028. The estimated initial value was $9.68 per Note; principal amount is $10 per Note. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Intel Corporation common stock due May 15, 2028. The Notes pay a contingent coupon only when the underlying closing level on an observation date meets or exceeds a coupon barrier and will be automatically called early if the underlying closing level on any prior observation date is equal to or greater than the initial level. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, the cash payment equals $10 x (1 + underlying return), which can result in a loss of all principal. Payments depend on UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. with a final valuation date of May 11, 2028 and a maturity date of May 15, 2028. The Notes pay periodic contingent coupons only if observation-date closing levels meet or exceed a coupon barrier and include an automatic call if the underlying equals or exceeds the initial level on an observation date. Principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment is reduced and may result in a loss of principal. Trade date is May 13, 2026 with expected settlement on May 15, 2026. The Notes are unsecured obligations of UBS and any payments depend on UBS's creditworthiness. This document is a preliminary pricing supplement and final terms will be set on the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Vistra Corp. common stock due May 15, 2028. The Notes pay a contingent coupon only when the underlying closing level on an observation date is at or above the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced pro rata to the underlying return and you may lose a significant portion or all of your investment. The Notes are unsecured obligations of UBS and any payments, including principal, are subject to UBS's creditworthiness.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 13, 2026.