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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Chipotle Mexican Grill, Inc. common stock due May 15, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds the coupon barrier and may be automatically called early if the underlying closes at or above the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and can result in losses equal to the percentage decline in the underlying (potentially a total loss). The Notes are unsecured obligations of UBS and any payments are subject to UBS credit risk. The Notes have a principal amount of $10 per Note, an estimated initial value of $9.73 per Note as of the trade date, and a minimum purchase of 100 Notes.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock due May 15, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds a coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above a disclosed downside threshold; if the final level is below that threshold, redemption will be reduced proportionally to the underlying return and could result in a complete loss of principal. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk. Trade and settlement are May 13, 2026 and May 15, 2026, respectively; final valuation and maturity dates are May 11, 2028 and May 15, 2028. The minimum purchase is 100 Notes ($1,000) and the estimated initial value per Note on the trade date is $9.75.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. common stock due May 17, 2027. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on an observation date.

If not called, repayment at maturity depends on the final level relative to the downside threshold: if the final level is below that threshold, principal repayment is reduced proportionally to the underlying return, potentially resulting in total loss. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Fluor Corporation stock maturing May 15, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and can be automatically called early if the underlying closes at or above the initial level on an observation date.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced proportionally to the underlying return and you could lose a substantial portion or all of your investment. All payments remain subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. The Notes mature on May 15, 2029 with a final valuation date of May 11, 2029. Trade date and settlement are expected on May 13, 2026 and May 15, 2026, respectively. The Notes pay quarterly contingent coupons only if the underlying stock meets the coupon barrier on each observation date and are subject to automatic early call if the underlying equals or exceeds the initial level on any quarterly observation date beginning after six months. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, repayment equals $10 x (1 + Underlying Return), potentially resulting in substantial or total loss. Minimum investment is 100 Notes ($1,000). The preliminary estimated initial value range is $9.34 to $9.59 per $10 Note. Payments are subject to the creditworthiness of UBS and the final terms will be set on the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Chipotle Mexican Grill, Inc. The preliminary pricing supplement dated May 13, 2026 sets final terms on the trade date. Trade date is May 13, 2026, settlement is May 15, 2026, final valuation date is May 11, 2028, and maturity is May 15, 2028.

The Notes pay periodic contingent coupons only if the underlying closing level on an observation date is at or above the coupon barrier; they autocall early if the underlying closes at or above the initial level on any observation date. Principal is repaid at maturity only if the final level is at or above the downside threshold; if below, principal is reduced proportionally to the underlying return.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, due on or about May 15, 2028. The Notes pay contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold (example: $70.00, or 70.00% of the initial level); if the final level is below that threshold, investors suffer a loss tied to the underlying return and could lose all principal. Trade date is May 13, 2026 and expected settlement is May 15, 2026. Minimum purchase is 100 Notes at $10 per Note and the issuer’s estimated initial value range is $9.43 to $9.68 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. stock due on or about May 17, 2027. The notes pay contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and include an automatic call if the underlying closes at or above the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity may be reduced proportionally to the underlying return; in extreme cases you could lose your entire principal. Trade and settlement are scheduled for May 13, 2026 and May 15, 2026, respectively.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation due on or about May 15, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full repayment occurs if the final level is at or above a disclosed downside threshold; if below, repayment falls in direct proportion to the underlying return, potentially causing a loss of up to the entire principal. The issue is unsecured debt of UBS and payments depend on UBS creditworthiness. Key preliminary terms shown include a $10 principal per Note, trade date May 13, 2026, expected settlement May 15, 2026, final valuation date May 11, 2028, maturity May 15, 2028, an example contingent coupon rate of 16.74% per annum and an estimated initial value range of $9.38–$9.63 per Note.

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UBS AG is offering $100,000 Trigger Autocallable Contingent Yield Notes linked to DexCom, Inc. stock due May 15, 2028. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid. UBS will automatically call the Notes early if the underlying closes at or above the initial level on any observation date prior to final valuation, in which case holders receive principal plus any contingent coupon on the call settlement date. If not called, repayment at maturity depends on the final level versus the downside threshold: if final level is at or above the downside threshold, UBS pays the principal; if below, holders suffer a loss equal to the underlying return and could lose all principal.

The Notes have a trade date of May 13, 2026, settlement date of May 15, 2026, final valuation date of May 11, 2028, and maturity date of May 15, 2028. Minimum purchase is 100 Notes at $10 per Note. The estimated initial value as of the trade date is $9.71 per Note. All payments are subject to UBS credit risk and the Notes will not be listed on an exchange.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 13, 2026.