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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc. stock due on or about May 15, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and can be automatically called quarterly beginning about six months after trade date. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may result in a loss equal to the percentage decline in the underlying asset; in extreme cases you could lose your full investment. The Notes are unsecured obligations of UBS and any payment depends on UBS creditworthiness. Key economic terms shown in this preliminary pricing supplement include a principal amount per Note of $10, an illustrative contingent coupon rate of 19.01% per annum (contingent coupon $0.4753 per $10 Note), a downside threshold of $60.00 (60.00% of the initial level), an estimated initial value range of $9.28 to $9.53, trade date May 13, 2026 and maturity date May 15, 2029. This is a preliminary pricing supplement; final terms will be set on the trade date and the Notes are not FDIC insured.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Accenture plc common stock that mature on May 15, 2028. The Notes pay a periodic contingent coupon only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any prior observation date. If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal amount; if the final level is below the downside threshold you receive an amount that reflects the percentage decline in the underlying, which could result in a significant loss or full loss of principal. Payments are subject to UBS credit risk. Trade and settlement dates are May 13, 2026 and May 15, 2026, respectively; final valuation and maturity dates are May 11, 2028 and May 15, 2028. The estimated initial value on the trade date is $9.58 per Note.

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Rhea-AI Summary

UBS AG is offering Airbag Autocallable Yield Notes linked to Freeport-McMoRan Inc. common stock due on or about May 17, 2027. The Notes pay fixed coupons monthly unless automatically called early if the underlying stock closes at or above the initial level on an observation date. If not called, repayment at maturity depends on the final level relative to the conversion level: UBS will repay principal in cash if the final level is at or above the conversion level, or deliver a share delivery amount (shares plus cash for any fractional share) that may be worth less than principal if the final level is below the conversion level. Payments are subject to UBS credit risk. Trade date, settlement date, final valuation date and maturity are May 13, 2026, May 15, 2026, May 13, 2027 and May 17, 2027, respectively. The preliminary pricing supplement shows an illustrative coupon around 9.91% per annum and an estimated initial value range of $951.00 to $976.00.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the SPDRGold Trust (an ETF) due May 15, 2028. The notes pay a contingent coupon only if the underlyingclosing level on an observation date meets or exceeds the coupon barrier, and are subject to automatic quarterly calls beginning after 12 months if the underlyingclosing level is at or above the initial level. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment falls with the underlying return and you could lose a significant portion or all of your investment. Trade date is May 13, 2026, settlement is May 15, 2026, final valuation date is May 11, 2028, and estimated initial value per Note on the trade date is $9.69. Minimum purchase is 100 Notes at $10 per Note.

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UBS AG publishes a preliminary pricing supplement for $1,000-denominated Airbag Autocallable Yield Notes linked to the common stock of Dell Technologies Inc. The notes have an expected term of approximately one year with trade date May 13, 2026, settlement May 15, 2026, final valuation date May 13, 2027 and maturity May 17, 2027. The preliminary terms show a coupon near 13.94% per annum (example: $11.6167 monthly), an example principal amount of $1,000 per note and an estimated initial value range of $951.60 to $976.60. The notes pay coupons unless automatically called, may be automatically called if the underlying closes at or above the initial level on an observation date, and, if not called, pay principal at maturity only if the final level is at or above the conversion level; otherwise they deliver shares (the "share delivery amount"), potentially causing loss of some or all principal. The pricing supplement is preliminary and subject to completion and final terms on the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Accenture plc, maturing on or about May 15, 2028. The Notes pay contingent coupons only if the underlying's closing level meets the coupon barrier on observation dates and are subject to automatic early call if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a 70.00% downside threshold; a final level below that threshold exposes holders to the percentage decline in the underlying, including possible total loss. Trade date is May 13, 2026 with expected settlement May 15, 2026. Minimum investment is 100 Notes at $10 per Note. The estimated initial value range is $9.27 to $9.52 per Note. Example indicative terms include a hypothetical contingent coupon rate of 20.15% per annum (contingent coupon $0.5038 per $10 Note) and illustrative outcomes showing full downside exposure if final level falls below the threshold. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates. The Notes may be automatically called quarterly beginning after 12 months if the underlying closes at or above the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS will repay the $10 principal per Note; if below, repayment will reflect the percentage decline in the underlying and could result in a loss of principal. Trade date is May 13, 2026, settlement May 15, 2026, final valuation May 11, 2028, maturity May 15, 2028. The Notes have an estimated initial value of $9.77 per Note and a minimum investment of 100 Notes.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to shares of the SPDR® Gold Trust with a trade date of May 13, 2026, expected settlement on May 15, 2026, a final valuation date of May 11, 2028, and maturity on May 15, 2028. The notes pay periodic contingent coupons only if the closing level of the underlying on an observation date meets or exceeds a coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on any quarterly observation date beginning after 12 months. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above an 80.00% downside threshold; if below, principal is reduced pro rata to the underlying return, potentially resulting in a total loss. The example principal amount is $10 per Note and the preliminary estimated initial value range is $9.40 to $9.65.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. The Notes mature on May 15, 2029 with a final valuation date of May 11, 2029 and an expected settlement date of May 15, 2026. The Notes pay a contingent coupon on coupon payment dates only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes may be automatically called on quarterly observation dates beginning about six months after issuance if the closing level is equal to or greater than the initial level; an automatic call pays principal plus any contingent coupon due on the related coupon payment date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment can be reduced proportionally to the underlying return and investors could lose a significant portion or all of their initial investment. The Notes are unsecured obligations of UBS and any payment is subject to UBS’s creditworthiness. Minimum investment is 100 Notes at $10 per Note; the estimated initial value on the trade date was $9.72.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. with a scheduled maturity of May 15, 2028. The notes pay contingent coupons only if the underlying meets a coupon barrier on observation dates and are subject to automatic quarterly calls beginning after 12 months if the underlying equals or exceeds the initial level. Principal repayment at maturity is contingent: if the final level is below the downside threshold you may suffer a loss equal to the underlying return; in extreme cases you could lose your entire investment. Trade date is May 13, 2026 with settlement on May 15, 2026. The principal amount per Note is $10, estimated initial value is between $9.39 and $9.64, and payments are subject to UBS credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 13, 2026.