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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay a contingent coupon only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the stock closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment declines in line with the underlying return and you may lose a significant portion or all of your investment. The preliminary pricing supplement sets a trade date of May 13, 2026, settlement on May 15, 2026, a final valuation date of May 11, 2028, and a maturity date of May 15, 2028. The Notes are offered in $10 denominations (minimum 100 Notes, $1,000) and the estimated initial value per Note is between $9.44 and $9.69.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Carnival Corporation maturing May 15, 2028. The notes pay a contingent coupon only when the closing level of the underlying meets or exceeds a coupon barrier on specified observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return and you could lose all of your investment. Key dates include trade May 13, 2026, settlement May 15, 2026, final valuation May 11, 2028, and maturity May 15, 2028. The notes have a principal amount of $10 per Note, a minimum investment of 100 Notes ($1,000), an estimated initial value of $9.67, and payments are subject to UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Centene Corporation common stock maturing on May 15, 2028. The Notes pay a contingent coupon only when the underlying closing level on observation dates meets or exceeds a coupon barrier; they are automatically called early if the underlying closes at or above the initial level on any observation date. At maturity, if not called, principal is repaid only if the final level is at or above the stated downside threshold; if the final level is below that threshold, principal is reduced proportionally to the underlying return and investors may lose a large portion or all of their investment. All payments are subject to the creditworthiness of UBS and the Notes are not FDIC-insured.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of MercadoLibre, Inc. The Notes mature on May 15, 2028 with a final valuation date of May 11, 2028. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier, and the Notes will be automatically called early if the underlying closes at or above the initial level on any quarterly observation date beginning about 12 months after the trade date. If not called, repayment of principal at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; if below, repayment declines in direct proportion to the underlying return, potentially causing a total loss. Any payments are subject to UBS credit risk.

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UBS AG is offering $246,000 principal of Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The Notes pay a periodic contingent coupon only if the underlying closes at or above a coupon barrier on an observation date and may be automatically called on a quarterly observation if the underlying closes at or above the initial level. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, you will suffer a loss in proportion to the underlying return and could lose all of your investment. Trade date is May 13, 2026, settlement May 15, 2026, final valuation date May 11, 2029 and maturity May 15, 2029. The estimated initial value per Note is $9.65 (principal amount $10), and all payments are subject to the creditworthiness of UBS.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Blackstone Inc. common stock due on or about May 15, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and can be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above a downside threshold; otherwise repayment is reduced pro rata to the underlying return, and investors can lose a significant portion or all of their investment. Payments are subject to UBS credit risk. Example terms in the preliminary pricing supplement include a $10 principal per Note, an illustrative contingent coupon rate of 14.24% per annum, a downside threshold and coupon barrier at 70% of the initial level, estimated initial value range of $9.36 to $9.61, trade date May 13, 2026, and maturity May 15, 2028.

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UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Freeport-McMoRan Inc. The Notes pay a coupon on each coupon payment date unless automatically called early. If an observation date meets or exceeds the initial level, UBS will auto-call and repay principal plus the coupon on the related coupon payment date. If not auto-called, repayment at maturity depends on the final level relative to the conversion level: UBS will repay principal in cash if the final level is at or above the conversion level; otherwise, UBS will deliver a calculated share delivery amount (or cash for fractional shares), which can be worth less than principal and may produce a partial or total loss of principal. Payments and principal are subject to UBS credit risk. Key dates: Trade Date May 13, 2026; Settlement Date May 15, 2026; Final Valuation Date May 13, 2027; Maturity Date May 17, 2027. The estimated initial value on the trade date is $980.20.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Carnival Corporation, with a trade date of May 13, 2026, expected settlement on May 15, 2026 and maturity on May 15, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold, and a final decline below that threshold can produce a principal loss equal to the underlying return. The Notes are unsecured obligations of UBS and payments depend on UBS’s creditworthiness. Terms are subject to completion and the final pricing supplement will set final economic terms.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Centene Corporation, maturing on May 15, 2028. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may be less than the principal amount, exposing holders to the full downside of the underlying.

The trade date is May 13, 2026 with settlement on May 15, 2026. Notes are offered in $10 denominations (minimum 100 Notes). The estimated initial value range is $9.39 to $9.64 per Note and all payments are subject to UBS credit risk.

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UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Dell Technologies Inc. Each Note has a principal amount of $1,000, an estimated initial value of $981.20, a coupon rate of 15.67% per annum and a maturity date of May 17, 2027. Coupons are paid on each coupon payment date unless the Notes are automatically called early. If the Notes are not called and the final level of Dell stock is below the conversion level, repayment at maturity may be in shares (the share delivery amount), which could result in a loss of some or all principal. All payments remain subject to the creditworthiness of UBS.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 13, 2026.