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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering preliminary Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, with trade date May 12, 2026, settlement May 14, 2026 and maturity about May 14, 2027. The Notes are principal‑at‑risk instruments with a principal amount of $10 per Note and a minimum investment of 100 Notes ($1,000).

The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates; they are autocallable quarterly if the underlying closes at or above the initial level. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced pro rata to the underlying return. Estimated initial value is between $9.39 and $9.64 per Note and an example contingent coupon rate shown is 25.90% per annum.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Palantir Technologies Inc. common stock due May 14, 2029. The Notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates; they auto-call quarterly if the underlying closes at or above the initial level. If not called, repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose their entire investment. Payments depend on UBS’s creditworthiness. Trade date is May 12, 2026, settlement May 14, 2026, final valuation date May 10, 2029, and maturity May 14, 2029. Estimated initial value per Note as of the trade date is $9.65 and the Notes are offered in $10 increments.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. The Notes mature on May 14, 2029 and pay contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates; otherwise no coupon is paid. The Notes may be automatically called on quarterly observation dates (beginning after six months) if the underlying closing level is at or above the initial level, in which case holders receive principal plus any contingent coupon then due. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if below, holders suffer a loss equal to the underlying return, potentially losing all principal. Payments are subject to the creditworthiness of UBS. Trade date is May 12, 2026, settlement May 14, 2026, final valuation date May 10, 2029.

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Rhea-AI Summary

UBS AG published a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. The notes have a trade date of May 12, 2026, expected settlement May 14, 2026, final valuation date May 10, 2029 and maturity May 14, 2029.

The notes pay periodic contingent coupons only if the underlying closing level meets or exceeds specified barriers on observation dates; they feature an automatic call on quarterly observation dates beginning after ~6 months if the underlying equals or exceeds the initial level. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment reflects the percentage decline in the underlying and you may lose a substantial portion or all principal. The preliminary supplement states an example contingent coupon rate of 14.01% per annum and an example estimated initial value range of $9.35–$9.60 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. The trade date is May 12, 2026, settlement is May 14, 2026, and maturity is on or about May 14, 2029 with a final valuation date of May 10, 2029.

The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates (quarterly after six months). The Notes are automatically called early if the underlying closes at or above the initial level on any observation date, triggering payment of principal plus any contingent coupon on the call settlement date. If not called and the final level is below the disclosed downside threshold, the repayment at maturity may be less than principal, exposing investors to the percentage decline in the underlying (including possible total loss). The preliminary estimated initial value range is $9.34 to $9.59 per $10 Note; minimum investment is 100 Notes ($1,000). Any payment is subject to UBS credit risk.

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UBS AG offers $350,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Valero Energy Corporation due May 14, 2027. The Notes pay contingent coupons only if the underlying meets a coupon barrier on observation dates and are automatically called early if the closing level equals or exceeds the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold (example: $75.00, 75% of initial level); otherwise repayment is reduced pro rata and investors may lose a substantial portion or all principal. Trade date is May 12, 2026 with settlement May 14, 2026. Minimum investment is 100 Notes ($1,000). Estimated initial value per Note was $9.78 on the trade date. Payments are subject to UBS credit risk.

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UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Valero Energy Corporation, due on or about May 14, 2027. The Notes pay periodic contingent coupons only if the underlying's closing level meets the coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return and investors can lose a significant portion or all principal. The issue size terms are set on the trade date; minimum investment is 100 Notes ($1,000). Trade and settlement are expected on May 12, 2026 and May 14, 2026, respectively. The estimated initial value range is $9.46 to $9.71 per Note as of the trade date. Investing in the Notes involves issuer credit risk of UBS and material market exposure to Valero; read the Key Risks and Product Supplement for full terms.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. The Notes pay a periodic contingent coupon only if the underlying closes at or above the coupon barrier on observation dates and may be automatically called quarterly beginning after nine months if the underlying closes at or above the initial level. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return and investors can lose a significant portion or all of principal. Trade and settlement are May 12, 2026 and May 14, 2026; final valuation and maturity are November 11, 2027 and November 15, 2027. The Notes have a minimum purchase of 100 Notes ($1,000), an estimated initial value of $9.72 per Note, and all payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. due on or about November 15, 2027. The notes pay a contingent coupon on each coupon payment date only if the underlying closing level meets or exceeds a coupon barrier on the related observation date; otherwise no coupon is paid.

The notes are subject to an automatic call beginning after approximately nine months if the underlying closing level on any quarterly observation date is equal to or greater than the initial level, in which case UBS pays the principal plus any contingent coupon on the call settlement date. If not called, principal is protected at maturity only if the final level is at or above the disclosed downside threshold; if the final level is below that threshold, principal is repaid proportionally to the underlying return and you may lose a significant portion or all of your investment. All payments are subject to UBSs creditworthiness. Trade date is May 12, 2026 and estimated initial value per $10 note is between $9.42 and $9.67.

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UBS AG issued a pricing supplement for $6,050,000 of Contingent Income Auto-Callable Securities with Memory Coupon and Daily Coupon Observation due May 11, 2029. Each $1,000 security pays a contingent payment of $30.25 (12.10% per annum) for an observation period only if all three indices stay at or above 80% of their initial levels on every trading day of that period. The securities are auto-callable early if all indices are at or above 100% on an observation end date. At maturity investors receive principal plus any due contingent payments only if all final index levels are at or above 65% of initial levels; otherwise payout tracks the worst performing index and could result in substantial loss, including total loss. Payments are unsecured obligations of UBS AG and subject to UBS credit risk. The estimated initial value at pricing was $943.90 and the issue price was $1,000.00 per security.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 12, 2026.