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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Delta Air Lines, Inc. The preliminary pricing supplement dated May 12, 2026 sets a trade date of May 12, 2026, settlement on May 14, 2026, a final valuation date of May 12, 2027, and maturity on or about May 14, 2027.

The Notes pay contingent coupons only if the closing level of the underlying meets or exceeds a coupon barrier on observation dates and are automatically called if the underlying equals or exceeds the initial level on any observation date prior to maturity. If not called, repayment of principal at maturity is contingent: if the final level is below the downside threshold, holders suffer a loss equal to the underlying return and could lose all principal. The Notes are unsecured obligations of UBS and any payments depend on UBS creditworthiness. Minimum purchase is 100 Notes ($1,000); the estimated initial value range is $9.52–$9.77 per Note as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due May 14, 2029. The Notes pay a contingent coupon only when the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is at or above the initial level; in that case UBS pays the principal plus any contingent coupon on the related coupon payment date and the Notes terminate. If the Notes are not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the principal amount, but if the final level is below the downside threshold you receive an amount that reflects the percentage decline in the underlying (the underlying return), potentially resulting in a substantial loss or complete loss of principal. All payments, including any repayment of principal, are subject to UBS’s creditworthiness. Trade date is May 12, 2026, settlement May 14, 2026, final valuation date May 10, 2029 and maturity May 14, 2029. The estimated initial value per Note is $9.66 and the Notes are offered in minimum increments of 100 Notes (a $1,000 minimum purchase). The Notes are not listed and carry significant liquidity and credit risks; consult the product supplement and prospectus for full terms and risks.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of the referenced underlying asset, with final terms set on the trade date. The Notes pay a contingent coupon only when the underlying closes at or above the coupon barrier on observation dates and are subject to an automatic call if the underlying closes at or above the initial level on any quarterly observation date (beginning after six months). If not called, principal repayment at maturity depends on the final level versus the downside threshold and could result in full loss of principal. Payments are subject to UBS credit risk. Trade date: May 12, 2026; settlement: May 14, 2026; final valuation date: May 11, 2028; maturity: May 15, 2028. Minimum investment: $1,000 (100 Notes).

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc. common stock due May 14, 2029. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on specified observation dates and may be automatically called quarterly beginning after six months if the stock closes at or above the initial level. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above a disclosed downside threshold; if below that threshold, the cash payment at maturity declines in direct proportion to the underlying return and may result in a total loss of principal. All payments, including any contingent coupons and any principal repayment, depend on UBS’s creditworthiness. The Notes have a minimum investment of 100 Notes ($1,000), an estimated initial value of $9.58 per $10 Note as of the trade date, and settlement and maturity dates of May 14, 2026 and May 14, 2029, respectively.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with a trade date of May 12, 2026, expected settlement on May 14, 2026 and maturity on May 14, 2029. The Notes pay periodic contingent coupons only if the underlying's closing level meets the coupon barrier on observation dates and will be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise holders suffer a principal loss equal to the underlying return, up to a total loss. The preliminary pricing supplement shows a hypothetical contingent coupon rate of 11.13% per annum, a principal amount of $10 per Note, a downside threshold and coupon barrier of $60.00 (60.00% of the initial level), and an estimated initial value range of $9.37 to $9.62 per Note. Minimum investment is 100 Notes ($1,000). All payments remain subject to UBS credit risk; the final terms will be set on the trade date.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The preliminary pricing supplement dated May 12, 2026 describes quarterly observation dates (beginning ~6 months after trade), a final valuation date of May 10, 2029, and a scheduled maturity of May 14, 2029.

The Notes pay contingent coupons only if the underlying closes at or above a coupon barrier on each observation date and will be automatically called early if the underlying closes at or above the initial level on any quarterly observation date; if called, investors receive principal plus any contingent coupon due. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, repayment equals $10 x (1 + underlying return), which can result in a substantial loss, including total loss. The preliminary terms show a minimum investment of 100 Notes ($1,000) and an estimated initial value range of $9.30 to $9.55 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay a contingent coupon only when the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date.

If not called, principal repayment at maturity depends on the final level relative to a downside threshold: if the final level is below that threshold, repayment may be less than principal and could result in substantial loss, including total loss. Payments are subject to UBS credit risk. Trade date is May 12, 2026, expected settlement May 14, 2026, final valuation date May 11, 2028, maturity May 15, 2028. The Notes are offered in minimum investments of 100 Notes at $10 per Note.

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UBS AG offers $100,000 Trigger Autocallable Contingent Yield Notes linked to Alphabet Inc. Class C stock. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates, are automatically callable quarterly beginning ~9 months after issuance, and mature on November 15, 2027.

If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; if the final level is below that threshold, repayment declines pro rata with the underlying return and you can lose a substantial portion or all of your investment. Payments are subject to UBS credit risk. Trade and settlement dates are May 12, 2026 and May 14, 2026.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Intel Corporation common stock due May 14, 2027. The Notes pay contingent coupons only if observation‑date closing levels meet the coupon barrier and can be automatically called quarterly after six months if the closing level meets or exceeds the initial level. At maturity, principal is repaid only if the final level is at or above the downside threshold; otherwise repayment falls proportionally with the underlying return and you could lose all of your investment. Payments are subject to UBS credit risk. Trade date is May 12, 2026, settlement on May 14, 2026, final valuation date May 12, 2027 and maturity May 14, 2027.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Class C capital stock of Alphabet Inc., due on or about November 15, 2027. The Notes pay periodic contingent coupons only when the underlying meets a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any quarterly observation date (beginning after ~9 months). If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; if below, principal repayment falls proportionally to the underlying return and could result in total loss. The Notes are unsecured obligations of UBS and payments depend on UBS's creditworthiness. Trade and settlement are expected on May 12, 2026 and May 14, 2026, respectively. The preliminary pricing supplement shows a $10 principal amount per Note, minimum investment of 100 Notes, an estimated initial value range of $9.42–$9.67, and illustrative contingent coupon metrics used for examples.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 12, 2026.