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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation due May 15, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold (50% of the initial level). If the final level is below that threshold, principal is reduced pro rata to the underlying return and investors can incur large losses, including total loss. Trade date is May 12, 2026 and settlement is May 14, 2026. Minimum investment is 100 Notes at $10 per Note; the estimated initial value per Note is $9.74.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp. The notes mature on May 15, 2028 with a final valuation date of May 11, 2028 and an expected trade date of May 12, 2026. The notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates; they are automatically called if the underlying equals or exceeds the initial level on a quarterly observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the disclosed downside threshold; if below, repayment falls in proportion to the underlying return and you could lose a substantial portion or all of your investment. Payments are subject to UBS credit risk. Minimum purchase is 100 Notes at $10 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Constellation Energy Corporation stock due May 15, 2028. The notes pay a contingent coupon only when the underlying closing level meets or exceeds a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, repayment at maturity depends on the final level versus a downside threshold; if the final level is below that threshold, principal repayment is reduced in direct proportion to the underlying return and investors could lose part or all of their principal. The notes are unsecured obligations of UBS and any payments are subject to UBS's creditworthiness. Trade date is May 12, 2026, settlement May 14, 2026, final valuation date May 11, 2028, and maturity May 15, 2028.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Devon Energy Corporation due on or about May 14, 2029. The preliminary pricing supplement dated May 12, 2026 describes quarterly observation dates (beginning ~6 months after trade), contingent coupons payable only if the underlying closes at or above a coupon barrier, an automatic call if the underlying closes at or above the initial level on any observation date, and contingent principal repayment at maturity that protects principal only if the final level is at or above a disclosed downside threshold.

The Notes are unsecured obligations of UBS and payments (coupons or principal) depend on both the underlying stock performance and UBS’s credit. Principal is $10 per Note; estimated initial value on the trade date is between $9.30 and $9.55. Key dates include trade date May 12, 2026, settlement May 14, 2026, final valuation date May 10, 2029 and maturity May 14, 2029. The document emphasizes material risks including potential loss of most or all principal if conditions are not met.

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The issuer UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Alphabet Inc. Class C capital stock, maturing May 15, 2028. The Notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called if the underlying closes at or above the initial level on any quarterly observation (beginning ~6 months after trade). If not called, principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; otherwise principal is reduced in direct proportion to the underlying return, and in extreme cases investors could lose all principal. Payments are subject to UBS credit risk. Trade date is May 12, 2026 and settlement is expected May 14, 2026. Minimum investment is 100 Notes at $10 per Note. The document states an estimated initial value of $9.82 per Note as of the trade date.

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UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation due on or about May 15, 2028. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date meets or exceeds a specified coupon barrier; otherwise no coupon is paid.

The Notes include an automatic call if the underlying closing level on any observation date before the final valuation date equals or exceeds the initial level; an automatic call pays principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, repayment is reduced pro rata and investors can lose a substantial portion or all principal. Trade date is May 12, 2026, settlement May 14, 2026, final valuation date May 11, 2028. Minimum investment is 100 Notes at $10 per Note and the estimated initial value range is $9.38–$9.63 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Delta Air Lines common stock due May 14, 2027. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose their entire investment. The Notes are unsecured obligations of UBS and any payment depends on UBS’s creditworthiness. Trade and settlement are expected on May 12, 2026 and May 14, 2026, with final valuation and maturity in May 2027. The estimated initial value per $10 Note is $9.83.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Constellation Energy Corporation due on or about May 15, 2028. This preliminary pricing supplement (dated May 12, 2026) describes notes that pay a contingent coupon only if the underlying stock closes at or above a coupon barrier on observation dates and that may be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above a stated downside threshold; if the final level is below that threshold, holders suffer a loss tied to the percentage decline in the underlying and could lose their entire investment. Payments remain subject to the creditworthiness of UBS. The notes have a $10 principal amount per note, a minimum purchase of 100 notes ($1,000), and an estimated initial value range of $9.43–$9.68 as of the trade date. Trade and settlement timing, observation dates, coupon mechanics, and all final terms will be set on the trade date; this document is subject to the accompanying product supplement and prospectus.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of the underlying asset, maturing May 15, 2028. The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying asset on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes can be automatically called quarterly beginning after six months if the underlying closes at or above the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, repayment at maturity depends on the final level relative to the downside threshold: if the final level is below that threshold, holders suffer a percentage loss equal to the underlying return and could lose their entire initial investment. Payments are subject to the creditworthiness of UBS. The Notes have a minimum purchase of 100 Notes at $10 per Note and an estimated initial value of $9.76 as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Class C capital stock of Alphabet Inc., with final terms set on the trade date. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates; they are autocallable quarterly if the underlying equals or exceeds the initial level. If not called, principal repayment at maturity is contingent: if the final level is at or above a stated downside threshold, UBS will repay principal; if the final level is below that threshold, repayment will be reduced in proportion to the underlying return, and investors could lose a significant portion or all of principal. Payments depend on UBS creditworthiness. Key dates include trade date May 12, 2026, settlement May 14, 2026, final valuation date May 11, 2028, and maturity May 15, 2028. The Notes have a $10 principal denomination and an estimated initial value range of $9.44–$9.69 per Note as of the trade date.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 12, 2026.