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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Eli Lilly common stock due on or about November 15, 2027. The Notes pay periodic contingent coupons only if the underlying stock meets a coupon barrier on observation dates and can be automatically called quarterly beginning about six months after trade date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; a final level below that threshold exposes investors to the negative return of the underlying stock and could result in total loss. The example principal is $10 per Note; the illustrative contingent coupon rate is 7.45% per annum and the estimated initial value range is $9.40–$9.65 per Note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. common stock with a stated aggregate offering of $8,987,000. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds the coupon barrier. The Notes are autocallable quarterly beginning about six months after issue if the underlying closing level on an observation date is at or above the initial level; an automatic call settles at principal plus any contingent coupon and ends the investment. If not called, principal repayment at maturity depends on the final level versus a downside threshold; if the final level is below that threshold, the holder can suffer a loss equal to the underlying return and potentially lose the entire principal. Key dates: trade date May 12, 2026, settlement May 14, 2026, final valuation date May 10, 2029, maturity May 14, 2029. The Notes have a minimum purchase of 100 Notes at $10 per Note; estimated initial value per Note is $9.78. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG dated a Preliminary Pricing Supplement for $• Trigger Autocallable Contingent Yield Notes linked to the iShares® MSCI Brazil ETF due on or about May 15, 2028. The Notes pay a contingent coupon only if the closing level of the underlying asset meets or exceeds a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any quarterly observation date beginning after six months. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the disclosed downside threshold; if the final level is below that threshold, repayment is reduced pro rata to the underlying return and investors could lose a substantial portion or all of their investment. Payments are subject to the creditworthiness of UBS. The trade date and settlement timetable and final terms will be set on the trade date.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with an indicated aggregate offering amount of $3,275,000 and a stated maturity date of May 15, 2028. The Notes pay contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above a downside threshold; otherwise principal is reduced pro rata to the underlying return, potentially resulting in the loss of all principal. All payments are subject to UBS credit risk.

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UBS AG is offering $350,000 aggregate of Trigger Autocallable Contingent Yield Notes linked to the Class C capital stock of Alphabet Inc. The Notes mature on May 14, 2027 and pay contingent coupons only when the underlying's closing level on an observation date meets or exceeds a coupon barrier.

If the underlying equals or exceeds the initial level on any observation date prior to maturity, the Notes will be automatically called and investors receive principal plus any contingent coupon on the related call settlement date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if the final level is below the downside threshold, repayment is reduced proportionally and investors can lose most or all of their principal. Payments are subject to UBS credit risk. Trade date is May 12, 2026 with expected settlement May 14, 2026.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., as described in a preliminary pricing supplement dated May 12, 2026. The notes are unsubordinated, unsecured debt obligations due on or about May 14, 2029 and include quarterly observation dates (beginning after ~6 months) that can trigger automatic early calls.

The notes pay periodic contingent coupons only if the closing level of the underlying asset on an observation date meets or exceeds a coupon barrier; otherwise no coupon is paid. If not automatically called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the stated downside threshold; if the final level is below that threshold, repayment may be less than principal (equal to $10 x (1 + underlying return)), exposing investors to the underlying asset's downside and UBS credit risk. The document is preliminary and the final terms will be set on the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Vistra Corp. stock due May 15, 2028. The Notes pay periodic contingent coupons only when the underlying closing level on an observation date meets or exceeds the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any quarterly observation date (beginning after six months). If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold and, if below that threshold, investors suffer a loss equal to the underlying return (potentially losing all principal). Payments (coupons or principal) are subject to the creditworthiness of UBS. Trade and settlement dates are May 12, 2026 and May 14, 2026, respectively. The estimated initial value is $9.85 per Note and the minimum investment is 100 Notes ($1,000).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Alphabet Inc. Class C stock due on or about May 14, 2027. The Notes pay a contingent coupon on each coupon payment date only if the underlying’s closing level on the applicable observation date meets or exceeds a coupon barrier.

If the underlying meets or exceeds the initial level on any observation date prior to maturity, the Notes will be automatically called and holders receive principal plus any contingent coupon on the related call settlement date. If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold, holders receive the principal; if below, holders suffer a loss equal to the underlying return, potentially losing all principal. The Notes are unsecured obligations of UBS and repayment is subject to UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Devon Energy Corporation stock. The offering size is stated as $1,252,000. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates; otherwise no coupon is paid.

If an observation date (quarterly, beginning after six months) has the closing level at or above the initial level, the Notes will be automatically called and you will receive principal plus any contingent coupon due on the related call settlement date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment reflects the underlying return and could result in a loss of up to your entire investment. All payments are subject to the creditworthiness of UBS. Trade date is May 12, 2026, settlement May 14, 2026, final valuation date May 10, 2029, maturity May 14, 2029.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with a trade date of May 12, 2026, expected settlement on May 14, 2026, a final valuation date of May 11, 2028, and maturity on May 15, 2028. Each Note has a principal amount of $10 and a minimum purchase of 100 Notes ($1,000).

The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return, potentially causing large losses. Estimated initial value on the trade date is stated as between $9.53 and $9.78. All payments are subject to the creditworthiness of UBS.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 12, 2026.