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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Salesforce, Inc. common stock due May 14, 2029. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets a coupon barrier; they are automatically called early if the underlying equals or exceeds the initial level on any quarterly observation (beginning after six months). If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal; if below, you suffer a loss equal to the underlying return and could lose your entire investment. Any payments depend on UBS’s creditworthiness. Trade date is May 12, 2026 and estimated initial value per Note was $9.66.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Salesforce, Inc., with expected trade date May 12, 2026, settlement May 14, 2026, final valuation date May 10, 2029 and maturity May 14, 2029.

The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date meets or exceeds a coupon barrier; they are automatically called early if the underlying closes at or above the initial level on any quarterly observation date (beginning after six months). If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold and could result in a loss of principal equal to the underlying return. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk. The estimated initial value per Note on the trade date is expected between $9.36 and $9.61. The offering is preliminary and final terms will be set on the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc. The Notes pay periodic contingent coupons only if the underlying closing level on each observation date is at or above a coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any non‑final observation date.

If not called, principal repayment at maturity (May 15, 2028) is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise investors suffer a loss equal to the underlying return and could lose all principal. All payments depend on UBS's creditworthiness. Minimum purchase is 100 Notes at $10 per Note; the estimated initial value was $9.36.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc. The preliminary terms set a trade date of May 12, 2026, final valuation date May 11, 2028 and maturity on May 15, 2028. Each Note has a principal amount of $10. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above a disclosed downside threshold (example: $60.00, 60% of initial level); if below, repayment declines in line with the underlying return and investors may lose a significant portion or all principal. The estimated initial value per Note on the trade date is between $9.06 and $9.31, as determined by UBS’ internal models. All payments are subject to UBS credit risk.

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UBS AG is offering $1,483,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Snowflake Inc. common stock due May 11, 2029. The Notes pay a 19.80% per annum contingent coupon monthly if the underlying meets a coupon barrier and are callable quarterly beginning after six months at a call threshold equal to $152.45 (100% of the initial level). If not called and the final level is below the downside threshold of $76.23 (50% of the initial level), repayment is in shares (approximately 6.5595 shares per Note) whose value may be significantly less than principal. The issue price is $1,000 per Note and UBS reports an estimated initial value of $965.50 per Note. All payments are subject to UBS credit risk and the Notes will not be listed on an exchange.

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UBS AG is offering $328,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on May 15, 2028. The Notes pay a contingent coupon only when the underlying closing level on an observation date is equal to or above a coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date.

If not called, repayment at maturity depends on the final level versus a downside threshold: if the final level is at or above the downside threshold you receive the $10 principal per Note; if it is below, principal is reduced pro rata to the underlying return and you could lose a significant portion or all of your investment. Trade and settlement dates are May 12, 2026 and May 14, 2026. The Notes have a minimum investment of 100 Notes ($1,000); the estimated initial value was $9.81 per Note based on UBS internal pricing.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The preliminary pricing supplement dated May 12, 2026 sets trade mechanics: trade date May 12, 2026, settlement May 14, 2026, final valuation date May 11, 2028 and maturity May 15, 2028. The Notes pay periodic contingent coupons only when the underlying closes at or above a coupon barrier on observation dates, and feature an automatic call if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the disclosed downside threshold; if below, repayment equals $10 x (1 + underlying return), which can produce substantial losses, including loss of the entire principal. The offering minimum is 100 Notes at $10 per Note and the issuer’s credit risk (UBS) applies to all payments. The document gives hypothetical terms and examples, including an illustrative contingent coupon rate of 20.60% (contingent coupon $0.515 per $10 Note) and an estimated initial value range of $9.44 to $9.69 per Note.

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UBS AG offers Trigger Callable Contingent Yield Notes due on or about May 20, 2031 linked to the least performing of the S&P 500® Index, the Russell 2000® Index and shares of the State Street Utilities Select Sector SPDR® ETF (XLU). The notes reference a contingent coupon (example: 10.40% per annum) payable only if each underlying meets its coupon barrier on an observation date. The issue price is $1,000.00 per Note with underwriting compensation of $7.00 per Note and estimated initial value range of $954.10 to $984.10 as of the trade date. UBS may call the Notes monthly (beginning after three months); if not called, principal repayment at maturity depends on the final level of the least performing underlying relative to the downside threshold (example downside threshold 65.00% of initial level). Payments are subject to UBS credit risk and potential Swiss resolution powers described herein.

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UBS AG offers $2,000,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company, maturing on November 15, 2027. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on an observation date is at or above the coupon barrier. The Notes are subject to an automatic call on quarterly observation dates (beginning after six months) if the underlying closes at or above the initial level; an automatic call triggers repayment of principal plus any contingent coupon then due. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment will be reduced in proportion to the underlying return and you may lose a significant portion or all of your initial investment. Payments depend on UBS creditworthiness. Trade and settlement dates are May 12, 2026 and May 14, 2026, respectively.

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UBS AG is offering $467,000 of Trigger Autocallable Contingent Yield Notes linked to the iSharesMSCI Brazil ETF that mature on May 15, 2028. The Notes pay periodic contingent coupons only if observation-date closes meet the coupon barrier and are automatically called if quarterly observation dates reach or exceed the initial level.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the ETFreturn, potentially wiping out the principal. All payments are subject to UBS credit risk. The Notes are offered in minimum increments of 100 Notes at $10 per Note, with an estimated initial value per Note of $9.70.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 12, 2026.