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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. with a trade date of May 8, 2026, expected settlement on May 12, 2026 and maturity on May 12, 2028.

The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates, feature an automatic call if the underlying closes at or above the initial level on any interim observation date, and provide contingent principal repayment at maturity only if the final level is at or above a stated downside threshold. Estimated initial value is stated between $9.41 and $9.66 per $10 Note. Investors may lose a significant portion or all of principal if the final level is below the downside threshold and are exposed to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. common stock due May 12, 2028. The Notes pay periodic contingent coupons only if the underlying stock's closing level on an observation date is at or above the coupon barrier and may be automatically called early if the closing level on an observation date is at or above the initial level. If not called, repayment of principal at maturity is contingent on the final level relative to a downside threshold and can result in a loss equal to the percentage decline in the underlying asset; in extreme cases you could lose all of your initial investment. All payments, including principal, are subject to the creditworthiness of UBS.

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Rhea-AI Summary

UBS AG has posted a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The notes pay periodic contingent coupons only if the underlying stock meets coupon barriers on observation dates and can be automatically called early if the stock reaches or exceeds the initial level.

The notes have a principal amount of $10 per Note, a trade date of May 8, 2026, expected settlement on May 12, 2026, a final valuation date of May 10, 2028 and maturity on May 12, 2028. The estimated initial value per Note is between $9.44 and $9.69. If not called and the final level is below the downside threshold, principal repayment can be reduced and investors may lose a significant portion or all of their investment. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Citigroup Inc. common stock with a stated offering capacity of $1,000,000. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date is at or above the coupon barrier; they are automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, redemption will be reduced in direct proportion to the underlying return and could result in a complete loss of principal. Payments (including principal) are subject to UBS credit risk. Trade date is May 8, 2026, expected settlement May 12, 2026, final valuation date May 10, 2028, and maturity May 12, 2028. The estimated initial value per $10 Note was $9.79.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc. common stock with a stated aggregate offering size of $281,000. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. At maturity, principal is repaid only if the final level is at or above a stated downside threshold; otherwise principal is reduced pro rata to the underlying return and you could lose all principal.

The Notes have trade and settlement dates in May 2026 and mature on May 12, 2028. Estimated initial value was $9.73 per $10 Note. All payments, including principal, depend on UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Citigroup Inc. with expected trade date May 8, 2026, settlement on May 12, 2026 and maturity on May 12, 2028. The notes pay a contingent coupon only if the underlying meets the coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date. Principal repayment at maturity is contingent: if the final level is below the downside threshold the cash payment can be less than the principal amount and could result in a loss up to the full principal; all payments are subject to the creditworthiness of UBS. The estimated initial value range is $9.41 to $9.66 per $10 note; the example contingent coupon shown is 9.34% per annum.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation with a final valuation date of May 10, 2028 and maturity on May 12, 2028. The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying stock on the applicable observation date is equal to or greater than the coupon barrier; otherwise no contingent coupon is paid. The Notes will be automatically called early if the closing level on any observation date prior to the final valuation date is equal to or greater than the initial level; upon an automatic call UBS will pay principal plus any contingent coupon then due. If the Notes are not called and the final level is below the downside threshold, holders receive a reduced cash payment at maturity equal to $10 x (1 + Underlying Return), which can result in a substantial loss or total loss of principal. The estimated initial value on the trade date was $9.73. The Notes carry UBS credit risk and are not FDIC insured.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. via a preliminary pricing supplement dated May 8, 2026. The Notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates and are automatically called if the underlying meets an initial-level trigger on an observation date prior to the final valuation date. The Notes mature on or about May 12, 2028 and repay principal at maturity only if the final level is at or above the downside threshold; if below, principal repayment is reduced pro rata by the underlying return and you could lose a significant portion or all of your investment.

The offering examples show a hypothetical contingent coupon rate of 24.94% per annum, a downside threshold and coupon barrier at $70.00 (70.00% of the initial level) and a minimum purchase of 100 Notes ($1,000). The estimated initial value range on the trade date is shown as $9.37 to $9.62 per Note. All payments are subject to UBS credit risk; the Notes are unsecured, not FDIC-insured, and will not be listed.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. common stock due May 14, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are subject to an automatic call if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive $10 per Note, but if the final level is below the downside threshold you receive $10 x (1 + underlying return), which may result in a substantial loss or a total loss of principal. The Notes are unsecured obligations of UBS and any payment depends on UBS creditworthiness. Trade and settlement dates are May 8, 2026 and May 12, 2026; final valuation and maturity dates are May 10, 2029 and May 14, 2029. The estimated initial value is $9.70 per Note and minimum investment is 100 Notes at $10 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. common stock due May 12, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and can be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; if the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose their entire investment. Payments, including any principal repayment, are subject to UBS credit risk. The Notes have a minimum purchase of 100 Notes ($1,000) and an estimated initial value of $9.78 per $10 Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 8, 2026.