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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Airbag Callable Contingent Yield Notes linked to the least performing of EEM (iShares MSCI Emerging Markets ETF), the S&P 500® Index and XLP (Consumer Staples ETF). The notes have a $1,000 per-note principal, strike date May 4, 2026, final valuation on February 4, 2027 and maturity on February 9, 2027. Periodic contingent coupons may be paid if each underlying asset meets its coupon barrier on an observation date; UBS may call the notes on monthly observation dates. If not called, repayment at maturity is full principal only if each underlying asset is at or above its 80% downside threshold; otherwise principal is reduced with 1.25x downside leverage (you lose 1.25% of principal for each 1% the least performing underlying falls beyond the 20% threshold). The total potential contingent coupon equals 9.00% of principal if not called. Any payment depends on UBS creditworthiness and secondary-market liquidity may be limited.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index, the S&P 500® Index and the State Street® Utilities Select Sector SPDR® ETF. The preliminary pricing supplement dated May 6, 2026 shows a contingent coupon rate of 9.45% per annum, an issue price of $1,000.00 per Note, an estimated initial value of $945.30–$975.30, and underwriting compensation of up to $11.25 per Note. The Notes are callable monthly by UBS beginning after ~12 months, pay contingent coupons only if each underlying is at or above its coupon barrier on an observation date, and repay principal at maturity only if each underlying is at or above its downside threshold (each downside threshold: 70.00% of its Initial Level). Investing involves substantial market and credit risk; you may lose a significant portion or all of your investment. The offering is subject to completion and final terms will be set on the strike date in the final pricing supplement.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector with a stated contingent coupon rate of 12.00% per annum and an approximate maturity on or about February 18, 2031. The notes pay a contingent coupon on each coupon payment date only if every underlying asset's closing level on the related observation date meets or exceeds its coupon barrier (75.00% of its initial level). UBS may call the notes monthly beginning after approximately six months; if not called and any final level is below its downside threshold (60.00% of initial level), principal repayment at maturity is reduced in proportion to the percentage decline of the least performing underlying asset, potentially resulting in loss of most or all principal. The estimated initial value of the notes on the trade date is between $955.30 and $985.30, with an issue price of $1,000.00 per note and underwriting compensation up to $10.00 per note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation with final terms set on the trade date. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise investors suffer a loss proportional to the underlying return. Trade date is May 4, 2026, expected settlement May 6, 2026, final valuation date May 4, 2028, and maturity May 8, 2028. The Notes have a $10 per Note principal and a minimum purchase of 100 Notes. The issuer credit risk of UBS AG applies to all payments.

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UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the S&P 500®, the Russell 2000® and the Nasdaq-100, due May 6, 2027. The offering size is $3,000,000 with a per-Note issue price of $1,000.

The Notes pay a contingent coupon of 16.90% per annum only if each underlying index equals or exceeds its coupon barrier on an observation date. UBS may call the Notes monthly (beginning after three months). If the Notes are not called and the final level of any underlying asset is below its 90.00% downside threshold, principal is paid reduced by the shortfall in the least performing underlying asset (subject to a 10% buffer), and investors could lose some or almost all of their investment. All payments are subject to UBS credit risk; the estimated initial value on the trade date was $992.20.

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UBS AG is offering $185,000 in Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. stock due May 7, 2029. The Notes may pay periodic contingent coupons only if the underlying stock closes at or above specified coupon barriers on observation dates and may be automatically called early if the stock closes at or above the initial level on any observation date prior to the final valuation date. If not called and the final level is at or above the downside threshold, principal is repaid at maturity; if the final level is below the downside threshold, principal repayment is reduced proportionally to the underlying return and you could lose all of your investment. Payments, including principal, are subject to UBS credit risk. The Notes are not listed and have a minimum purchase of 100 Notes ($1,000); the estimated initial value on the trade date is $9.67 per Note. Trade and settlement dates and final valuation and maturity dates are specified in this supplement.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Boston Scientific common stock due May 7, 2029. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically called if the stock equals or exceeds the initial level on a quarterly observation. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; otherwise, principal is reduced pro rata to the underlying return and you could lose all of your investment. All payments are subject to UBS credit risk. The Notes are offered in minimum increments of 100 Notes at $10 per Note, with an estimated initial value of $9.71 as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Chevron Corporation due May 7, 2027. The Notes pay a contingent coupon only if the underlying closes at or above the coupon barrier on an observation date and will be automatically called if the underlying closes at or above the initial level on any quarterly observation date beginning after six months. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, potentially resulting in total loss. Trade date is May 5, 2026 and settlement is May 7, 2026. The Notes have a principal amount of $10 per Note, an estimated initial value of $9.72, and an illustrated contingent coupon rate of 9.99% per annum. All payments, including any contingent coupons and principal, are subject to the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates and are automatically called early if the stock closes at or above the initial level on any observation date prior to maturity.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, repayment is reduced proportionally to the underlying return and you could lose all principal. Trade date is May 5, 2026, expected settlement May 7, 2026, final valuation date May 4, 2028, and maturity May 8, 2028. Estimated initial value per Note was $9.76 as of the trade date. Any payments depend on UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay periodic contingent coupons only when the underlying closes at or above a coupon barrier on observation dates and are subject to an automatic call if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not autocalled, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS will pay the $10 principal; if the final level is below the downside threshold, repayment will be reduced proportionally to the underlying return, and you could lose a significant portion or all of your investment. Trade date is May 5, 2026, expected settlement May 7, 2026, final valuation date May 3, 2029, and maturity May 7, 2029. The estimated initial value range is $9.33 to $9.58 per $10 Note and the Notes are offered at a minimum investment of 100 Notes.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 6, 2026.