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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Notes linked to the least performing of the Russell 2000® and the S&P 500®. The Notes have a principal amount of $1,000 per Note, a term of approximately four years, and a call return rate of 11.65% per annum. UBS will automatically call the Notes if both indices meet call threshold levels on any observation date; otherwise repayment at maturity depends on the least performing underlying asset and may result in loss of principal. Trade date and settlement are expected around May 15, 2026 and May 20, 2026, with final valuation on May 15, 2030 and maturity on May 20, 2030. The estimated initial value range is $940.40 to $970.40. All payments are subject to UBS credit risk.

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UBS AG is offering Airbag Callable Contingent Yield Notes linked to the least performing of the iShares MSCI Emerging Markets ETF (EEM), the S&P 500 Index (SPX) and the State Street Consumer Staples ETF (XLP). The Notes pay a contingent coupon only if each underlying asset on an observation date is at or above its coupon barrier. UBS may call the Notes on monthly observation dates. At maturity, if no call occurs and every underlying is at or above its downside threshold, holders receive the $1,000 principal; if any underlying is below its downside threshold, repayment is reduced and holders suffer leveraged downside exposure equal to 1.25% loss per 1% decline beyond the 20.00% threshold. The term is approximately nine months with strike date May 4, 2026 and maturity February 9, 2027. Payments depend on UBS creditworthiness and the Notes are not FDIC insured.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500®. The notes pay a fixed monthly coupon (range set on the trade date) and are issuer‑callable monthly beginning after three months. If UBS does not call the notes, principal repayment at maturity is contingent: investors receive $10 per note at maturity only if each underlying asset’s final level is equal to or above its downside threshold (70% of its initial level as shown on the cover). If the final level of the least performing underlying asset is below its downside threshold, principal is reduced proportionately and investors can lose a significant portion or all of their initial investment. Trade date is May 6, 2026, expected settlement May 11, 2026, final valuation date August 6, 2027 and maturity August 11, 2027. The issue price is $10 per note (minimum 100 notes); the estimated initial value range is $9.50 to $9.80. All payments depend on UBS creditworthiness; secondary market liquidity may be limited.

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UBS AG is offering Capped Buffer Securities linked to the S&P 500® Index with a principal amount of $1,000 per Security, an expected term of approximately 12 months, and key dates tied to a trade date of May 29, 2026, a final valuation date of June 1, 2027, and a maturity date of June 4, 2027. The preliminary terms specify a 15.00% buffer (downside threshold at 85.00% of the initial level) and a maximum gain of at least 11.65% (maximum payment at maturity at least $1,116.50). The issue price is $1,000 per Security with an underwriting discount of $5.00 and an estimated initial value range of $961.60–$991.60 determined by UBS’ internal pricing models. Payments at maturity depend on the underlying return subject to the buffer and cap; holders may lose some or almost all of their investment and repayment is subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices with a term of approximately five years. The notes may autocall on monthly observation dates if each index meets its call threshold; the call return rate is 9.55% per annum. At maturity, if not called, principal repayment is contingent: if every final index level is at or above its downside threshold (70.00% of initial level) you receive $1,000; otherwise your payment equals $1,000 × (1 + underlying return of the least performing index), which can result in significant loss or total loss. Payments are unsecured obligations of UBS and depend on UBS creditworthiness. Trade date and settlement are expected in May 2026; final valuation and maturity occur in May 2031.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The Notes pay a contingent coupon only if the underlying closing level on an observation date meets or exceeds a coupon barrier and will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold you may suffer a loss equal to the underlying return and could lose your entire investment. Trade date is May 4, 2026, settlement May 6, 2026, final valuation date May 4, 2027, and maturity May 6, 2027. Estimated initial value was $9.75 per Note and minimum investment is 100 Notes ($1,000).

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UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay a coupon each coupon date unless automatically called early; automatic calls occur if the underlying's closing level on an observation date is >= the initial level. If not called, repayment at maturity depends on the final level versus a downside threshold: if the final level is < the threshold you can incur leveraged losses (approximately 1.1765% of principal per 1% decline beyond the threshold) and may lose all principal. Principal repayment and all payments are subject to UBS credit risk. Key dates: trade date May 4, 2026, settlement May 6, 2026, final valuation May 4, 2027, maturity May 6, 2027. Minimum investment is 100 Notes ($1,000); estimated initial value was $9.74 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to American depositary receipts of Petróleo Brasileiro S.A. The notes mature on May 8, 2028 with a final valuation date of May 4, 2028. Coupons are contingent: UBS pays a coupon on a coupon payment date only if the underlying closing level on the applicable observation date is equal to or greater than the coupon barrier. The notes are automatically called early if the underlying closing level on any observation date before the final valuation date is equal to or greater than the initial level; in that case UBS pays principal plus any contingent coupon on the related call settlement date and no further payments are due. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold; if the final level is below the downside threshold, principal is reduced in proportion to the underlying return and you may lose a significant portion or all of your investment. The notes are unsecured obligations of UBS and all payments depend on UBS creditworthiness.

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UBS AG offers preliminary pricing for Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The Notes pay contingent coupons only if observation-date closes meet the coupon barrier and may autocall early if the underlying equals or exceeds the initial level.

If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, repayment falls proportionally to the underlying return and investors could lose a significant portion or all of their investment. All payments depend on UBS creditworthiness.

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UBS AG priced a preliminary offering of Airbag Autocallable Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay a quarterly coupon and may be automatically called early if the underlying stock closes at or above its initial level on any observation date. If not called, principal repayment at maturity depends on the final stock level relative to a downside threshold: if the final level is below that threshold, investors face leveraged downside (approximately 1.1765% principal loss per 1% underlying decline beyond the threshold) and could lose the entire investment. Key dates include trade date May 4, 2026, settlement May 6, 2026, final valuation date May 4, 2027, and maturity May 6, 2027. Minimum investment is 100 Notes at $10 per Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 5, 2026.