STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Filing
Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Wells Fargo & Company. The preliminary pricing supplement sets the trade date as May 5, 2026, settlement on May 7, 2026, final valuation date May 3, 2029, and maturity on May 7, 2029. Each Note has a principal amount of $10 and a minimum purchase of 100 Notes. The Notes pay contingent coupons only when the underlying closing level meets or exceeds a coupon barrier on observation dates, feature an automatic call if the underlying meets or exceeds the initial level on an observation date, and provide contingent repayment of principal at maturity subject to a downside threshold. The estimated initial value range on the trade date is between $9.35 and $9.60. Investing involves significant credit risk of UBS and the potential loss of a substantial portion or all of principal if the final level falls below the downside threshold.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, with final terms set on the trade date. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold (70.00% of the initial level); otherwise the cash payment at maturity may be less than principal and could result in a loss equal to the underlying return. Trade date is May 5, 2026, settlement May 7, 2026, final valuation date May 4, 2028, and maturity May 8, 2028. Minimum investment is 100 Notes ($1,000). The estimated initial value per Note is shown as $9.42–$9.67 and all payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due on or about May 8, 2028. The notes pay a contingent coupon on each coupon payment date only if the underlying closes at or above the coupon barrier on the relevant observation date; otherwise no coupon is paid. The notes are automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date, in which case investors receive principal plus any contingent coupon due on the call settlement date and no further payments.

The notes repay principal at maturity only if the final level is at or above the downside threshold; if the final level is below the downside threshold the cash payment at maturity equals $10 x (1 + Underlying Return), exposing investors to downside market loss and potential loss of all principal. Payments are subject to UBS credit risk. Trade date is May 5, 2026, settlement May 7, 2026, final valuation date May 4, 2028. Minimum investment is 100 notes at $10 per note; the estimated initial value range is $9.44 to $9.69 per note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering $6,374,000 of Contingent Income Auto-Callable Securities due May 4, 2029 based on Bank of America Corporation common stock. Each security has a stated principal amount of $1,000 and pays a contingent payment of $26.25 (equivalent to 10.50% per annum) on each contingent payment date when the closing price of the underlying equity is at or above the downside threshold level of $37.27 (70.00% of the initial price). If the underlying equity equals or exceeds the call threshold level of $53.24 on a determination date (other than the final determination date), the securities will be redeemed early for the stated principal plus the applicable contingent payment. If not redeemed early and the final price is below the downside threshold level, UBS will deliver a cash value equal to the exchange ratio multiplied by the final price, exposing investors to 1:1 downside and possible loss of most or all principal. All payments are subject to the credit risk of UBS AG. Timing and pricing information are set out in the summary terms and accompanying product supplement.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, the Russell 2000® and the Nasdaq-100®. The offering totals $1,163,000 (issued at $1,000 per Note) and features a contingent coupon of 15.45% per annum, monthly observation dates, an issuer call right beginning after approximately three months, and downside thresholds at 80.00% of each initial level.

The Notes may not pay coupons if any underlying closes below its coupon barrier on an observation date; at maturity holders may lose up to all principal if the final level of the least performing underlying asset is below its downside threshold. Payments depend on UBS creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Filing
Rhea-AI Summary

UBS AG priced Buffer Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Russell 2000® Index due February 6, 2029. The offering size is $1,963,000 (principal amount $1,000 per Note) with estimated initial value $991.60 per Note. The Notes pay a contingent coupon of 11.90% per annum only if each underlying closes at or above its coupon barrier on observation dates; UBS may call the Notes quarterly beginning after six months. At maturity, principal is repaid only if the final level of each underlying is at or above its downside threshold (85.00% of initial level); otherwise holders absorb losses equal to the least performing underlying return in excess of the 15% buffer. All payments are subject to UBS credit risk and the Notes will not be listed on an exchange.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG London Branch is offering capped, non‑interest bearing Capped Leveraged Basket‑Linked Medium‑Term Notes linked to an unequally weighted basket of five indices (EURO STOXX 50®, TOPIX, FTSE® 100, Swiss Market Index and S&P/ASX 200). Each note has a $1,000 face amount and a 300.00% upside participation rate with a cap: the cash settlement per $1,000 is limited to a maximum settlement amount expected between $1,198.90 and $1,234.00. The term is expected to be between 14 and 16 months from trade date. If the final basket level is below the initial level (100), holders lose proportionally and could lose their entire investment. The estimated initial value is expected to be between $951.80 and $981.80 per $1,000, below the issue price. The notes are unsecured obligations of UBS and are subject to UBS credit risk, limited liquidity and tax and regulatory considerations described in the supplement.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Russell 2000® Index. The offering totals $836,000 at an issue price of $1,000 per Note with an estimated initial value of $991.70. The Notes pay a contingent coupon of 8.40% per annum on specified coupon observation dates only if each index is at or above its coupon barrier, are callable by UBS quarterly beginning after approximately 12 months (first potential call settlement date May 6, 2027), and mature on February 6, 2029. At maturity, repayment of principal depends on the final level of the least performing underlying asset relative to a 20% buffer; if the final level of the least performing underlying asset is below its downside threshold, holders will suffer a principal loss equal to the index decline in excess of the buffer. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG (London Branch) proposes capped, leveraged, basket-linked notes that mature in approximately 14–16 months. Each $1,000 face-amount note pays no interest and returns at maturity an amount linked to an unequally-weighted basket of five indices (EURO STOXX 50, TOPIX, FTSE 100, SMI, S&P/ASX 200) with an initial basket level set to 100 on the trade date.

If the final basket level is above the initial level, holders receive $1,000 plus 300.00% of the basket return subject to a cap (cap level expected between 106.90% and 108.11% and maximum settlement between $1,207.00 and $1,243.30 per $1,000). If the final basket level is below 100, holders lose principal on a 1% loss per 1% negative basket return and could lose their entire investment. The estimated initial model value is expected to be between $955.00 and $985.00 per $1,000; the issue price is 100% of face and includes a 1.25% underwriting discount.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index, the Russell 2000® Index and the Nasdaq-100® Technology Sector. The preliminary pricing supplement shows a $1,000 issue price per Note and a 10.00% per annum contingent coupon rate. UBS may call the Notes monthly beginning after ~3 months; contingent coupons are paid only when each underlying closes at or above its coupon barrier. If not called, principal repayment at maturity depends on the final level of the least performing underlying asset relative to its 65.00% downside threshold, and investors can lose a significant portion or all principal. Estimated initial value range is $944.10–$974.10. Payments depend on UBS creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on May 5, 2026.