Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., maturing on or about January 20, 2027. These unsecured notes pay a contingent coupon only if First Solar’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called on certain quarterly observation dates if the share price is at or above the initial level, in which case investors receive their principal plus any due coupon and the notes terminate early. If not called, investors receive full principal at maturity only if the final share price is at or above a downside threshold; if it is below, repayment is reduced in line with the share’s decline and total loss is possible.
The minimum investment is 100 notes at $10 each, and the estimated initial value is expected to be between $9.43 and $9.68 per note. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.
UBS AG is offering $387,000 of Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock, maturing January 20, 2028. These unsecured notes pay a contingent coupon only if Micron’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Micron’s price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per note plus any due coupon and no further payments. If the notes are not called and Micron’s final price on the valuation date is at or above the downside threshold, investors receive full principal back, with any final coupon.
If the notes are not called and Micron’s final price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment. Payments depend on UBS’s credit, the estimated initial value is $9.78 per $10 note, and the notes will not be listed on an exchange.
UBS AG is offering $2,000,000 of Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock, maturing on January 22, 2029. These unsecured debt notes can pay periodic contingent coupons only when NVIDIA’s closing share price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period. The notes may be automatically called early if NVIDIA’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable coupon and no further payments.
If the notes are not called and NVIDIA’s final share price on the January 18, 2029 valuation date is at or above a downside threshold, investors receive back the $10 principal per note, plus any final contingent coupon. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and the entire principal can be lost. Any payment depends on UBS’s credit, and the estimated initial value is $9.75 per $10 note, reflecting UBS’s internal pricing and funding.
UBS AG is offering preliminary "Airbag Autocallable Yield Notes" linked to the common stock of Alphabet Inc., maturing on or about January 20, 2028. These are unsecured, unsubordinated debt obligations of UBS.
Investors receive fixed coupons on each quarterly coupon payment date regardless of Alphabet’s performance, unless the notes are automatically called. The notes are automatically called, beginning after six months, if Alphabet’s closing level on any quarterly observation date is at or above the initial level, in which case investors receive the principal amount plus the due coupon and the notes terminate early.
If the notes are not called and Alphabet’s final level on the January 18, 2028 final valuation date is at or above a specified conversion level, UBS repays principal at maturity plus the coupon. If the final level is below the conversion level, investors receive a fixed number of Alphabet shares (and cash for any fraction), expected to be worth less than principal, so some or all of the initial investment may be lost.
The estimated initial value per note on the trade date is expected to be between $956.00 and $981.00, based on UBS internal pricing models. Any payment or share delivery depends on UBS’s credit; the notes are not listed and involve significant risks compared with conventional debt.
UBS AG is offering $120,000 of Trigger Autocallable Contingent Yield Notes linked to Lam Research Corporation stock, maturing January 20, 2028. These $10 notes may pay contingent coupons only when Lam Research’s share price on an observation date is at or above a preset coupon barrier, and the notes can be automatically called early if the share price is at or above the initial level on any observation date before maturity.
If the notes are not called and Lam Research’s final share price on the January 18, 2028 valuation date is at or above the downside threshold, investors receive back the $10 principal per note, plus any contingent coupon due. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost. The notes are unsecured UBS obligations, have an estimated initial value of $9.73 per $10, are not listed on an exchange, and require a minimum $1,000 investment.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Carnival Corporation, with a scheduled maturity on or about January 20, 2027. These unsecured debt notes may pay periodic contingent coupons, but only if Carnival’s share price on each observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called before maturity if the stock closes at or above its initial level on an observation date, in which case investors receive the principal plus any due coupon and the product terminates. If the notes are not called and the stock is at or above a downside threshold at final valuation, principal is repaid; if it is below that threshold, repayment is reduced in line with the stock’s loss, and investors could lose their entire investment.
The notes are issued in $10 denominations, with a minimum investment of 100 notes ($1,000). The estimated initial value is expected to be between $9.40 and $9.65 per $10 note. Payments depend on UBS’s credit, and the notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Apple Inc. stock, with principal at risk and contingent income. The Notes pay a coupon on each observation date only if Apple’s closing share price is at or above a preset coupon barrier; otherwise no coupon is paid for that period. If on any observation date before maturity Apple closes at or above the initial level, the Notes are automatically called and investors receive $10 per Note plus any due coupon, with no further payments.
If the Notes are not called and on the final valuation date Apple is at or above a downside threshold, UBS repays the $10 principal per Note at maturity around July 20, 2027. If Apple finishes below the downside threshold, repayment is reduced in line with Apple’s percentage decline, and investors can lose some or all of their initial investment. The minimum investment is 100 Notes at $10 each, and the estimated initial value is expected between $9.50 and $9.75 per Note. All payments depend on UBS’s credit, and the Notes will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about January 20, 2028. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.
The Notes may pay a contingent coupon on each coupon payment date only if Micron’s closing stock price on the related observation date is at or above a coupon barrier. The Notes are automatically called if, on any observation date before the final valuation date, Micron’s stock closes at or above the initial level; in that case, investors receive the principal amount plus any due coupon, and no further payments.
If the Notes are not called and Micron’s final level is at or above a downside threshold, investors receive the principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment. Any payment depends on UBS’s credit. The Notes are expected to settle T+2, will not be listed on an exchange, have a minimum investment of 100 Notes at $10 each, and an estimated initial value between $9.42 and $9.67 per Note.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about January 22, 2029. These $10-denomination notes can pay contingent coupons only when NVIDIA’s closing stock price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if NVIDIA’s price on any observation date (before final valuation) is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and NVIDIA’s final level is at or above a downside threshold, investors receive full principal back at maturity, potentially with a final coupon; if the final level is below the threshold, repayment is reduced in line with the stock’s decline and can fall to zero.
The notes are not listed, involve significant market and credit risk, and are structurally riskier than conventional debt. The preliminary examples show a contingent coupon rate of 10.57% per annum with a downside threshold and coupon barrier set at 60% of the initial level, and an estimated initial value between $9.36 and $9.61 per $10 note.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, maturing on or about January 20, 2028. These market-linked notes pay contingent coupons only when the stock closes at or above a preset coupon barrier on scheduled observation dates; otherwise no coupon is paid for that period.
The notes are automatically called early if Lam Research’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the notes terminate. If the notes are not called and the final stock level is at or above a downside threshold, investors receive their principal at maturity; if it is below this threshold, repayment is reduced in line with the stock’s decline and losses can reach 100% of principal.
The minimum investment is 100 notes at $10 per note, and the estimated initial value per note on the trade date is expected to be between $9.42 and $9.67. All payments depend on the creditworthiness of UBS, the notes will not be listed on an exchange, and they are not bank deposits or FDIC insured.