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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG London Branch offers Digital S&P 500® Index-Linked medium-term notes with a buffer feature and a capped payout. The notes pay no interest and have a term expected to be between 15 and 17 months, with cash settlement linked to the S&P 500® Index performance from the trade date to the determination date.

If the final underlier level is equal to or above the buffer level (87.50% of the initial level), holders receive a maximum settlement amount (expected to be between $1,116.60 and $1,137.10 per $1,000 face amount). If the final underlier level is below the buffer level, losses apply at approximately 1.1429% of face amount per 1.00% negative underlier return below the buffer, and investors could lose their entire investment.

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UBS AG is offering Trigger In‑Digital Securities linked to the least performing of the Russell 2000® and the S&P 500® due on or about October 21, 2027. Each Security has a $1,000 principal amount and a 18.50% digital return if the least performing underlying asset's final level is equal to or above its 80.00% digital barrier/downside threshold.

If the least performing underlying asset finishes below its 80.00% downside threshold, the payment at maturity will equal $1,000×(1 + least performing underlying return), which can result in a substantial loss or total loss of principal. Estimated initial value on the trade date is between $957.00 and $987.00. Trade, settlement and valuation dates are set in the preliminary terms.

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UBS AG London Branch offers contingent income auto-callable securities linked to the State Street® Technology Select Sector SPDR® ETF ("XLK"). The securities mature on or about April 2, 2027 with a stated principal amount of $1,000.00 per security and contingent quarterly coupon opportunities.

Each observation period may pay a contingent payment of $34.25 (equivalent to 13.70% per annum) if the underlying fund closes at or above 75.00% of the initial price on every trading day of the period. The securities are subject to early automatic redemption if the underlying fund equals or exceeds the call threshold and, if not called, provide cash settlement at maturity that may result in significant loss of principal if the final price is below the 75.00% downside threshold. Payments depend on UBS creditworthiness; the securities are unsecured obligations and not principal-protected.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100®, due on or about March 7, 2028. The notes pay a 13.40% per annum contingent coupon only when each underlying asset meets its coupon barrier on observation dates and are callable monthly by UBS beginning about three months after issuance.

The notes have downside thresholds and coupon barriers set at 70.00% of each initial level; if any final level is below its downside threshold and UBS does not call, principal repayment at maturity will be reduced proportionally to the percentage decline of the least performing underlying asset, possibly resulting in the loss of the entire initial investment. The issue price is $1,000.00 per note, the estimated initial value range is $958.30 to $988.30, and proceeds to UBS are at least $992.75 per note, with an underwriting discount up to $7.25.

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UBS AG files a preliminary pricing supplement for Capped Buffer Securities linked to the S&P 500® Index due on or about October 21, 2027. The terms show a $1,000 principal per Security, a 10.00% downside buffer and a 17.30% maximum gain, with expected trade and settlement in April 2026.

The securities pay no interest, repay principal at maturity only if the final index level is at or above the downside threshold, and expose holders to UBS credit risk. The estimated initial value range is $960.20–$990.20 versus the $1,000 issue price; secondary market liquidity is limited.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Russell 2000® and the S&P 500®. The Notes have a principal amount of $1,000 per Note and contingent coupon mechanics: a stated contingent coupon rate of 10.35% per annum, with a contingent coupon of $51.75 payable if both indices meet coupon barriers on an observation date plus any previously unpaid coupons (the memory feature).

Key expected dates: trade date April 17, 2026, settlement April 22, 2026, final valuation date April 17, 2029 and maturity April 20, 2029. Call threshold levels are set at 100.00% of initial levels and coupon barriers and downside thresholds at 70.00% of initial levels. If not auto-called and the least performing underlying is below its downside threshold, principal repayment is contingent and could result in a significant loss or a total loss. All payments are subject to UBS’ creditworthiness.

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UBS AG offers Trigger In‑Digital Securities linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The preliminary terms set a $1,000 principal per Security, a Digital Return of 21.25%, and digital barriers/downside thresholds equal to 80.00% of each initial level. Key dates: Trade Date April 17, 2026, Settlement Date April 22, 2026, Final Valuation Date April 17, 2028, Maturity Date April 20, 2028. If the least performing underlying asset’s final level is equal to or above its digital barrier, payment at maturity is $1,000 × (1 + 21.25%). If below the downside threshold, payment equals $1,000 × (1 + least performing underlying return), which can result in a loss of some or all principal. The preliminary estimated initial value range is $938.30 to $968.30 and the underwriting discount is $20.00 per Security; proceeds to UBS per Security are shown as $980.00. All payments are subject to UBS credit risk; additional terms and risks are in the referenced product supplement and prospectus.

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UBS AG offers $1,000 Buffer Autocallable Notes linked to the least performing of the Nasdaq-100 Index and the Russell 2000 Index. The notes have a principal amount of $1,000 per Note, a call return rate of 9.70% per annum, a 15.00% buffer, call thresholds equal to 100.00% of initial levels and downside thresholds equal to 85.00% of initial levels. Observation dates are quarterly (beginning after 12 months); Final Valuation Date is March 31, 2031 and Maturity Date is April 3, 2031. Trade Date is March 31, 2026 and Settlement Date is April 6, 2026. If both underlyings meet call thresholds on an observation date, UBS will automatically call the Notes and pay the applicable call price. If not called, payment at maturity depends on the least performing underlying: you receive full principal only if each final level is at or above its downside threshold; otherwise principal is reduced by the loss in excess of the buffer. Estimated initial value range on the trade date is $927.10 to $957.10; issue price is $1,000.00 with an underwriting discount of $37.50 (proceeds to UBS $962.50). All payments are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the S&P 500® and Russell 2000®, with a contingent coupon of 8.90% per annum and a term maturing on April 20, 2029. The notes may autocall on semiannual observation dates beginning in October 2026 if both indices meet a call threshold; if not called, principal repayment at maturity is contingent on the final levels relative to a 70.00% downside threshold, exposing holders to potential full loss tied to the least performing underlying asset. Issue price is $1,000.00 per note; underwriting discount is $15.00, with proceeds to UBS of $985.00 per note. The estimated initial value range is $945.90 to $975.90 as of the trade date. Payments and principal remain subject to UBS credit risk.

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UBS AG issues Enhanced Trigger Jump Securities totaling $1,005,000 linked to Western Digital common stock. The securities mature on March 28, 2028 and are auto-callable if the underlying stock closes at or above the call threshold of $294.79 on any determination date, triggering an early redemption that pays the stated principal plus a premium. If not called, maturity pays $1,788.00 per security if the final price is at or above the maturity redemption threshold of $176.87 (60% of the initial price); if the final price is below that level UBS will pay the cash value, exposing investors to loss of a significant portion or all principal. The stated principal is $1,000.00 per security, issue price $1,000.00, estimated initial value $964.10, and the offering includes total fees of 2.50% (proceeds to issuer: $979,875.00). Payments are unsecured and subject to UBS credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 25, 2026.