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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Filing
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the observation date is at or above the coupon barrier; otherwise no coupon is paid. UBS will automatically call the Notes early if the underlying closing level on any observation date before the final valuation date is at or above the initial level, in which case holders receive principal plus any contingent coupon due on the related coupon payment date.

The Notes mature on March 29, 2027 with a final valuation date of March 24, 2027. Example economics for a $10 Note show a contingent coupon rate of 10.28% per annum (contingent coupon $0.257) and a downside threshold and coupon barrier at $75.00 (75.00% of the initial level). The estimated initial value is $9.74. Minimum investment: 100 Notes (representing $1,000).

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Microsoft Corporation stock due March 29, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying meets or exceeds the initial level on any observation date. Trade date is March 25, 2026, settlement is March 27, 2026, final valuation date is March 24, 2027, and maturity is March 29, 2027.

The Notes repay principal at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, principal is reduced pro rata to the underlying return and investors could lose most or all of their investment. Minimum investment is 100 Notes ($1,000); estimated initial value range is $9.48–$9.73 per $10 Note. Example contingent coupon shown: $0.2303 per $10 Note (annualized 9.21% in the hypothetical).

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Rhea-AI Summary

UBS AG is offering $750,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc. The Notes mature on March 27, 2028 and may be automatically called early if the underlying stock closes at or above the initial level on an observation date.

The Notes pay periodic contingent coupons only when the closing level of the underlying equals or exceeds a coupon barrier on an observation date; otherwise no coupon is paid. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and can result in a loss equal to the underlying return, potentially losing all principal. The estimated initial value per $10 Note is $9.81, minimum purchase is 100 Notes ($1,000).

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called quarterly beginning about six months after trade.

If not called, principal repayment at maturity depends on the final stock level relative to a downside threshold; if the final level is below that threshold, principal is reduced pro rata to the underlying return and investors could lose a significant portion or all of their investment. Key dates: trade date March 25, 2026, settlement March 27, 2026, final valuation March 23, 2029, maturity March 27, 2029. Minimum investment is 100 notes at $10 per note; the estimated initial value per note is $9.79.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The preliminary pricing supplement dated March 25, 2026 sets a approximately three‑year term maturing on March 27, 2029. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early (quarterly observations beginning after six months) if the closing level on an observation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon then due. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is equal to or greater than the downside threshold; if the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose all principal. Payments are subject to UBS credit risk. Trade and settlement dates are March 25, 2026 and March 27, 2026, respectively. The Notes are offered in minimum increments of 100 Notes at $10 per Note; estimated initial value is between $9.40 and $9.65.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc.. The trade date is March 25, 2026, settlement March 27, 2026, final valuation date March 23, 2028, and maturity March 27, 2028. The Notes pay a contingent coupon only when the underlying's closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes are subject to an automatic call if the underlying equals or exceeds the initial level on an observation date prior to maturity. If not called, repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; if below, repayment declines in line with the underlying return and could result in a total loss. Minimum investment is 100 Notes at $10 per Note. The estimated initial value range is $9.43 to $9.68. All payments are subject to UBS credit risk.

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UBS AG assumed Credit Suisse’s ETNs and renamed them ETRACS Gold Shares Covered Call ETNs (ticker GLDI). The ETNs link returns to the NASDAQ Gold (Formula-Linked OverWrite Strategy) 103 Index and mature February 2, 2033 unless extended. UBS designated its London Branch as issuer under the Senior Indenture and expressly assumed Credit Suisse’s obligations by supplemental indenture. The structure pays a variable monthly coupon derived from notional call premiums on SPDR® Gold Trust shares and charges a 0.65% annual Investor Fee. The Index’s notional transaction costs are approximately 0.84% annually. As of March 24, 2026, 1,000,000 ETNs were registered; additional ETNs may be issued at UBS’s discretion. The ETNs are senior unsecured obligations of UBS AG (London Branch) and carry issuer credit risk; investors can lose up to 100% of their investment.

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UBS AG is offering Trigger In‑Digital Securities linked to the relevant nearby ICE‑traded Brent crude oil futures contract. The securities have a $10 per security issue price (minimum investment $1,000) and a digital return to be set on the trade date in the 11.00% to 14.80% range. Key dates in the excerpt: trade date March 27, 2026, settlement date March 31, 2026, final valuation date June 28, 2027, and maturity date June 30, 2027. The digital barrier (downside threshold) is 55.00% of the initial price. If the final price is at or above that barrier, payment at maturity equals $10 × (1 + Digital Return). If the final price is below the downside threshold, the payment equals $10 × (1 + Underlying Return) and could result in substantial loss, including loss of the entire investment; payments are subject to UBS credit risk. The estimated initial value range is stated as $9.473 to $9.773 per security; underwriting discount is $0.20 per security and proceeds to UBS are $9.80 per security.

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UBS AG offers Capped Buffer Securities linked to the S&P 500® Index with a 10.00% buffer, a 22.60% maximum gain and a principal amount of $1,000 per Security. Expected trade date is April 17, 2026, settlement April 22, 2026, final valuation October 18, 2027 and maturity October 21, 2027.

At maturity, if the underlying return is positive you receive principal plus the lesser of the underlying return and the maximum gain (capped at a $1,226.00 payment). If the underlying return is negative but the final level is ≥ the downside threshold (90.00% of the initial level), you receive principal. If the final level is below the downside threshold, you incur losses beyond the 10.00% buffer and could lose most or all principal. Payments are subject to UBS credit risk. The issue price is $1,000 and estimated initial value was between $954.00 and $984.00 per Security.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 25, 2026.