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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alaska Air Group, Inc. with an expected maturity of May 1, 2028. The trade date is April 29, 2026 and expected settlement is May 1, 2026. Each Note has a principal amount of $10 and a minimum investment of 100 Notes (representing $1,000). The estimated initial value range on the trade date is between $9.42 and $9.67.

The Notes pay a periodic contingent coupon only if the closing level of the underlying stock on an observation date is equal to or above the coupon barrier. The Notes will be automatically called early if the closing level on an observation date prior to maturity is equal to or above the initial level; an automatic call triggers payment of principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is equal to or above the downside threshold (example: 60% of the initial level). If the final level is below that threshold, the cash payment at maturity may be less than principal and could result in a substantial loss, including a total loss of principal.

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UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with final terms set on the trade date. The Notes mature on May 1, 2029 and feature quarterly observation dates, a contingent coupon payable only if the underlying meets the coupon barrier, and an automatic early-call feature beginning about six months after issue. Principal repayment at maturity is contingent: if the Notes are not called and the final level is below the downside threshold, repayment will be reduced pro rata to the underlying return, potentially resulting in a complete loss of principal. The offering shows a $10 principal per Note, an illustrative contingent coupon rate of 14.53% per annum (example contingent coupon $0.3633 per period), an estimated initial value range of $9.37 to $9.62, and key dates including trade date April 29, 2026, settlement May 1, 2026, final valuation April 27, 2029, and maturity May 1, 2029.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. The notes mature on May 1, 2029 with a final valuation date of April 27, 2029. Investors may receive periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates; otherwise no coupon is paid. The notes will be automatically called early if the underlying closes at or above the initial level on any prior observation date, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, repayment of principal at maturity depends on whether the final level is at or above the downside threshold; if below, principal is reduced proportionally to the underlying return and investors could lose a significant portion or all principal. Minimum investment is 100 notes at $10 per note. The estimated initial value was $9.72 as of the trade date. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation due on or about May 3, 2027. The Notes pay periodic contingent coupons only if the underlying stock meets a coupon barrier on observation dates, and are subject to an automatic call if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, investors may suffer a loss of principal equal to the underlying return. Trade date is April 29, 2026 with expected settlement May 1, 2026. The Notes are unsecured obligations of UBS and repayment depends on UBS creditworthiness. The estimated initial value range is $9.48 to $9.73 per $10 Note as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. stock due on or about May 1, 2028. The Notes pay a contingent coupon only if the underlying stock closes at or above a coupon barrier on observation dates and will be automatically called early if the stock closes at or above the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment at maturity will be reduced proportionally to the underlying return and could result in loss of your entire investment. Trade date is April 29, 2026 with expected settlement on May 1, 2026. The Notes have a $10 principal amount per Note and a minimum investment of 100 Notes. The estimated initial value range is $9.41 to $9.66 per Note and all payments depend on UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Citigroup Inc. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date is at or above the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may be reduced pro rata to the underlying return, potentially resulting in a total loss of principal. Trade date is April 29, 2026, expected settlement May 1, 2026, final valuation date April 29, 2027, and maturity May 3, 2027. The Notes are offered at a minimum investment of 100 Notes at $10 per Note; the issuer’s estimated initial value is $9.76. Any payments, including repayment of principal, are subject to UBS credit risk.

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UBS AG is offering $500,000 Trigger Autocallable Contingent Yield Notes linked to The Estée Lauder Companies Inc. common stock due May 1, 2029. The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates and may be automatically called quarterly beginning ~12 months after issuance if the underlying closes at or above the initial level. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS pays the $10 principal; if below, repayment equals $10 x (1 + underlying return), exposing investors to the negative return on the underlying and possible loss of the entire investment. Payments depend on UBS creditworthiness. Trade date is April 29, 2026, settlement May 1, 2026, final valuation date April 27, 2029, and maturity May 1, 2029. The estimated initial value was $9.66 per Note; minimum purchase is 100 Notes ($1,000).

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock due May 3, 2027. The notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates; they are automatically called early if the underlying closes at or above the initial level on any quarterly observation date (beginning after six months). If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal; if below, repayment equals $10 x (1 + underlying return), exposing you to the underlying's negative return and possible total loss.

Trade date is April 29, 2026 with expected settlement May 1, 2026; final valuation April 29, 2027 and maturity May 3, 2027. Minimum investment is 100 Notes ($1,000). UBS reports an estimated initial value of $9.73 per $10 Note and gives a hypothetical contingent coupon rate of 27.33% per annum (contingent coupon $0.6833 per $10 Note). All payments are subject to UBS credit risk.

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UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The Notes pay contingent quarterly coupons only if the underlying stock on an observation date is at or above a coupon barrier and are subject to automatic quarterly calls beginning after 12 months if the underlying closes at or above the initial level. If not called, principal repayment at maturity depends on the final level versus a downside threshold; a final level below that threshold exposes holders to a loss equal to the underlying return (potentially a total loss). Trade date is April 29, 2026, settlement May 1, 2026, final valuation date April 27, 2028 and maturity May 1, 2028. The Notes have an estimated initial value of $9.69 per $10 Note; actual payments remain subject to UBS credit risk.

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UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to Oracle Corporation stock, with a trade date of April 29, 2026 and expected settlement on May 1, 2026. The notes mature on May 1, 2029 with a final valuation date of April 27, 2029.

The Notes pay a contingent coupon only when the underlying's closing level on an observation date meets or exceeds the coupon barrier and are automatically called if the underlying equals or exceeds the initial level on any quarterly observation date after year one. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; otherwise investors suffer a loss equal to the underlying return, possibly losing the entire principal. Payments are subject to UBS credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 29, 2026.