Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering trigger callable contingent yield notes linked to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 over about four years. The notes pay a 9.55% per annum contingent coupon only if on each quarterly observation date all three indices are at or above a coupon barrier set at 70% of their initial level. UBS can call the notes in whole on any observation date (other than the final one), returning principal plus any due coupon but ending future payments.
If the notes are not called and, at maturity, any index finishes below its downside threshold of 60% of its initial level, investors take a loss matching that index’s full negative return and could lose their entire principal. The notes do not participate in any index upside, pay no dividends and expose holders to UBS credit risk and limited or no secondary market liquidity.
UBS AG, through its London Branch, is offering Trigger Callable Contingent Yield Notes linked to the Russell 2000 Index and the S&P 500 Index. These are unsecured, unsubordinated debt securities with a term of about 18 months and a stated principal of $1,000 per Note.
The Notes pay a 9.50% per annum contingent coupon, credited monthly only if on each observation date both indices close at or above 70% of their initial levels (the coupon barriers). UBS can call the Notes in whole on any monthly observation date starting after six months, repaying principal plus any due coupon, ending all future payments.
If the Notes are not called and, at maturity, both indices are at or above their 70% downside thresholds, investors receive back principal (plus any final coupon). If either index finishes below its downside threshold, the repayment is reduced one-for-one with the loss on the worst-performing index, and investors can lose their entire investment. All payments depend on UBS’s creditworthiness, and the estimated initial value is expected between $965.10 and $995.10 per $1,000 Note.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to Coinbase Global, Inc. common stock, maturing on January 4, 2029. Each $1,000 Note can pay a contingent coupon at an annual rate of approximately 25.00% (about $62.50 per year) if Coinbase’s closing stock price on an observation date is at or above the coupon barrier of $167.50, which is 70% of the $239.28 initial level.
The Notes are automatically called if Coinbase closes at or above the call threshold of $239.28 (100% of the initial level) on any observation date before maturity, returning principal plus the applicable coupon, with no further payments. If not called, investors receive full principal at maturity only if the final stock level is at or above the $167.50 downside threshold; otherwise, repayment is reduced one-for-one with Coinbase’s decline, and investors can lose their entire investment. These are unsecured, unsubordinated obligations of UBS, with an estimated initial value of $966.90 per $1,000 Note and primary proceeds of $294,000 to UBS.
UBS AG is offering $1,975,000 of trigger autocallable contingent yield notes linked to Oracle Corporation common stock, maturing on January 20, 2027. Each $10 Note can pay an 11.50% per annum contingent coupon (about $0.2875 per quarter) if Oracle’s closing price on a quarterly observation date is at or above the coupon barrier of $96.81, which is 50% of the $193.61 initial level.
The Notes are automatically called early, returning principal plus the applicable coupon, if on any observation date before maturity Oracle closes at or above the call threshold of $193.61 (100% of the initial level). If the Notes are not called and Oracle’s final level is at or above the $96.81 downside threshold, investors receive their $10 principal back at maturity. If the final level is below the downside threshold, repayment is reduced one-for-one with Oracle’s decline, and investors can lose some or all of their investment. All payments depend on UBS’s credit; if UBS defaults, investors could lose their entire investment.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the VanEck Gold Miners ETF (GDX) and the iShares Silver Trust (SLV), with a scheduled maturity on or about July 26, 2027 and a denomination of $1,000 per Note. The Notes pay a contingent coupon of 17.35% per annum, in equal monthly installments of $14.4583 per Note, but only if on each monthly observation date the closing level of both ETFs is at or above a coupon barrier set at 60% of their initial levels.
UBS may, at its discretion, call the Notes in whole on any observation date beginning after three months; if called, investors receive the $1,000 principal plus any due contingent coupon, and the Notes terminate. If not called and, at maturity, both ETFs are at or above their downside thresholds (also 60% of initial levels), investors receive full principal repayment. If any ETF finishes below its downside threshold, the maturity payment is reduced to $1,000 × (1 + return of the least performing ETF), which can result in losing some or all of the initial investment.
The Notes are unsecured, unsubordinated obligations of UBS, are not bank deposits, and are not insured by any government agency. The estimated initial value per $1,000 Note is expected to be between $922.90 and $952.90, reflecting underwriting compensation, hedging and other costs, and there may be little or no secondary market trading.
UBS AG is offering $373,000 of Step Down Trigger Autocallable Notes linked to the Solactive U.S. Large Cap Volatility Navigator Index, maturing on January 18, 2036. Each Note has a $1,000 principal amount and can be automatically called quarterly after one year if the index closes at or above the call threshold level, paying back principal plus a call return based on a 20.65% per annum rate. The longer the Notes remain outstanding before an automatic call, the higher the total call price investors receive.
If the Notes are never called and the index’s final level is below the downside threshold of 166.52 (60% of the 277.54 initial level), UBS will repay less than principal at maturity, with the loss matching the index’s percentage decline, and investors could lose their entire investment. The estimated initial value is $922.60 per $1,000 Note, reflecting fees and UBS’ internal funding rate, and all payments depend on UBS’ ability to meet its debt obligations.
UBS AG is offering Airbag Autocallable Yield Notes linked to the least performing of Amazon, Microsoft and NVIDIA stock, with a term of approximately two years. The Notes pay a fixed coupon of 10.65% per annum, paid quarterly, regardless of stock performance unless the Notes are automatically called.
The Notes are automatically called if on any quarterly observation date after six months each stock closes at or above its call threshold level, set at 100% of its initial level, returning principal plus the coupon for that date. If not called and each final stock level is at or above its conversion level of 70% of its initial level, investors receive full principal back at maturity. If any stock finishes below its conversion level, investors receive shares of the worst-performing stock based on a preset share delivery amount, which is expected to be worth less than principal, so some or all of the initial investment may be lost. All payments are unsecured obligations of UBS, and the estimated initial value per $1,000 Note is between $932.10 and $962.10.
UBS AG is offering $468,000 of two-year Trigger Callable Contingent Yield Notes linked to the worst performer of three major equity indexes. The notes reference the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, each with a coupon barrier and downside threshold set at 70% of its initial level.
The notes pay a 12.00% per annum contingent coupon ($10.00 per $1,000 monthly) only when all three indexes close at or above their coupon barriers on an observation date. UBS can call the notes in whole on any monthly observation date after three months, returning the $1,000 principal per note plus any due coupon, with no further payments.
If the notes are not called and, at maturity, each index is at or above its downside threshold, investors receive full principal back (and a final coupon if all are above their barriers). If any index finishes below its downside threshold, the maturity payment is reduced dollar-for-dollar with the decline of the worst-performing index, and investors can lose all principal. The notes are unsecured obligations of UBS, have no listing, and their estimated initial value is $979.30 per $1,000 issue price.
UBS AG is offering $468,000 of Trigger Callable Contingent Yield Notes, issued at $1,000 per Note, linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, and maturing on January 21, 2028.
The Notes pay a 12.00% per annum contingent coupon (about $10 per month per $1,000 Note) only if on each monthly observation date all three indices are at or above 70% of their initial levels, which also serve as downside thresholds. UBS can call the Notes in whole on any observation date after three months, returning principal plus any due coupon, with no further payments.
If the Notes are not called and any index ends below its downside threshold, repayment is reduced in line with the negative return of the worst-performing index, and investors can lose all principal. The Notes are unsecured obligations of UBS, and the estimated initial value is $979.30 per Note, below the issue price.
UBS AG is offering $3,701,000 of Trigger Callable Contingent Yield Notes linked to the worst performer among the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing on December 20, 2027. The Notes pay a contingent coupon at an annual rate of 11.25% (monthly coupons of $9.375 per $1,000) only if on each observation date all three indices are at or above 70% of their initial levels. UBS can call the Notes monthly after three months, repaying principal plus any due coupon, ending all future payments. If the Notes are not called and any index finishes below its 70% downside threshold, investors receive $1,000 times 1 plus the return of the worst-performing index, which can result in a substantial or total loss of principal. All payments depend on UBS’s credit, and the estimated initial value per Note is $975, below the $1,000 issue price.