Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. common stock due May 1, 2029. The notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates, can be automatically called quarterly if the underlying equals or exceeds the initial level, and repay principal at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced in proportion to the underlying return. Payments are subject to UBS credit risk; estimated initial value was $9.66 per $10 note.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. The Notes mature on May 1, 2029 with a final valuation date of April 27, 2029 and a trade date of April 29, 2026. Each Note has a principal amount of $10 and a minimum investment of 100 Notes ($1,000). The issuer will pay contingent coupons only if the underlying's closing level on an observation date is at or above the coupon barrier; Notes are automatically called if the underlying is at or above the initial level on any observation date prior to maturity. If not called and the final level is below the downside threshold, principal repayment at maturity will be reduced pro rata to the underlying return, potentially resulting in a total loss. The estimated initial value range on the trade date is $9.36–$9.61. All payments are subject to UBS's creditworthiness.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Citigroup Inc. The notes mature on May 3, 2027 with a final valuation date of April 29, 2027. Principal is $10 per note; estimated initial value is between $9.47 and $9.72 per note. The notes pay a contingent coupon on each coupon payment date only if the underlying closes at or above a coupon barrier; they will autocall early if the underlying closes at or above the initial level on an observation date. If not called and the final level is below the downside threshold, repayment at maturity may be less than principal and could result in a complete loss tied to the underlying return. All payments are subject to UBS credit risk.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of The Estée Lauder Companies Inc. The securities have a $10 principal per note, trade date April 29, 2026, settlement May 1, 2026, final valuation date April 27, 2029, and maturity May 1, 2029. The Notes pay periodic contingent coupons only if observation-date closing levels meet the coupon barrier and may autocall quarterly beginning about 12 months after issuance if the underlying is at or above the initial level. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return and investors can lose a substantial portion or all of their investment. Estimated initial value on the trade date is between $9.29 and $9.54 per $10 note. These Notes are unsecured obligations of UBS and subject to UBS credit risk.
UBS AG prices a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The Notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates and may be automatically called quarterly if the stock equals or exceeds the initial level.
If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise investors incur a loss equal to the underlying return. Trade date is April 29, 2026; expected settlement May 1, 2026; final valuation date April 29, 2027; maturity May 3, 2027.
UBS AG priced Trigger Autocallable Contingent Yield Notes linked to Goldman Sachs common stock due May 3, 2027. The notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and will autocall early if the underlying closes at or above the initial level on any prior observation date. If not autocalled and the final level is below the downside threshold, principal repayment at maturity is reduced pro rata to the underlying return, and investors could lose a significant portion or all of their investment. Payments, including principal, are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The preliminary pricing supplement dated April 29, 2026 describes notes due on or about May 1, 2028 with quarterly observation dates (beginning ~12 months after the trade date) that can trigger an automatic early call.
The notes pay a contingent coupon on each coupon payment date only if the underlying closing level is at or above a coupon barrier; otherwise no coupon is paid. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold and could result in a loss of principal equal to the percentage decline in the underlying asset. The example terms show a $10 principal per note, an illustrative contingent coupon rate of 18.46% per annum, an estimated initial value range of $9.32–$9.57, and a downside threshold and coupon barrier of $60.00 (60.00% of the initial level).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The preliminary pricing supplement dated April 29, 2026 sets key dates: trade date April 29, 2026, settlement date May 1, 2026, final valuation date April 27, 2029, and maturity date May 1, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates; they autocall early if the underlying closes at or above the initial level on a scheduled observation date. If not called, principal repayment at maturity is contingent: full principal is repaid if the final level is at or above the downside threshold; if below, repayment equals $10 x (1 + Underlying Return), exposing investors to potential principal loss (including total loss). The estimated initial value range is $9.35 to $9.60 per $10 Note and minimum investment is 100 Notes ($1,000). All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock maturing May 3, 2027. The Notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on each observation date and may be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment equals $10 × (1 + Underlying Return), which can result in substantial loss or total loss of principal. Key terms: trade date April 29, 2026; settlement May 1, 2026; final valuation date April 29, 2027; maturity May 3, 2027; principal amount $10 per Note; minimum investment 100 Notes ($1,000). The estimated initial value is $9.76 and all payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The offering totals $780,000 and the Notes mature on May 1, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds the coupon barrier on observation dates; they are automatically called early if the underlying meets or exceeds the initial level on any quarterly observation date after six months. If not called, repayment of principal at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise principal is reduced in proportion to the underlying return, and investors could lose a significant portion or all of their investment. Payments are subject to UBS credit risk. Trade date is April 29, 2026 with expected settlement on May 1, 2026. The estimated initial value per $10 Note was $9.71.