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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of lululemon athletica inc., as described in a preliminary pricing supplement dated April 29, 2026. The Notes pay a contingent coupon only if the underlying stock's closing level on an observation date is at or above a stated coupon barrier; otherwise no coupon is paid. The issuer will automatically call the Notes early if the underlying's closing level on any observation date prior to the final valuation date is equal to or greater than the initial level. If not called, principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; if the final level is below that threshold, repayment at maturity will reflect the percentage decline in the underlying and could result in a substantial loss or total loss of principal. Key dates: Trade Date April 29, 2026, Settlement Date May 1, 2026, Final Valuation Date April 29, 2027, Maturity Date May 3, 2027. Minimum investment is 100 Notes ($1,000). The estimated initial value range is $9.47–$9.72 per $10 Note. All payments depend on UBS's creditworthiness.

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UBS AG offers $500,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc. The Notes pay a quarterly contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid.

If the underlying closes at or above the initial level on any quarterly observation date (beginning after 6 months), the Notes will be automatically called and paid at the principal amount plus any contingent coupon on the related call settlement date. If not called, repayment at maturity depends on the final level: full principal is paid if the final level is at or above the downside threshold; if below, principal is reduced pro rata to the underlying return, and you could lose a significant portion or all of your investment. Payments depend on UBS’s creditworthiness. Trade date is April 29, 2026, settlement May 1, 2026, final valuation April 27, 2029, maturity May 1, 2029.

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Rhea-AI Summary

UBS AG issues Trigger Autocallable Contingent Yield Notes linked to NVIDIA common stock due May 1, 2028. The Notes pay a contingent coupon on each coupon payment date only if the closing level of NVIDIA on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if NVIDIA closes at or above the initial level on any observation date prior to the final valuation date, in which case investors receive principal plus any contingent coupon then due. If not called, repayment at maturity depends on the final level relative to the downside threshold: if the final level is below that threshold, principal is reduced proportionally to the decline in the underlying and investors can lose a substantial portion or all of their investment. The Notes are unsecured obligations of UBS and any payments, including principal, are subject to UBS credit risk. Trade date is April 29, 2026, settlement expected May 1, 2026, final valuation date April 27, 2028, and maturity May 1, 2028. The offering minimum is 100 Notes at $10 per Note and the estimated initial value was $9.81 as of the trade date.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. due on or about May 1, 2029. The Notes pay periodic contingent coupons only if the underlying stock meets coupon barriers on observation dates and are auto‑callable quarterly beginning about six months after the trade date. If not called, principal repayment at maturity is contingent on the final level versus a downside threshold; a final shortfall can cause a loss equal to the underlying return, including total loss.

Trade Date: April 29, 2026; Settlement: May 1, 2026; Final Valuation Date: April 27, 2029. Minimum investment: 100 Notes ($1,000). Estimated initial value range: $9.36–$9.61 per $10 Note. All payments remain subject to UBS creditworthiness.

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UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation with a trade date of April 29, 2026, expected settlement on May 1, 2026 and maturity on May 1, 2028. The Notes pay periodic contingent coupons only when the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called if the underlying closing level equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise repayment can be less than principal and may reflect the full percentage decline of the underlying, producing significant loss up to a total loss. Example terms shown: $10 principal per Note, hypothetical contingent coupon rate 8.72%, estimated initial value range $9.45-$9.70, and minimum purchase of 100 Notes.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Norwegian Cruise Line Holdings Ltd. The notes pay contingent coupons only when the underlying closing level on observation dates meets or exceeds a coupon barrier and may be automatically called quarterly (beginning after six months) if the underlying closing level on an observation date is equal to or greater than the initial level. If automatically called, UBS pays principal plus any contingent coupon on the related call settlement date and no further payments are owed. If not called, repayment of principal at maturity is contingent: if the final level is below the downside threshold, the cash payment per note will be reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. Trade Date is April 29, 2026, Settlement Date May 1, 2026, Final Valuation Date April 27, 2028, and Maturity Date May 1, 2028. The notes have a minimum investment of 100 Notes ($1,000), an estimated initial value of $9.76 per Note, and all payments are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to NVIDIA common stock due May 3, 2027. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets the coupon barrier and will be automatically called early if the underlying closing level meets or exceeds the initial level on any pre-maturity observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return, potentially causing a full loss of principal. Payments are subject to UBS credit risk. Trade date is April 29, 2026, settlement May 1, 2026, final valuation date April 29, 2027, and maturity May 3, 2027.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. stock, maturing May 3, 2027. Each Note has a principal amount of $10. Contingent coupons may be paid on observation dates only if the underlying closes at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closes at or above the initial level on an observation date, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, repayment of principal at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, holders may suffer a loss equal to the underlying return (including a total loss).

The Notes are unsecured obligations of UBS and any payment, including principal, is subject to UBS credit risk. The estimated initial value per Note on the trade date is $9.77. Trade date is April 29, 2026 and expected settlement is May 1, 2026.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Norwegian Cruise Line Holdings Ltd. The Notes have a $10 principal amount, trade date April 29, 2026, settlement May 1, 2026, final valuation date April 27, 2028 and maturity May 1, 2028. Coupons are contingent and paid only if the underlying closing level meets the coupon barrier on an observation date; the Notes are automatically called if the underlying equals or exceeds the initial level on a quarterly observation date beginning after six months. If not called and the final level is below the downside threshold, principal repayment is contingent and may reflect the percentage decline in the underlying, potentially resulting in significant loss or total loss of principal. The estimated initial value range on the trade date is $9.39 to $9.64. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation with expected trade date April 29, 2026, final valuation date April 29, 2027 and maturity on May 3, 2027. Each Note has a principal amount of $10.

The Notes pay a contingent coupon on a coupon payment date only if the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the underlying closing level on any observation date before the final valuation date is at or above the initial level, in which case holders receive principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, holders incur a loss equal to the underlying return and could lose their entire principal.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 29, 2026.