Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to Uber Technologies, Inc. common stock, maturing January 8, 2027. These unsecured debt notes pay a contingent coupon only on dates when Uber’s closing share price is at or above a preset coupon barrier; if it is below that level, no coupon is paid for that period.
The notes are automatically called early if Uber’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and Uber’s closing price on the final valuation date is at or above a downside threshold, principal is repaid at maturity; if it is below that threshold, repayment is reduced in line with Uber’s percentage decline and can fall to zero.
The notes are sold in minimums of 100 notes at $10 per note, with an estimated initial value of $9.78 per note based on UBS’s internal models. All payments depend on UBS’s credit, and the notes will not be listed on an exchange, so investors face both issuer credit risk and liquidity risk in addition to stock market risk.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of American Airlines Group Inc., maturing on January 10, 2028. These unsecured debt notes can pay contingent coupons only on dates when the stock closes at or above a preset coupon barrier; if the stock is below that level on an observation date, no coupon is paid for that period.
The notes are automatically called early if, on any observation date before maturity, the stock closes at or above its initial level, in which case investors receive the $10 principal per note plus any due coupon and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, investors receive full principal at maturity; if it is below the threshold, repayment is reduced in line with the stock’s decline and can fall to zero.
The notes are subject to UBS’s credit risk, are not bank deposits, are not insured, and will not be listed on any exchange. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.75 per note, determined using UBS’ internal pricing models.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport‑McMoRan Inc., maturing on or about January 10, 2028. The Notes pay a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date; if the stock is below that level, no coupon is paid for that period.
The Notes are automatically called early if, on any observation date before maturity, the stock closes at or above its initial level. In that case, investors receive the $10 principal per Note plus the applicable contingent coupon and no further payments. If the Notes are not called and, on the final valuation date, the stock is at or above the downside threshold, investors receive only their principal back (plus any final contingent coupon if the barrier is met).
If the Notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline from the initial level, and investors can lose a significant portion or all of their initial investment. All payments depend on the creditworthiness of UBS, and the Notes are unsecured, unsubordinated obligations that will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lyft, Inc., maturing on or about January 10, 2028. These unsecured debt notes pay a contingent coupon only if Lyft’s closing share price on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Lyft’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per note plus any due coupon and no further payments. If the notes are not called and Lyft’s final share price is at or above a downside threshold, investors receive their principal back; if it is below that threshold, repayment is reduced in line with Lyft’s decline and investors can lose their entire investment.
The minimum investment is 100 notes at $10 each. UBS expects the initial value on the trade date to be between $9.40 and $9.65 per note, reflecting internal pricing and funding. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any securities exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of lululemon athletica inc., each with a principal amount of $10 and a minimum investment of 100 Notes. The Notes pay a contingent coupon only when the stock closes at or above a specified coupon barrier on an observation date; otherwise no coupon is paid for that period. The Notes will be automatically called early if the stock closes at or above the initial level on any observation date before the final valuation date, in which case holders receive the principal plus any due coupon and no further payments.
If the Notes are not called and the final stock level is at or above the downside threshold, investors receive the full principal at maturity, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s negative return, and the entire investment can be lost. The estimated initial value per Note is $9.79, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on or about January 10, 2028. These unsecured debt securities pay a contingent coupon only when Netflix’s closing price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called before maturity if Netflix’s closing level on an observation date (other than the final one) is at or above the initial level. In that case, investors receive the principal plus any due contingent coupon, and the product terminates. If the notes are not called and Netflix’s final level is at or above the downside threshold, investors receive full principal at maturity; if it is below the downside threshold, repayment is reduced in line with the share’s decline, and the entire investment can be lost.
The notes are issued in $10 denominations, with a minimum purchase of 100 notes. All payments depend on the creditworthiness of UBS AG, and the notes will not be listed on any exchange, which may limit liquidity.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Wayfair Inc., maturing on or about January 10, 2028. The notes pay a contingent coupon only if Wayfair’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus the applicable coupon and no further payments.
If the notes are not called and the final share price is at or above a downside threshold, investors receive the full principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero. The notes are issued in $10 denominations with a minimum investment of 100 notes, are not listed on an exchange, are not insured, and all payments depend on the creditworthiness of UBS. The estimated initial value per note is expected to be between $9.31 and $9.56.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on January 10, 2028. Each Note has a $10 principal amount and pays a contingent coupon only if Broadcom’s closing share price on an observation date is at or above a preset coupon barrier.
The Notes can be automatically called before maturity if Broadcom’s stock closes at or above the initial level on any observation date, in which case investors receive $10 per Note plus the applicable contingent coupon and no further payments. If the Notes are not called and the final share price is at or above the downside threshold, investors receive their $10 principal back (plus any final contingent coupon).
If the Notes are not called and the final share price is below the downside threshold, repayment is reduced in line with Broadcom’s percentage loss, and investors can lose all of their investment. A hypothetical structure shows a 20.52% per annum contingent coupon and a downside threshold and coupon barrier both at 70% of the initial level. The estimated initial value is $9.77 per $10 Note, and all payments depend on the creditworthiness of UBS.
UBS AG is issuing Trigger Autocallable Contingent Yield Notes linked to the common stock of Moderna, Inc., maturing January 10, 2028. These unsecured debt securities pay a contingent coupon only if, on each observation date, the Moderna share price is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes can be called early: if on any observation date before maturity the stock closes at or above the initial level, UBS will automatically redeem at the $10 principal amount per Note plus any due contingent coupon, and no further payments occur.
If the notes are not called and the final stock level on January 6, 2028 is at or above the downside threshold, investors receive only the $10 principal per Note. If the final level is below the downside threshold, the maturity payment is reduced in line with the stock’s percentage decline and can fall to zero, causing a full loss of principal. Minimum investment is 100 Notes ($1,000). The estimated initial value is $9.67 per Note, and all payments are subject to UBS’s credit, with no listing on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about January 10, 2028. These unsecured debt obligations pay a contingent coupon only if the Broadcom share price on an observation date, including the final valuation date of January 6, 2028, is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called early if Broadcom’s closing level on any observation date before maturity is at or above the initial level. In that case, holders receive the principal amount plus any due contingent coupon, and the notes terminate. If the notes are not called and Broadcom’s final level is at or above the downside threshold, investors receive only their principal at maturity.
If the notes are not called and the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and holders can lose some or all of their investment. Payments depend on UBS’s credit. The notes are not bank deposits, are not FDIC insured, will not be listed on an exchange, and are offered in minimums of 100 notes at $10 each. The estimated initial value per note is expected to be between $9.47 and $9.72.