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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The Notes have a principal amount of $10 per Note with a minimum purchase of 100 Notes. Trade Date is April 29, 2026 with Settlement on May 1, 2026. The Notes mature on May 3, 2027 with the Final Valuation Date on April 29, 2027.

The Notes pay contingent coupons only if the underlying's closing level on an observation date is at or above a coupon barrier; otherwise no coupon is paid. The Notes are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date, in which case investors receive principal plus any contingent coupon on the related call settlement date. If not called and the final level is below the downside threshold, repayment at maturity may be less than principal and can reflect the percentage decline in the underlying, potentially resulting in total loss. The estimated initial value per Note on the trade date is between $9.47 and $9.72.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Lam Research Corporation stock due May 1, 2029. The Notes pay periodic contingent coupons only if the underlying's closing level on an observation date is >= the coupon barrier and will be automatically called early if the underlying's closing level on any observation date prior to the final valuation date is >= the initial level. If not called, repayment at maturity is contingent: if the final level is >= the downside threshold you receive the $10 principal per Note; if the final level is below the downside threshold you receive $10 x (1 + underlying return), exposing you to the underlying's negative return and potential loss of all principal. The Notes are unsecured obligations of UBS and principal and any coupons depend on UBS's creditworthiness. Trade date is April 29, 2026; settlement May 1, 2026; final valuation date April 27, 2029; maturity May 1, 2029. The estimated initial value is $9.67 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Eli Lilly common stock due May 3, 2027. The Notes pay periodic contingent coupons only if the underlying stock's closing level on observation dates meets or exceeds a coupon barrier. The Notes will be automatically called early if the underlying closes at or above the initial level on any observation date; in that event you receive principal plus any contingent coupon on the call settlement date and no further payments are due. If not called, repayment of principal at maturity is contingent on the final level being at or above a downside threshold; if the final level is below that threshold, principal will be reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. Any payments are subject to UBS credit risk. Trade date is April 29, 2026, settlement May 1, 2026, final valuation date April 29, 2027 and maturity May 3, 2027.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Bank of America Corporation maturing on May 3, 2027. The notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and can be automatically called early if the underlying meets or exceeds the initial level. If not called and the final level falls below the downside threshold, principal repayment at maturity is reduced pro rata to the underlying return; in extreme cases you could lose your entire investment. Payments are subject to UBS creditworthiness. The estimated initial value per $10 Note is $9.76.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation due on or about May 1, 2029. The notes pay contingent coupons only if the underlying's closing level meets the coupon barrier on observation dates and may autocall early if the underlying equals or exceeds the initial level on an observation date. If not autocalled, principal repayment at maturity is contingent on the final level relative to a downside threshold; a final-level decline below that threshold can produce a loss up to the full principal. Payments are subject to UBS credit risk. Trade date and estimated terms are set to be finalized on the trade date; the estimated initial value range is noted on the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Eli Lilly common stock due on or about May 3, 2027. The Notes pay periodic contingent coupons only if the underlying's closing level meets or exceeds a coupon barrier on scheduled observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise repayment equals $10 x (1 + underlying return), which can result in substantial loss or complete loss of principal. Payments depend on UBS creditworthiness. The trade date is April 29, 2026 with expected settlement on May 1, 2026. The Notes are offered in increments of 100 Notes ($1,000) and the estimated initial value range per Note is $9.42–$9.67 as of the trade date.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The notes pay a contingent coupon only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS will repay the $10 principal; if the final level is below the downside threshold, repayment will decline proportionally to the underlying return and could result in the loss of the entire principal. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Bank of America Corporation with a term of approximately one year, expected trade date April 29, 2026 and maturity on May 3, 2027. The notes pay contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on an observation date. At maturity, if not called and the final level is below the downside threshold, principal repayment is reduced pro rata to the underlying return, possibly resulting in a substantial loss or total loss of principal. The notes are unsecured obligations of UBS AG, not bank deposits, and any payments depend on UBS’s creditworthiness. The minimum investment is 100 notes at $10 per note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Block, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates; they autocall early if the stock closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced pro rata to the underlying return and you could lose a significant portion or all of your investment. Trade date is April 29, 2026, settlement May 1, 2026, final valuation date April 27, 2028 and maturity May 1, 2028. The Notes are unsecured obligations of UBS and payment depends on UBS creditworthiness. The estimated initial value was $9.78 per $10 Note.

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Rhea-AI Summary

UBS AG priced a Preliminary Pricing Supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes mature on May 3, 2027 and feature periodic contingent coupons, an automatic early-call if the underlying meets the initial level, and contingent principal protection at maturity that applies only if the final level is at or above a stated downside threshold.

Key dated anchors: trade date April 29, 2026, settlement date May 1, 2026, final valuation date April 29, 2027. Principal amount per Note is $10; estimated initial value is shown between $9.48 and $9.73. Payments, including any principal return, are subject to the creditworthiness of UBS.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 29, 2026.