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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Block, Inc. The notes pay contingent coupons only when the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return and investors can lose a substantial portion or all of their investment. Trade date is April 29, 2026, settlement is May 1, 2026, final valuation date is April 27, 2028, and maturity is May 1, 2028. The notes are offered in $10 denominations with an estimated initial value range of $9.43 to $9.68 per note and are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation with final valuation on April 29, 2027 and maturity on May 3, 2027. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return and investors can lose a significant portion or all principal. The notes are unsecured obligations of UBS and any payment is subject to UBS credit risk. The estimated initial value per note on the trade date was $9.77, with a minimum investment of 100 notes ($1,000).

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to DocuSign, Inc. common stock. The Notes are $10 principal amount securities (offered in minimum blocks of 100 Notes) that pay contingent quarterly coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called if the underlying equals or exceeds the initial level on a quarterly observation (beginning after 12 months). At maturity (May 1, 2028), principal is paid only if the final level is at or above the downside threshold; otherwise principal repayment is reduced pro rata by the underlying return, which could result in substantial loss, including the entire investment. Payments depend on UBS creditworthiness; estimated initial value as of trade date was $9.71 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to DocuSign, Inc. stock due on or about May 1, 2028. The Notes pay contingent coupons only if the underlying meets specified barriers on quarterly observation dates and can be automatically called after the first 12 months if the underlying closes at or above the initial level.

If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if below, repayment is reduced pro rata to the underlying return and investors could lose most or all principal. Payments depend on UBS’s creditworthiness. Trade and settlement are expected on April 29, 2026 and May 1, 2026, respectively.

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Rhea-AI Summary

UBS AG priced a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with trade date April 29, 2026, expected settlement May 1, 2026, final valuation date April 29, 2027 and maturity around May 3, 2027. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and are automatically called if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold, exposing holders to downside market risk and UBS credit risk. The preliminary estimated initial value range is $9.48–$9.73 per $10 Note; minimum investment is 100 Notes.

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UBS AG is offering UBS Trigger Autocallable Contingent Yield Notes linked to the common stock of AECOM (ticker ACM). The Notes pay a contingent coupon of 12.40% per annum only if the underlying closes at or above the coupon barrier on an observation date and are subject to automatic early call.

Key terms set on the strike date (April 28, 2026): initial level $81.06, call threshold 100.00% of initial level ($81.06), coupon barrier and downside threshold 70.00% of initial level ($56.74). Minimum investment is 100 Notes at $10 per Note (representing $1,000). Estimated initial value range: $9.367–$9.667 per Note. Payments, including principal, depend on UBS creditworthiness and the final level on the final valuation date (April 28, 2027).

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. Trade date is May 6, 2026, settlement May 11, 2026, final valuation May 6, 2031 and maturity May 9, 2031.

Each Note has a $1,000 principal amount, a contingent coupon feature (covered coupon rate shown at 8.50% per annum on the cover) and issuer call rights on semiannual observation dates. Coupon barriers are 60% of initial levels and downside thresholds are 50% of initial levels. If UBS does not call the Notes and the least performing underlying asset finishes below its downside threshold, repayment at maturity will be reduced by that asset's percentage decline (potentially a total loss). The estimated initial value range is $959.90–$989.90 as of the trade date per UBS’ internal models.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to United Parcel Service, Inc. (UPS) due on or about May 4, 2028. The notes have a principal amount of $1,000 per note, a contingent coupon rate set on the trade date in the range 9.65% to 9.95% per annum, quarterly observation dates, and an estimated initial value between $943.80 and $973.80 as of the trade date. The notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates, are subject to automatic early call if the call threshold is met, and may deliver a share delivery amount at maturity if the final level is below the downside threshold, exposing investors to potential loss of a significant portion or all of principal.

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UBS AG offered Capped Leveraged Buffered S&P 500® Index‑Linked medium‑term notes with an aggregate face amount of $6,251,000, maturing November 17, 2027. The notes provide 150.00% upside participation (capped at a 114.00% cap) and a 10.00% downside buffer (90.00% buffer level).

Payments depend on the S&P 500® performance from the trade date April 27, 2026 to the determination date November 15, 2027. Maximum cash settlement is $1,210.00 per $1,000 face amount; estimated initial value was $997.00 per $1,000 and issue price was 100.00%.

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UBS AG offers $8,094,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Salesforce, Inc. common stock. The Notes pay a contingent coupon of 11.33% per annum when the underlying closes at or above the coupon barrier and are callable quarterly beginning after six months. At maturity the principal is repaid only if the final level is at or above the downside threshold of $90.66 (50.00% of the initial level); otherwise holders suffer a loss equal to the underlying return. Payments depend on UBS creditworthiness; the estimated initial value per Note was $957.40 and the issue price is $1,000 per Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 29, 2026.